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UBS AG (AMUB) SEC Filings, Jan 23, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock, maturing on January 27, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 investment). The Notes pay a contingent coupon only if AMD’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called early if AMD’s closing level on any observation date before maturity is at or above the initial level, in which case UBS repays the $10 principal per Note plus any contingent coupon then due, and no further payments occur. If the Notes are not called and AMD’s final level on January 25, 2027 is at or above the downside threshold, UBS repays the $10 principal per Note (plus any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced dollar-for-dollar with AMD’s decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the estimated initial value is $9.74 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. These are unsecured, unsubordinated debt obligations of UBS with a scheduled maturity on or about January 27, 2027.

Investors may receive periodic contingent coupons only if AMD’s closing share price on each observation date is at or above a specified coupon barrier. The notes are automatically called early if AMD’s price on any observation date before the final valuation date is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and AMD’s final level is at or above the downside threshold, investors receive full principal at maturity (plus any final contingent coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose their entire investment. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on January 27, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes.

Investors receive a contingent coupon only if Dell’s stock closes at or above a specified coupon barrier on each observation date. The Notes are automatically called early if Dell’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the Notes are not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on an exchange. The estimated initial value is $9.71 per $10 Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The Notes pay a contingent coupon only if Dell’s closing share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called before maturity if Dell’s stock closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive the principal plus any due coupon and no further payments. If not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold; below that level, repayment falls in line with Dell’s negative return and investors can lose up to their entire investment.

The Notes are unsecured obligations of UBS, subject to its credit risk, will not be listed on any exchange, have a minimum investment of 100 Notes at $10 each, and an estimated initial value expected between $9.41 and $9.66 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with an aggregate principal amount of $258,000. These unsecured debt notes can pay high contingent coupons, but only on dates when NVIDIA’s share price closes at or above a preset coupon barrier, so investors may receive no income for extended periods.

The notes can be called early if NVIDIA’s stock closes at or above the initial level on any observation date, in which case investors receive the principal plus the applicable coupon and the investment ends. If the notes are not called and NVIDIA’s final share price is at or above the downside threshold at maturity in January 2028, investors receive back their principal (plus any final coupon). If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost.

The notes are not listed, have an example contingent coupon rate of 20.28% per annum on a $10 denomination, require a minimum investment of 100 notes, and have an estimated initial value of $9.77 per note. All payments depend on UBS’s credit; a UBS default could result in a total loss regardless of NVIDIA’s share performance.

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UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc., maturing on January 27, 2027. These unsecured debt notes pay a contingent coupon only if Blackstone’s share price on an observation date is at or above a set coupon barrier; otherwise no coupon is paid.

The notes are automatically called early if Blackstone’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon, and the product terminates. If not called, and the final share price is at or above the downside threshold, investors receive full principal back; if it is below the threshold, repayment is reduced in line with the stock’s decline and can fall to zero.

The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.80 per Note. Payments depend entirely on UBS’s credit, the notes will not be listed on an exchange, and investors may lose a significant portion or all of their investment.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 27, 2028. These unsecured, unsubordinated notes pay a contingent coupon only if NVIDIA’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called before maturity if NVIDIA’s closing level on any observation date (other than the final one) is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments. If not called, and the final level is at or above a downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with NVIDIA’s decline and can fall to zero.

The minimum investment is 100 Notes at $10 each. The estimated initial value per $10 Note on the trade date is expected to be between $9.41 and $9.66. All payments depend on the creditworthiness of UBS AG, and the notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc., maturing on or about January 27, 2027. These unsecured, unsubordinated debt notes pay a contingent coupon only if Blackstone’s closing share price on an observation date, including the final valuation date, is at or above a preset coupon barrier.

The notes are automatically called if, on any observation date before maturity, the share price is at or above the initial level; in that case, investors receive the principal plus the applicable contingent coupon and the notes terminate. If not called, and the final share price is at or above the downside threshold, investors receive full principal back, plus any final contingent coupon if the coupon barrier is also met.

If the notes are not called and the final share price is below the downside threshold, repayment at maturity is reduced in line with the share’s negative return, and investors can lose some or all of their principal. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.43 and $9.68 per note. All payments depend on the creditworthiness of UBS.

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UBS AG is offering $851,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing January 27, 2027. These unsecured debt notes can pay a high contingent coupon only when Micron’s stock closes at or above a preset coupon barrier on each observation date; otherwise, no coupon is paid for that period. The notes are automatically called early, returning principal plus any due coupon, if Micron’s stock closes at or above the initial level on any observation date before maturity.

If the notes are not called and Micron’s stock on the final valuation date is at or above the downside threshold, investors receive full principal back at maturity, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Micron’s percentage decline, and investors can lose some or all of their investment. All payments depend on UBS’s credit, and the notes are not listed on an exchange, with an estimated initial value of $9.79 per $10 note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about January 27, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes. Investors receive a contingent coupon only if Micron’s closing level on an observation date is at or above the coupon barrier; otherwise, no coupon is paid for that period.

The Notes are automatically called early if Micron’s closing level on any observation date before maturity is at or above the initial level, in which case UBS repays principal plus the applicable contingent coupon and the Notes terminate. If not called, and the final level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with Micron’s negative return, and investors can lose all of their investment. All payments depend on UBS’s credit, and the Notes will not be listed on any exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 23, 2026.