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UBS AG (AMUB) SEC Filings, Jan 20, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, maturing on January 22, 2032. The total offering size is $1,060,000, in denominations of $1,000 per Note.

The Notes pay a high 18.10% per annum contingent coupon, evaluated monthly, but only when the index closes at or above the coupon barrier of 193.75, which is 70% of the initial level of 276.78. Beginning after six months, the Notes are automatically called if the index is at or above the call threshold of 276.78; investors then receive principal plus that period’s coupon, and the product terminates.

If not called and the final index level is at or above the downside threshold of 138.39 (50% of the initial level), investors receive full principal back (plus any last coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced one-for-one with the index decline, up to a total loss of principal.

The Notes are unsecured, unsubordinated obligations of UBS, not FDIC-insured, and all payments depend on UBS’s credit. They are not listed on any exchange. The estimated initial value is $963.90 per Note, below the $1,000 issue price, reflecting dealer compensation, hedging and funding costs.

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Rhea-AI Summary

UBS AG is offering $7,456,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing in January 2031. These unsecured senior notes pay a 6.25% per annum contingent coupon (about $5.2083 per $1,000 monthly) only if both indices stay at or above their coupon barriers on each observation date.

The notes are automatically called at par plus any due coupon if, beginning after 12 months, both indices are at or above 100% of their initial levels on an observation date. If not called and both final index levels are at or above their downside thresholds (85% of initial), investors receive full principal back; otherwise, principal is reduced in line with the loss on the worst-performing index beyond a 15% buffer, and losses can be severe. The estimated initial value is $945.60 per $1,000, below issue price, reflecting fees and UBS’s internal funding rate, and all payments depend on UBS’s creditworthiness.

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Rhea-AI Summary

UBS AG is offering approximately 5-year Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index, the S&P 500 Index and the Utilities Select Sector SPDR Fund. The Notes pay a contingent coupon at a rate of 9.70% per annum, but only for months when the closing level of each underlying is at or above 70% of its initial level.

UBS may call the Notes in whole, but not in part, on quarterly call dates starting about six months after issuance, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity in early 2031, every underlying is at or above its 70% downside threshold, investors receive full principal back; otherwise, repayment is reduced one-for-one with the negative return of the worst-performing underlying, and investors can lose up to their entire investment.

The Notes are unsecured, unsubordinated UBS obligations, not FDIC-insured, not listed on any exchange, and their value and payments depend on UBS’s credit and potential Swiss regulatory resolution powers. The estimated initial value is expected to be between $951.70 and $981.70 per $1,000 Note, below the issue price.

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Rhea-AI Summary

UBS AG is offering $1,179,000 of Trigger Autocallable Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on January 22, 2032. The Notes may be automatically called quarterly, beginning after 12 months, if the index closes at or above the call threshold of 297.77, paying investors $1,000 principal plus a call return based on a 28.40% per annum rate. If never called and the final index level is at or above the downside threshold of 148.89, investors receive $1,000 per Note at maturity. If the final level is below the downside threshold, repayment is reduced in line with the index loss, and investors can lose all principal. The estimated initial value is $963.70 per $1,000 Note, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest, linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index, Financial Select Sector SPDR Fund (XLF) and Utilities Select Sector SPDR Fund (XLU), maturing January 17, 2030. The Notes pay a contingent coupon at 9.10% per annum ($7.5833 per $1,000 note per month) only if on an observation date each underlying is at or above its coupon barrier (75% of its initial level). Missed coupons can be paid later under the memory feature if conditions are later met. After 12 months, the Notes are automatically called if each underlying is at or above its call threshold (100% of initial level), returning principal plus due and unpaid coupons. If not called, principal is repaid at maturity only if every underlying finishes at or above its downside threshold (65% of initial level); otherwise, repayment is reduced one-for-one with the loss in the worst performer, up to a total loss. All payments depend on the creditworthiness of UBS, and the Notes are unsecured, not listed, and may have limited liquidity. The estimated initial value is $981.30 per $1,000 note, below the issue price.

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UBS AG is offering $11,976,000 of Trigger Callable Contingent Yield Notes linked to the least performing of four underlying assets: the Nasdaq-100 Index®, the Russell 2000® Index, the iShares® 20+ Year Treasury Bond ETF and the Utilities Select Sector SPDR® Fund. The Notes pay a contingent coupon at an annual rate of 11.00% (about $9.1667 per $1,000 monthly) only if on each observation date every underlying is at or above its coupon barrier, set at 70% of its initial level. UBS can call the Notes in whole, beginning after three months, paying principal plus any due coupon. If not called, and at maturity in January 2031 every underlying is at or above its downside threshold, set at 60% of its initial level, investors receive full principal. If any underlying finishes below its downside threshold, repayment is reduced 1:1 with the negative return of the worst performer, and investors can lose all of their investment. All payments depend on UBS’ credit, and the estimated initial value is $989.70 per $1,000 Note.

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UBS AG is offering Digital MSCI EAFE® Index-Linked Medium-Term Notes that pay no interest and expose investors to the price performance of the MSCI EAFE Index over roughly 19–22 months. At maturity, each $1,000 note pays a cash amount based on the index level on the determination date, not during the term. If the final index level is at or above 87.50% of the initial level, investors receive a capped payout expected between $1,101.30 and $1,119.10 per $1,000.

If the index falls more than 12.50% from its initial level, principal losses are magnified: holders lose about 1.1429% of face amount for every 1% decline beyond the buffer, and could lose their entire investment. The notes are unsecured obligations of UBS AG London Branch, are not FDIC insured, will not be listed, and may have little or no secondary market. The estimated initial value is expected between $968.00 and $998.00 per $1,000, reflecting internal funding and hedging costs, and the tax treatment as a prepaid derivative contract involves significant U.S. federal income tax uncertainty, including potential Section 871(m) and FATCA considerations.

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UBS AG is offering $744,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing January 19, 2029. Each Note has a $1,000 principal amount and pays a contingent coupon at 11.25% per annum (monthly $9.375) only if, on the relevant observation date, all three indices close at or above their coupon barriers set at 70% of initial levels, which are also the downside thresholds.

UBS may call the Notes in whole, beginning after three months, paying principal plus any due coupon; no further payments follow. If not called and all final index levels are at or above their downside thresholds, investors receive full principal at maturity (plus any final coupon). If any index finishes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst-performing index, and investors can lose their entire investment.

The Notes are unsecured, unsubordinated obligations of UBS AG, not listed on any exchange, and carry UBS credit risk. The estimated initial value is $969.00 per $1,000 Note, reflecting underwriting discounts, hedging and issuance costs.

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UBS AG is offering $15,008,000 of Buffered Digital Notes linked to the S&P 500® Index, maturing on February 3, 2027. Each $1,000 Note pays an 8.00% digital return at maturity if the index final level is at or above the downside threshold of 6,246.01, which is 90.00% of the 6,940.01 initial level.

If the final level is below the downside threshold, repayment of principal is not protected. In that case, investors lose approximately 1.1111% of principal for every 1% index decline beyond the 10.00% buffer, and can lose their entire investment. The Notes pay no interest, do not provide dividends, and all payments depend on the creditworthiness of UBS.

The minimum investment is $10,000 (10 Notes). The estimated initial value is $988.50 per $1,000 Note, below the issue price, reflecting underwriting discounts, hedging and issuance costs. The Notes will not be listed on an exchange and may have limited or no secondary market liquidity.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of three underlyings: the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Energy Select Sector SPDR Fund (XLE). The Notes have a 3‑year term, $1,000 denomination and a 12.15% per annum contingent coupon, paid monthly only if the closing level of each underlying is at or above its coupon barrier, set at 70% of its initial level.

UBS may call the Notes in whole on any monthly observation date beginning after six months, returning principal plus any due coupon, after which no further payments are made. If not called and each final level is at or above its downside threshold (50% of initial level), investors receive full principal back at maturity. If any final level is below its downside threshold, repayment is reduced one‑for‑one with the negative return of the worst performer, and principal loss can reach 100%.

The Notes are unsecured, unsubordinated debt of UBS, not insured by the FDIC, will not be listed on an exchange, and their market value and any payments depend on UBS’s credit. The estimated initial value is expected between $953.50 and $983.50 per $1,000 Note, below the issue price due to underwriting and hedging costs. UBS Securities LLC receives a $7.00 per Note underwriting discount; proceeds to UBS are $993.00 per $1,000 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 20, 2026.