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UBS AG (AMUB) SEC Filings, Jan 23, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan common stock, maturing January 27, 2027. These unsecured, unsubordinated notes pay a contingent quarterly coupon only if Freeport-McMoRan’s closing share price on each observation date is at or above a coupon barrier set at 70% of the initial level. The indicative contingent coupon rate is 13.81% per annum, or $0.3453 per $10 note per quarter in the examples.

The notes can be called early each quarter after six months if the stock closes at or above the initial level, in which case investors receive principal plus the applicable coupon and the notes terminate. If not called, and at maturity the stock is at or above the downside threshold of 70% of the initial level, investors receive full principal back (plus any final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment.

The notes are not listed, have an estimated initial value of $9.69 per $10 note, and all payments depend on UBS’s credit. The minimum investment is 100 notes at $10 each.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing on or about January 27, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes.

Investors receive a contingent coupon only if the Freeport‑McMoRan share price on a quarterly observation date is at or above a preset coupon barrier. The Notes are automatically called if, on any observation date beginning after 6 months and before the final valuation date, the share price is at or above the initial level; in that case, UBS repays principal plus the applicable contingent coupon and the Notes terminate early.

If the Notes are not called and the final share price on January 25, 2027 is at or above a downside threshold, UBS repays the $10 principal per Note. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. Payments depend on the creditworthiness of UBS, the Notes will not be listed on any exchange, and the estimated initial value is between $9.39 and $9.64 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing on January 27, 2027, with a principal amount of $10 per Note and a minimum investment of 100 Notes.

Investors receive a contingent coupon of 11.69% per annum, paid only if Humana’s share price on an observation date is at or above the coupon barrier, set at $65.00, which is 65% of the initial level. The same level acts as the downside threshold: if the Notes are not automatically called and Humana’s final level is at or above this threshold, principal is repaid at maturity.

If the Notes are not called and the final level is below the downside threshold, repayment is reduced in line with Humana’s negative return, and investors can lose up to their entire investment. All payments depend on UBS’s ability to meet its obligations, and the estimated initial value per Note is $9.70, below the $10 issue price.

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UBS AG is offering $888,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on January 27, 2028. The Notes pay a contingent coupon only if Amazon’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called early if Amazon’s share price on an observation date (before final valuation) is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon, and the product terminates. If not called, and the final share price on January 25, 2028 is at or above the downside threshold, investors receive full principal back, plus a final coupon if the coupon barrier is met.

If the Notes are not called and Amazon’s final share price is below the downside threshold, repayment of principal is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. The estimated initial value is $9.82 per $10 Note. The Notes are unsecured, unsubordinated obligations of UBS, are not listed on any exchange, and all payments depend on UBS’s creditworthiness.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing on or about January 27, 2027. These are unsecured, unsubordinated debt obligations of UBS.

Holders receive a contingent coupon only if Humana’s closing share price on an observation date, including the final valuation date, is at or above a preset coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called and UBS repays the principal plus that period’s coupon, with no further payments.

If the notes are not called and Humana’s final level is at or above the downside threshold, UBS repays the full principal at maturity (and a final coupon if the coupon barrier is met). If the final level is below the downside threshold, investors are fully exposed to the stock’s decline and can lose all of their investment. The notes will not be listed, have a minimum investment of 100 notes at $10 each, and their estimated initial value is expected between $9.40 and $9.65, with all payments dependent on UBS’s credit.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about January 27, 2028. The Notes pay a contingent coupon only if Amazon’s closing share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period. UBS will automatically call the Notes early if Amazon’s share price on any observation date before maturity is at or above the initial level, returning principal plus the applicable coupon and ending the investment.

If the Notes are not called and Amazon’s final share price on the valuation date is at or above the downside threshold, investors receive only their principal back (plus any final contingent coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose their entire investment. The Notes are unsecured UBS debt, are not listed on an exchange, have a minimum investment of 100 Notes at $10 each, and an estimated initial value between $9.44 and $9.69 per Note in the example terms.

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UBS AG is offering $160,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on January 27, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).

The Notes pay a contingent coupon at a 24.83% per annum rate only when Micron’s closing level on an observation date is at or above the coupon barrier, set at $50.00, which is 50% of the initial level in the examples. If on any observation date before maturity Micron’s level is at or above the initial level, the Notes are automatically called and investors receive principal plus the applicable contingent coupon, with no further payments.

If the Notes are not called and Micron’s final level on January 25, 2028 is at or above the downside threshold of $50.00, investors receive full principal back (plus any final contingent coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Micron’s negative return, and investors can lose all of their initial investment. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and the estimated initial value is $9.75 per $10 Note, based on UBS’ internal models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes are unsecured debt of UBS with a principal amount of $10 per Note, offered in minimum investments of 100 Notes (a $1,000 minimum). They trade on a T+2 basis at issuance, with a trade date of January 23, 2026 and maturity on January 29, 2029, unless called earlier.

The Notes pay a contingent coupon of 18.92% per annum (about $0.473 per quarter per $10 Note) only if AMD’s closing stock price on an observation date is at or above the coupon barrier, set at $60.00, which is also the downside threshold (60% of the initial level). UBS will automatically call the Notes if AMD’s stock closes at or above the initial level on any quarterly observation date after six months, in which case investors receive principal plus the due coupon and no further payments.

If the Notes are not called and AMD’s final stock level is at or above the downside threshold, investors receive back principal (plus the final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced one-for-one with AMD’s percentage decline, and investors can lose up to all of their investment. All payments depend on UBS’s credit, and the estimated initial value is $9.74 per $10 Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about January 27, 2028. These unsecured debt notes pay a contingent coupon only when Micron’s closing share price on a given observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The notes are automatically called early if Micron’s share price on any observation date before maturity is at or above the initial level. In that case, investors receive the principal plus the applicable contingent coupon and the product terminates. If the notes are not called and Micron’s final share price is at or above a downside threshold, principal is repaid at maturity. If the final share price is below the downside threshold, investors are exposed to the full downside of the stock and can lose some or all of their investment.

Each note has a $10 denomination, with a minimum purchase of 100 notes, and an estimated initial value between $9.42 and $9.67 per note. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any securities exchange.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing January 27, 2028. These unsecured senior notes pay a contingent coupon only if First Solar’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be automatically called before maturity if the stock closes at or above its initial level on any observation date, in which case investors receive the principal plus any due coupon and the note terminates. If the notes are not called and the final share price is at or above a downside threshold, investors receive their full principal at maturity; if it is below the threshold, repayment falls in line with the stock’s decline and investors can lose all of their investment.

The notes are subject to UBS’s credit risk, will not be listed on any exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value of $9.74 per note as determined by UBS’ internal models.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 23, 2026.