Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $2,017,000 in Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing December 20, 2028. Each $1,000 Note pays a contingent coupon at 7.88% per annum (about $19.70 per quarter) only if, on an observation date, both indices close at or above their coupon barriers set at 75% of initial levels (1,898.000 for RTY and 5,112.38 for SPX). The Notes can be automatically called quarterly after six months if both indices are at or above their call thresholds, set at 100% of initial levels, returning principal plus any due coupon. If not called and any index finishes below its downside threshold (also 75% of initial), investors suffer a loss matching the decline of the worst index and can lose their entire investment. The estimated initial value is $955.90 per $1,000 Note, there is no exchange listing, coupons are not guaranteed, and all payments depend on UBS’s credit.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® Index and Nasdaq-100® Technology Sector IndexSM, maturing on or about January 7, 2032. The Notes pay a contingent coupon at a rate of 9.00% per annum only if, on a monthly observation date, each index closes at or above its coupon barrier, set at 80.00% of its initial level, with unpaid coupons potentially paid later via the memory feature.
The Notes may be automatically called after 12 months if each index is at or above its call threshold level, set at 100.00% of its initial level, in which case investors receive principal plus due and unpaid coupons and no further payments. If the Notes are not called and any index finishes below its downside threshold, set at 60.00% of its initial level, investors receive less than the $1,000 principal per Note, potentially losing their entire investment.
The Notes are unsubordinated, unsecured debt obligations of UBS, with an issue price of $1,000 per Note, an underwriting discount of $3.00 and proceeds to UBS of $997.00 per Note. The estimated initial value is expected to be between $940.90 and $970.90. The Notes will not be listed, and any payment depends on UBS’ creditworthiness.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of four references: the Nasdaq-100® Technology Sector Index, the Russell 2000® Index, the Energy Select Sector SPDR® Fund and the Technology Select Sector SPDR® Fund. Each $1,000 note pays a 12.10% per annum contingent coupon, with monthly payments of $10.0833 only when all four underlyings close at or above 70% of their initial level.
The notes run to about December 29, 2028 and can be redeemed early at UBS’s option on monthly observation dates after three months, at par plus any due coupon. If they are not called and any underlying finishes below 60% of its initial level, the maturity payment falls in line with the worst performer and can drop to zero, so investors may lose all principal and receive no coupons. The notes are unsecured obligations of UBS, not FDIC‑insured or exchange‑listed, and their estimated initial value is between $949 and $979 per $1,000 note, reflecting embedded fees and hedging costs.
UBS AG is offering $228,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on December 20, 2028. The Notes pay a 9.05% per annum contingent coupon, calculated and payable monthly, but only if on each observation date both indices close at or above their coupon barriers, set at 70% of initial levels (1,771.467 for the Russell 2000 and 4,771.56 for the S&P 500). UBS may call the Notes in whole, beginning after six months, paying principal plus any due coupon; after a call, no further payments are made. If the Notes are not called and either index finishes below its downside threshold (also 70% of its initial level), repayment at maturity is reduced one-for-one with the negative return of the worst-performing index and can fall to zero, causing a total loss of principal. The Notes are unsecured obligations of UBS, are not insured, are not exchange-listed, and have an estimated initial value of $969.30 per $1,000 Note, below the issue price.
UBS AG is offering Buffer In-Digital Securities linked to the S&P 500® Index, maturing January 21, 2027. Each Security has a $1,000 principal amount and provides a fixed digital return of 7.70% at maturity if the index’s final level is at or above a digital barrier set at 85.00% of the initial level (5,794.03 vs. 6,816.51 initial).
If the S&P 500® closes below this downside threshold on the final valuation date, repayment is reduced: investors lose principal based on the index decline beyond a 15.00% buffer, and in extreme cases could lose almost all of their investment. The Securities pay no interest, do not provide dividends or voting rights, and must be held to maturity to receive the digital return.
The Securities are unsubordinated, unsecured debt of UBS AG London Branch, exposed to UBS credit risk, will not be listed on an exchange, and may have limited or no secondary market. The estimated initial value per Security is expected to be between $965.50 and $995.50, below the $1,000 issue price, reflecting underwriting discounts, hedging and issuance costs.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector IndexSM, the Russell 2000® Index, the Energy Select Sector SPDR® Fund and the Technology Select Sector SPDR® Fund. The Notes have a term of approximately three years and pay a 13.75% per annum contingent coupon on monthly dates only if the closing level of each underlying asset is at or above its coupon barrier, set at 70% of its initial level.
UBS may call the Notes, in whole, on any observation date beginning after three months, paying principal plus any due coupon; no further payments are then made. If the Notes are not called and, at maturity, every underlying is at or above its downside threshold (also 70% of its initial level), investors receive full principal back, plus any final coupon. If any underlying finishes below its downside threshold, the repayment is reduced in line with the negative return of the worst performer, up to a total loss of principal. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, and their estimated initial value is between $950.60 and $980.60 per $1,000 issue price.
UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on December 20, 2027. Each Note has a $1,000 principal amount and pays a fixed coupon at 11.15% per annum, with monthly payments as long as the Notes remain outstanding.
The Notes can be automatically called any month after 12 months if Constellation’s stock closes at or above the call threshold, set at 100% of the initial level ($357.14). If called, investors receive $1,000 plus the coupon for that month and no further payments. If the Notes are not called and the final stock level on the valuation date is at or above the downside threshold of 55% of the initial level ($196.43), investors receive their full principal at maturity, plus the last coupon.
If the final stock level is below the downside threshold, repayment is reduced one-for-one with the stock’s percentage decline, so investors can lose a significant portion or all of their investment. The Notes do not pay dividends or allow participation in stock gains beyond coupons, will not be listed on an exchange, and all payments depend on the creditworthiness of UBS. The estimated initial value per Note is expected to be between $949.10 and $979.10, below the $1,000 issue price.
UBS AG is offering Step Down Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on or about December 24, 2030. Each Note has a $1,000 principal amount and a call return rate of 9.00% per annum, paid only if the Notes are automatically called. UBS will automatically call the Notes on quarterly observation dates, beginning after 12 months, if the closing level of each index is at or above its call threshold level, which starts at 100% of its initial level and steps down over time to 75.00% on the final valuation date.
If called, holders receive the call price (principal plus the applicable call return) and no further payments. If the Notes are not automatically called and the final level of any index is below its downside threshold of 75.00% of its initial level, the maturity payment is $1,000 × (1 + underlying return of the least performing index), so losses match the percentage decline and can reach a 100% loss of principal. The estimated initial value is expected between $939.60 and $969.60 per Note, below the $1,000 issue price, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the worst performer of the S&P 500® Index and the Russell 2000® Index, maturing on or about June 27, 2029. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 7.75% per annum only if, on a monthly observation date, both indices close at or above their coupon barriers, set at 70% of initial level.
The Notes can be automatically called monthly beginning after 9 months if both indices are at or above their call thresholds, set at 100% of initial level, in which case holders receive principal plus the applicable coupon and the product terminates. If not called and both final index levels are at or above their downside thresholds of 60% of initial level, investors receive principal back (with a final coupon only if barriers are met). If any index finishes below its downside threshold, repayment is reduced one-for-one with the worst index’s decline, and all principal can be lost.
The Notes are unsecured, unsubordinated UBS debt, not insured deposits, and all payments depend on UBS’s credit. They are not listed, secondary liquidity may be limited, and the estimated initial value on the trade date is expected between $955.50 and $985.50 per Note versus a $1,000 issue price, reflecting fees, hedging and UBS’s internal funding rate.
UBS AG is offering $1,195,000 of three-year Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Regeneron Pharmaceuticals, Inc. Each Note has a $1,000 principal amount and offers a contingent coupon at a rate of 10.25% per annum ($25.625 per quarter) if Regeneron’s share price on a quarterly observation date is at or above the coupon barrier of $489.20, which is 65% of the $752.62 initial level.
The Notes can be automatically called quarterly starting about six months after issuance if Regeneron closes at or above the call threshold of $752.62 (100% of the initial level), in which case investors receive principal plus any due and previously unpaid coupons and the Notes terminate. If not called and the final share price on December 15, 2028 is at or above the $489.20 downside threshold, investors receive full principal; if it is below, repayment is reduced one-for-one with the share’s decline, and all principal can be lost. Payments depend entirely on UBS’s credit; the Notes are unsecured, not insured, and have an estimated initial value of $968.80 per $1,000.