Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $4,239,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing on October 16, 2028.
The Notes pay a contingent coupon on scheduled dates only if the underlying closes at or above a stated coupon barrier on the related observation date. They are subject to automatic call if the underlying closes at or above the initial level on any observation date before the final valuation date, in which case holders receive principal plus any due contingent coupon and no further payments.
If not called, at maturity investors receive principal only if the final level is at or above the downside threshold; otherwise repayment is reduced in line with the underlying’s decline and could be zero. All payments are subject to UBS credit risk. Key dates include trade on October 14, 2025, settlement on October 16, 2025, and final valuation on October 12, 2028. The Notes are offered in minimums of 100 Notes at $10 each, with an estimated initial value of $9.70 per Note. The Notes will not be listed.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. The Notes are unsecured debt of UBS and may pay contingent quarterly coupons only when the underlying closes at or above a coupon barrier on the relevant observation date. The Notes can be automatically called if the underlying closes at or above the initial level on any observation date before maturity; in that case, investors receive principal plus any applicable contingent coupon and the Notes terminate.
If not called, at maturity on or about October 15, 2027, investors receive principal back only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline and could be zero. Payments are subject to UBS credit risk. Key dates include an expected trade date of October 13, 2025, settlement on October 15, 2025, and final valuation on October 13, 2027. The estimated initial value is expected to be between $9.54 and $9.79 per $10 Note. The Notes will not be listed, and the minimum investment is 100 Notes at $10 each.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000, and S&P 500, maturing on or about October 19, 2028. The Notes pay an 8.35% per annum contingent coupon only if each index closes at or above its coupon barrier on the monthly observation date.
UBS may call the Notes, in whole, on any monthly observation date beginning after 3 months, returning principal plus any due coupon. If not called and any index finishes below its downside threshold at maturity, repayment is reduced one-for-one with the index’s decline, and investors could lose all principal. Issue price is $1,000 per Note, with an underwriting discount of $6.50 per Note and proceeds to UBS of $993.50 per Note. The estimated initial value is expected between $957.30 and $987.30. The Notes are unsecured obligations of UBS, will not be listed, and all payments are subject to UBS’s credit.
UBS AG filed an amended preliminary 424B3 for Trigger Callable Contingent Yield Notes linked to the iShares MSCI Brazil ETF (EWZ), maturing on or about October 15, 2027. The notes pay a 12.30% per annum contingent coupon on quarterly observation dates if EWZ closes at or above a coupon barrier set at 70.00% of the initial level. UBS may call the notes in whole on any observation date beginning after six months; if called, holders receive principal plus any due coupon.
If not called and the final level is at or above the downside threshold (70% of initial), holders receive the $1,000 principal. If below the threshold, holders receive a share delivery amount equal to $1,000 divided by the initial level, which could be worth significantly less than principal. The notes are unsecured obligations of UBS AG, not listed on an exchange, and subject to UBS credit risk.
Per-note economics include a $1,000 issue price, an underwriting discount of $18.50, and proceeds to UBS of $981.50. The estimated initial value is expected between $939.00 and $969.00. Key dates: expected trade date October 9, 2025; settlement October 15, 2025; final valuation October 12, 2027; maturity October 15, 2027.
UBS AG is offering $1,150,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A., due October 15, 2026. These unsubordinated, unsecured notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on the relevant observation date; otherwise no coupon is paid. The notes will be automatically called if the underlying closes at or above the initial level on any observation date before the final valuation date, returning principal plus any due coupon.
If not called, and the final level is at or above the downside threshold, holders receive principal at maturity; if the final level is below the downside threshold, repayment is reduced in line with the underlying’s decline, and all principal could be lost. All payments are subject to UBS’s credit. The notes are expected to trade date on October 13, 2025, settle on October 15, 2025, with a final valuation date of October 13, 2026. They will not be listed. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is $9.82 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, expected to mature on November 4, 2030. The Notes pay a 13.00% per annum contingent coupon only if the Index closes at or above the coupon barrier on each monthly observation date.
The Notes are callable after 12 months if the Index is at or above 100% of the initial level. Key levels are set at Call Threshold: 100% of the initial level, Coupon Barrier: 50%, and Downside Threshold: 50%. If not called and the final level is below the downside threshold, repayment is reduced one-for-one with the Index decline, and investors could lose all principal. Issue price is $1,000 per Note, with a $10 underwriting discount and $990 to UBS. The estimated initial value is expected between $933.80 and $963.80, reflecting internal pricing and funding assumptions. All payments depend on UBS’s credit.
UBS AG launched a preliminary 424B2 for Trigger Autocallable Yield Notes linked to the least performing of Arm Holdings ADRs and Broadcom common stock, maturing on or about October 25, 2028.
The Notes pay 10.50% per annum in monthly coupons unless previously called. They are automatically called if, on any quarterly observation date beginning after 6 months, the closing level of each underlying is at or above 100% of its initial level, returning principal plus that period’s coupon. If not called, principal is repaid at maturity only if each underlying finishes at or above its 50% downside threshold; otherwise investors receive a share delivery amount of the least performing underlying, which may be worth significantly less than principal.
The estimated initial value is expected between $912.00 and $942.00 per $1,000 Note. Underwriting compensation is up to $29.50 per Note, with proceeds to UBS of at least $970.50 per Note. The Notes will not be listed and all payments are subject to UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq‑100 Technology Sector Index, and the Russell 2000, maturing on or about October 19, 2028. The notes pay a 10.00% per annum contingent coupon only if each index closes at or above its coupon barrier on the applicable monthly observation date.
UBS may call the notes, in whole, on any observation date beginning after 3 months. If called, investors receive the $1,000 principal per note plus any due contingent coupon; no further payments are made. If not called and at least one index finishes below its downside threshold at final valuation, the maturity payment is reduced by the negative return of the least performing index, and investors could lose all principal. Payments depend on the creditworthiness of UBS.
Key terms include coupon barriers set at 70.00% of initial levels and downside thresholds at 60.00%. The estimated initial value is expected between $939.20 and $969.20 per $1,000 note. Underwriting compensation is up to $9.00 per note; proceeds to UBS are at least $991.00 per note. The notes will not be listed.
UBS AG filed a preliminary 424(b)(2) pricing supplement for a primary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. The Notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on an observation date and may be automatically called if the underlying closes at or above the initial level on an observation date before maturity.
If not called, and the final level is at or above the downside threshold on the final valuation date, investors receive the principal back; if below, repayment is reduced one-for-one with the underlying’s decline, and losses could reach 100% of principal. All payments are subject to UBS’s credit.
Key dates include trade date October 14, 2025, settlement October 16, 2025, final valuation October 12, 2028, and maturity October 16, 2028. The Notes are offered in $10 denominations with a minimum investment of 100 Notes. The estimated initial value is expected to be between $9.48 and $9.73 per $10 Note. The Notes will not be listed, and initial settlement is T+2 while secondary trades generally settle T+1.
UBS AG is offering $15,041,000 of Capped Market‑Linked Notes tied to the least performing of the Dow Jones Industrial Average and the S&P 500 Index, due April 15, 2027.
At maturity, if the least performing index shows a positive return, the payout equals principal plus that return capped at a maximum gain of 11.20% (maximum payment $1,112 per $1,000 note). If the least performing return is zero or negative, repayment is principal only. The Notes pay no interest and are subject to UBS credit risk.
Key terms include an estimated initial value of $997.10 per note, an issue price of $1,000, and an underwriting discount of $1.50 per note (proceeds to UBS $998.50 per note). Trade date is October 10, 2025; final valuation April 12, 2027. The Notes will not be listed on any exchange.