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UBS AG (AMUB) SEC Filings, Jan 23, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $26,500,000 of Trigger Callable Contingent Yield Notes, issued at $10 per Note, linked to the worst performer among the Russell 2000, S&P 500 and EURO STOXX 50 Index. The Notes pay a contingent coupon at an annual rate of 11.10% (about $0.2775 per year per $10 Note) only if, on every trading day in a quarter, each index stays at or above its coupon barrier, set at 70% of its initial level. If any index closes below its barrier on any day in the period, no coupon is paid for that quarter.

UBS may call the Notes in whole on any quarterly observation end date (except the final one), repaying the $10 principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity in October 2029, all three indices are at or above their downside thresholds (60% of initial levels), investors receive their $10 principal. If any index finishes below its downside threshold, the maturity payment is reduced in line with the negative return of the worst index, up to a complete loss of principal.

The Notes are unsecured obligations of UBS, are not listed on any exchange, and involve UBS credit risk. The estimated initial value is $9.88 per Note, below the $10 issue price, reflecting embedded fees, hedging and funding costs. The minimum investment is 100 Notes, or $1,000.

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UBS AG is offering $7,190,000 of Digital MSCI EAFE® Index-Linked Medium-Term Notes due September 17, 2027, linked to the MSCI EAFE Index. The notes pay no interest and all return comes at maturity based on index performance from the January 21, 2026 trade date to the determination date.

For each $1,000 note, investors receive a maximum of $1,120 if the final index level is at or above 87.5% of the initial level of 2,954.51. Below this buffer, principal declines about 1.1429% for every 1% the index falls past the 12.5% buffer, down to total loss if the index goes to zero.

The structure caps upside at a 12% gain while exposing holders to significant downside beyond the buffer, and does not pass through dividends on index stocks. The notes are unsecured obligations of UBS AG London Branch, not FDIC-insured, not listed on an exchange, and carry UBS credit risk. The estimated initial value is $998 per $1,000 face amount, reflecting internal pricing and hedging costs.

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Rhea-AI Summary

UBS AG is offering $3,386,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing January 27, 2028. The notes pay a 7.65% per annum contingent coupon (about $19.125 per $1,000 per quarter) only if on each observation date both indices close at or above their coupon barriers, set at 60% of their initial levels (1,631.259 for the Russell 2000 and 4,148.01 for the S&P 500).

UBS may call the notes in whole on any quarterly observation date starting after six months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and at maturity both indices are at or above their downside thresholds (also 60% of initial levels), investors receive full principal back.

If at maturity either index finishes below its downside threshold, repayment is reduced one-for-one with the worst-performing index, and the principal repayment can fall to zero. The notes are unsecured obligations of UBS AG London Branch, with an estimated initial value of $979.60 per $1,000, and entail both market risk and UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of Berkshire Hathaway Class B, Meta Platforms and Palantir common stock, maturing in January 2029. The notes pay a contingent coupon of 30.00% per annum (monthly coupons of $25 per $1,000 note) only if, on an observation date, each stock closes at or above its coupon barrier, set at 65% of its initial level. UBS can call the notes in whole on any monthly observation date after three months, returning principal plus any due coupon.

If the notes are not called and each stock finishes at or above its downside threshold (60% of its initial level), investors receive back principal at maturity. If any stock finishes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst stock, and investors can lose up to their entire investment. Payments depend on UBS’s credit, and the estimated initial value is between $957.50 and $987.50 per $1,000 note, below the issue price.

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UBS AG is offering Capped Leveraged Buffered MSCI EAFE® Index‑Linked Medium‑Term Notes due April 9, 2027 with an aggregate face amount of $12,426,000. The notes pay no interest and their payoff depends on the MSCI EAFE® Index level on the determination date versus the initial level of 2,954.51.

If the index rises, holders receive 160% of the index gain, but returns are capped at a maximum settlement amount of $1,154.40 per $1,000 face amount. If the index falls by up to 12.5%, investors receive back $1,000; below that buffer, principal is reduced at about 1.1429% for every 1% additional decline, and investors can lose their entire investment.

The notes are unsecured obligations of UBS AG London Branch, are not FDIC‑insured, and will not be listed on an exchange. The estimated initial value is $995.50 per $1,000, reflecting internal pricing and hedging costs, and there is no underwriting discount, so net proceeds to UBS are 100% of face amount.

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UBS AG is offering trigger callable contingent yield notes linked to the least performing of three ETFs: VanEck Gold Miners (GDX), Real Estate Select Sector SPDR (XLRE) and Utilities Select Sector SPDR (XLU). The notes pay a contingent coupon at an annual rate of 11.20% (paid monthly as $9.3333 per $1,000 note) only when the closing level of each ETF is at or above its coupon barrier, set at 50% of its initial level.

UBS may call the notes in whole on any monthly observation date after three months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and each ETF finishes at or above its downside threshold (also 50% of its initial level), investors receive full principal at maturity. If any ETF finishes below its threshold, repayment is reduced one‑for‑one with the loss of the worst performer, and investors can lose all of their initial investment.

The notes are unsecured, unsubordinated obligations of UBS, are not listed on any exchange, may have limited liquidity, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $20,000,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing January 25, 2029.

The notes pay an 8.75% per annum contingent coupon (paid quarterly as $21.875 per $1,000) only when both indexes close at or above 60% of their initial levels on an observation date. UBS can call the notes in whole on any quarterly observation date after six months, paying back principal plus any due coupon, and ending all future payments. If the notes are not called and, at maturity, either index is below its 60% downside threshold, investors receive less than their $1,000 principal per note, with losses matching the decline of the worst-performing index and potential loss of the entire investment. The notes are unsecured debt of UBS, not deposits, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $1,232,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing in July 2028.

The Notes pay an annualized contingent coupon of 11.05%, credited monthly only when all three indices close at or above 70% of their initial levels on an observation date. UBS can call the Notes in whole, beginning after three months, paying back principal plus any due coupon and ending future payments.

If the Notes are not called and any index finishes below its 70% downside threshold at maturity, investors lose principal in line with the worst index’s percentage decline and could lose their entire investment. The Notes are unsecured obligations of UBS, not listed on an exchange, and have an estimated initial value of $969.50 per $1,000 issue price, reflecting fees, hedging and UBS’ funding rate.

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UBS AG, through its London Branch, is offering $22,308,000 of Capped Buffer Contingent Absolute Return Securities linked to the MSCI EAFE Index, each with a $1,000 principal amount and maturing on April 12, 2027.

The notes provide exposure to the index over roughly 15 months. If the index return is positive, investors receive principal plus the lesser of the index gain or a 15.60% maximum upside gain, capping payment at $1,156 per note. If the index return is zero or negative but the final level is at or above a downside threshold set at 90% of the initial level, investors receive a contingent absolute return equal to the absolute value of the index return, up to 10% (maximum payment $1,100).

If the index finishes below the downside threshold, repayment is reduced: investors lose principal in proportion to index losses beyond the 10% buffer, and could lose almost all of their investment. The securities pay no interest, are unsecured and unsubordinated obligations of UBS, will not be listed on an exchange, and all payments depend on UBS’s credit. The estimated initial value is $995.60 per note, below the $1,000 issue price, reflecting underwriting and structuring costs.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq‑100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing around December 30, 2027. Each Note has a $1,000 principal amount and pays a 9.10% per annum contingent coupon on monthly dates only if the closing level of every index is at or above its coupon barrier, set at 70% of its initial level.

UBS may call the Notes in whole, starting after three months, on any observation date; if called, investors receive principal plus any due coupon and the Notes terminate. If not called and every index finishes at or above its downside threshold (also 70% of initial), investors receive full principal back at maturity.

If any index finishes below its downside threshold, the redemption amount is $1,000 × (1 + return of the least performing index), exposing investors to full downside of that index and potential total loss of principal. Payments depend on UBS’s credit; the estimated initial value is expected between $943.60 and $973.60 per Note, below the $1,000 issue price, and the Notes will not be listed.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 23, 2026.