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UBS AG (AMUB) SEC Filings, Jan 22-23, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering 1-year structured notes tied to Microsoft stock that combine high contingent income with significant downside risk. Each $1,000 Buffered Contingent Income Auto-Callable Security can pay $14.3083 per month (about 17.17% per annum) if Microsoft’s closing price on a determination date is at or above 90% of the $451.14 initial price, a downside threshold of $406.03. Missed coupons can be “remembered” and paid later if the threshold is later met.

If Microsoft closes at or above 100% of the initial price on any non-final determination date, the notes auto-call and pay back $1,000 plus that period’s coupon and any unpaid prior coupons. If not called and the final price is at or above the downside threshold, investors receive $1,000 plus all due coupons. If the final price is below the downside threshold, repayment is based on a leveraged loss (about 1.1111% loss for each 1% drop below the 90% level), and investors can lose some or all principal. The notes are unsecured UBS obligations, not listed on an exchange, and have an estimated initial value between $964.50 and $994.50 per $1,000.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Oracle Corporation, maturing on or about August 4, 2027. Each Note has a $1,000 principal amount and is designed to pay a contingent coupon at an annual rate of 15.00%–16.00%, paid monthly if Oracle’s closing price on a coupon observation date is at or above a coupon barrier set at 60% of the initial level. Missed coupons can be paid later if the barrier is met, via the memory interest feature.

The Notes are automatically called if Oracle’s price on a quarterly call observation date is at or above the call threshold, set at 100% of the initial level, in which case investors receive principal plus due and unpaid coupons and the Notes terminate early. If not called and Oracle’s final level is at or above the downside threshold (also 60% of the initial level), investors receive full principal at maturity. If the final level is below the downside threshold, investors receive a fixed share delivery amount of Oracle stock instead of cash, expected to be worth significantly less than $1,000, exposing them to substantial or total loss of principal.

The Notes are unsecured, unsubordinated obligations of UBS, subject to UBS credit risk, will not be listed on an exchange, and may have limited or no secondary market. The estimated initial value is expected to be between $935.10 and $965.10 per $1,000 Note, below the issue price due to dealer compensation, hedging and issuance costs.

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UBS AG is offering trigger callable contingent yield notes linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, with a term of about 18 months. The notes pay a contingent coupon at an annual rate of 11.85% (about $9.875 per $1,000 note per month) only when all three indexes are at or above 70% of their initial levels on the relevant observation date.

UBS can call the notes in whole on any monthly observation date after three months, returning principal plus any due coupon, after which no further payments are made. If the notes are not called and any index finishes below its 70% downside threshold at maturity, repayment is reduced one-for-one with the loss on the worst-performing index, and investors can lose most or all of their principal. All payments depend on UBS’s credit, and the estimated initial value per note is between $960 and $990, below the $1,000 issue price.

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UBS AG is offering Digital S&P 500® Index-Linked Medium-Term Notes that pay no interest and return a cash amount at maturity based on the performance of the S&P 500 Index over about 22–25 months. For each $1,000 face amount, if the final index level is at or above 87.50% of the initial level, holders receive a fixed maximum settlement amount, expected to range between $1,141.20 and $1,166.10.

If the S&P 500 falls more than 12.50% from its initial level, principal is at risk: holders lose approximately 1.1429% of face amount for every 1% the index finishes below the 87.50% buffer, and could lose their entire investment. The notes are unsecured obligations of UBS, not FDIC insured, are not listed on an exchange, and their estimated initial value is expected to be between $968.00 and $998.00 per $1,000, reflecting internal pricing and hedging costs.

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UBS AG London Branch is offering Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes that pay no interest and are unsecured debt of UBS. Each note has a $1,000 face amount and a term expected between 13 and 15 months. The cash you receive at maturity depends on the S&P 500® Index level on the determination date.

You get 170.00% participation in any positive index return, but your maximum payout is capped by a maximum settlement amount expected to be between $1,120.19 and $1,141.27 per $1,000. If the index falls up to 10.00%, you still receive $1,000. If it falls by more than 10.00%, you lose about 1.1111% of principal for every additional 1% decline and could lose your entire investment.

The notes are not listed, may have limited or no secondary market and the estimated initial value is expected between $968.00 and $998.00 per $1,000, below the issue price. Investors forgo dividends on S&P 500 stocks and bear UBS credit risk and complex U.S. tax and withholding considerations.

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UBS AG is offering $1,150,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on July 26, 2027. The Notes pay a contingent coupon, illustrated at 12.29% per annum ($0.3073 per $10 Note per observation period), only when Netflix’s closing share price on an observation date is at or above the coupon barrier, set at 70% of the initial level.

The Notes are automatically called if Netflix’s share price on a quarterly observation date (starting after six months) is at or above the initial level, returning the $10 principal per Note plus any due coupon, with no further payments. If not called, and the final share price is at or above the same 70% downside threshold, investors receive the $10 principal at maturity, plus any final coupon.

If the Notes are not called and Netflix’s final share price is below the downside threshold, repayment is reduced dollar-for-dollar with the stock’s decline, using $10 × (1 + underlying return), and the entire investment can be lost. The Notes are unsecured, unsubordinated UBS debt, carry no listing, have an estimated initial value of $9.80 per $10 Note, and are subject to UBS’s credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., with a principal amount of $10 per Note and a term to January 26, 2028. Investors may receive a contingent coupon at a rate of 14.41% per annum (about $0.3603 per period on a $10 Note) only when the First Solar share price on an observation date is at or above the coupon barrier.

The Notes can be automatically called quarterly, starting after about nine months, if the stock closes at or above the initial level, returning principal plus the applicable contingent coupon, with no further payments. If not called, and on the final valuation date First Solar’s share price is at or above the downside threshold of $50.00 (50% of the initial level), principal is repaid and a final coupon is paid only if the price is also at or above the $60.00 coupon barrier.

If the Notes are not called and the final stock price is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose up to 100% of their principal. The Notes are unsecured obligations of UBS, are not listed, have a minimum investment of 100 Notes ($1,000), and an estimated initial value of $9.72 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on or about July 26, 2027. These are unsubordinated, unsecured debt obligations of UBS that pay a contingent coupon only if Netflix’s closing share price on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be called early each quarter starting about six months after issuance if Netflix’s price is at or above the initial level, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called, principal is repaid at maturity only if the final share price is at or above a downside threshold; below that level, repayment is reduced in line with the share decline and investors can lose all of their investment. Any payment depends on UBS’s credit. Notes are offered at $10 per Note, with a minimum of 100 Notes, and the estimated initial value is expected to be between $9.42 and $9.67 per Note.

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UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. common stock, maturing January 26, 2029. These unsecured debt notes pay a high contingent coupon of 19.41% per annum only if Palantir’s share price on each observation date is at or above a coupon barrier set at 60% of the initial share price. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called and investors receive $10 per note plus the applicable coupon, with no further payments.

If the notes are not called and Palantir’s final share price is at or above the 60% downside threshold, investors receive back the $10 principal per note (plus a final coupon if the barrier is met). If the final share price is below the downside threshold, repayment is reduced in line with the share’s percentage loss, and investors can lose their entire investment. The notes are not listed, carry UBS credit risk, and have an estimated initial value of $9.69 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., with an expected maturity on or about January 26, 2028. These unsecured, unsubordinated debt obligations can pay quarterly contingent coupons only when the First Solar share price on the relevant observation date is at or above a specified coupon barrier; no coupon is paid for periods when the stock closes below that level.

The notes may be automatically called on any quarterly observation date beginning after nine months if the stock closes at or above its initial level, in which case investors receive principal plus any due contingent coupon and the product terminates early. If the notes are not called and the final stock level on the January 24, 2028 valuation date is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s percentage loss and can fall to zero.

The notes are not listed on any exchange, are subject to the credit risk of UBS, and may result in the loss of a significant portion or all of the initial investment. The minimum investment is 100 notes at $10 per note, and the estimated initial value per note on the trade date is expected to be between $9.42 and $9.67.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 23, 2026.