Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $3,107,000 of Trigger Callable Contingent Yield Securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each $1,000 security pays a 9.50% per annum contingent coupon ($23.75 quarterly) only when all three indices close at or above 70% of their initial levels on the relevant observation date.
UBS can call the notes in whole on any coupon date before maturity, paying back principal plus any due coupon. If not called and each index finishes at or above its 70% trigger level at maturity, investors receive full principal plus any final coupon. If any index finishes below its trigger, repayment is reduced in line with the worst index’s loss, and investors can lose most or all of their principal. The notes are unsecured UBS obligations, not listed on an exchange, and their estimated initial value of $966.50 per $1,000 is below the issue price.
UBS AG is offering $8.33 million of Capped Leveraged Buffered Basket-Linked Medium-Term Notes due February 18, 2028, linked to an unequally weighted basket of five equity indices: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%).
The notes pay no interest. At maturity, investors receive $1,000 plus 250% of any positive basket return, capped at a maximum of $1,270 per $1,000, corresponding to a cap level of 110.80% of the initial basket level. If the basket falls up to 15% (down to the 85.00 buffer level), principal is returned. Below this buffer, losses are magnified: investors lose approximately 1.1765% of face amount for every 1% drop beyond the buffer and could lose their entire investment.
The estimated initial value is $997 per $1,000 based on UBS’ internal models. The notes are unsecured obligations of UBS AG, will not be listed on any exchange, offer no dividend exposure and may have limited or no secondary market liquidity.
UBS AG is offering $609,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq-100® Technology Sector IndexSM and the Russell 2000® Index and maturing on June 28, 2027. The Notes pay a contingent coupon at a rate of 10.45% per annum only if, on each monthly observation date, both indices close at or above their coupon barriers, set at 70% of their initial levels. UBS can call the Notes in whole on any observation date after six months, paying principal plus any due coupon. If the Notes are not called and either index finishes below its downside threshold (also 70% of its initial level), investors receive less than principal, matching the negative return of the worst-performing index and potentially losing their entire investment. The Notes are unsecured obligations of UBS, and all payments depend on UBS’s credit. The estimated initial value is $981.20 per $1,000 Note.
UBS AG is offering $272,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing common stock of AbbVie Inc., Quest Diagnostics Incorporated and Altria Group, Inc., maturing on December 27, 2030.
The Notes pay a monthly contingent coupon of $7.3333 per $1,000 principal (an annual rate of 8.80% per annum) if on each coupon observation date all three stocks close at or above their coupon barriers, set at 50.00% of their initial levels. Quarterly, beginning after 6 months, the Notes are automatically called if all stocks are at or above their call threshold levels, set at 100.00% of initial, returning principal plus any due and previously unpaid coupons. If not called, principal is repaid at maturity only if each final stock level is at or above its downside threshold (also 50.00% of initial); otherwise, investors incur a loss matching the negative return of the worst-performing stock and could lose their entire investment. The Notes are unsecured obligations of UBS AG, not listed on any exchange, and have an estimated initial value of $955.70 per $1,000 Note.
UBS AG is offering $4,205,160 of Trigger Autocallable GEARS, unsecured notes linked to an equally weighted basket of 18 equities, at $10 per Security with a minimum $1,000 investment.
The notes can be automatically called on December 30, 2026 if the basket level is at or above the autocall barrier of 100% of the initial basket level, paying $11.10 per Security based on an 11.00% call return rate. If not called and held to December 27, 2030, investors receive enhanced upside equal to the positive basket return multiplied by 1.475 upside gearing, return of principal if the final basket level is at or above the 75% downside threshold, or a loss matching the negative basket return if it falls below that level, up to total loss of principal.
The Securities pay no interest, do not provide dividends on the underlying stocks, may have limited or no secondary market, and all payments depend on the creditworthiness of UBS. The estimated initial value is $9.542 per Security, lower than the $10 issue price due to fees, hedging and funding costs.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index and the Russell 2000 Index, maturing around January 5, 2028.
The Notes pay a 10.85% per annum contingent coupon (about $9.0417 per $1,000 monthly) only if on each observation date all three underlying assets close at or above 70% of their initial level. UBS may call the Notes in whole, starting after six months, paying back principal plus any due coupon, with no further payments.
If not called and at maturity all underlyings are at or above 60% downside thresholds, holders receive principal back; if any is below its threshold, repayment is reduced one-for-one with the loss on the worst performer and can fall to zero. The Notes are unsecured obligations of UBS, not principal protected, not listed, and have an estimated initial value of $948.80–$978.80 versus a $1,000 issue price, reflecting fees and UBS’ internal funding rate. Underwriting compensation is up to $10 per Note.
UBS AG is offering unsecured Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing around December 9, 2027.
The Notes pay a 10.60% per annum contingent coupon, in monthly installments of $8.8333 per $1,000 Note, only if on each observation date the closing level of every index is at or above its coupon barrier, set at 70.00% of its initial level.
UBS may call the Notes in whole, but not in part, on any monthly observation date beginning after 3 months, paying the $1,000 principal plus any due coupon. If not called and each index finishes at or above its downside threshold (also 70.00% of its initial level), investors receive full principal back; otherwise, repayment is reduced dollar-for-dollar with the negative return of the worst-performing index, and investors could lose their entire investment.
The issue price is $1,000 per Note, with per-Note proceeds to UBS of at least $992.75. The estimated initial value is expected between $954.10 and $984.10, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $208,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, maturing in November 2027. The Notes pay a 9.00% per annum contingent coupon (about $7.50 per month per $1,000) only if each index is at or above 70% of its initial level on the monthly observation dates. UBS can call the Notes in whole after three months, returning principal plus any due coupon, ending future payments. If the Notes are not called and every index finishes at or above its 70% downside threshold, investors receive principal back at maturity; if any index finishes below its threshold, repayment is reduced one-for-one with that index’s loss, up to a total loss of principal. The estimated initial value is $961.20 per $1,000, and all payments depend on UBS’s creditworthiness.
UBS AG is offering $662,000 of Trigger Callable Contingent Yield Notes linked to the worst performer among four market references: the Nasdaq-100 Technology Sector Index, the Russell 2000 Index, and the shares of the Energy Select Sector SPDR Fund (XLE) and Technology Select Sector SPDR Fund (XLK). The notes run to December 29, 2028, but UBS can call them in whole, at its discretion, on monthly observation dates starting after three months.
The notes pay a contingent coupon at a 13.75% per annum rate (about $11.4583 per $1,000 per month) only if on an observation date each underlying is at or above its coupon barrier, set at 70% of its initial level. If any underlying is below its barrier, no coupon is paid for that month.
If the notes are not called and, at maturity, every underlying is at or above its downside threshold (also 70% of initial), investors receive their $1,000 principal back. If any underlying finishes below its downside threshold, the payoff is reduced one-for-one with the decline of the worst underlying, and investors can lose all of their investment. All payments depend on UBS’s credit; the notes are unsecured, unsubordinated obligations, not insured deposits, and will not be listed on an exchange.
UBS AG is offering $2,500,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on December 29, 2028.
The Notes pay a contingent coupon at a rate of 10.50% per annum ($8.75 per $1,000 Note per month) only if on an observation date the closing level of each index is at or above its coupon barrier, set at 70% of its initial level for each index. UBS may call the Notes in whole, beginning after three months, paying principal plus any due coupon, after which no further payments are made.
If the Notes are not called and on the final valuation date each index is at or above its downside threshold (also 70% of its initial level), investors receive the $1,000 principal per Note. If any index finishes below its downside threshold, repayment is reduced in line with the negative return of the least performing index, and investors can lose some or all of their initial investment.
The Notes are unsecured, unsubordinated obligations of UBS, subject to UBS’ credit risk and potential Swiss regulatory resolution powers, will not be listed on any exchange, and have an estimated initial value of $970.80 per $1,000 Note, below the issue price due to underwriting discounts, hedging and issuance costs.