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UBS (AMUB) SEC Filings, Jan 15, 2026

AMUB NYSE
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UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock, maturing January 20, 2027. These unsecured debt notes pay a contingent coupon only if NVIDIA’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid.

The notes can be called early if NVIDIA’s price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus the applicable coupon and the notes terminate. If the notes are not called and NVIDIA’s final level is at or above the downside threshold, investors receive their principal back at maturity, potentially with a final coupon.

If the notes are not called and NVIDIA’s final level is below the downside threshold, repayment is reduced dollar-for-dollar with the stock’s decline, and the entire principal can be lost. Payments depend on UBS’s credit, and the estimated initial value is $9.76 per $10 Note, below the issue price. The minimum investment is 100 Notes, or $1,000.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Polaris Inc., maturing on or about January 20, 2027. Each Note has a principal amount of $10 and is designed to pay contingent coupons only when Polaris’ closing stock price on an observation date is at or above a specified coupon barrier.

The Notes are automatically called early if Polaris’ closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and Polaris on the final valuation date is at or above a downside threshold, investors receive only the $10 principal per Note. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. Payments depend on the creditworthiness of UBS, and the estimated initial value per $10 Note is expected to be between $9.37 and $9.62.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about January 20, 2028. These unsecured debt notes pay a high contingent coupon only when Intel’s closing stock price on an observation date is at or above a coupon barrier set at $70.00, which is 70.00% of the initial level.

The notes are automatically called early if Intel’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the $10 principal per note plus the applicable contingent coupon and no further payments. If the notes are not called and Intel’s final level is at or above the $70.00 downside threshold, investors receive the $10 principal plus any final contingent coupon; if the final level is below the threshold, repayment of principal is reduced in line with Intel’s negative return and can fall to zero.

The indicative contingent coupon rate is 24.74% per annum, or $0.6185 per period on a $10 note, and the estimated initial value is expected to be between $9.44 and $9.69 per note. The minimum investment is 100 notes at $10 each. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., priced at $10 per Note with a minimum investment of 100 Notes. Investors receive contingent quarterly coupons only when First Solar’s stock closes at or above a preset coupon barrier on the relevant observation date; otherwise, no coupon is paid.

The Notes can be automatically called after 12 months if the stock closes at or above the initial level on an observation date, in which case UBS repays the principal plus any due coupon and the Notes terminate early. If the Notes are not called and, at maturity in January 2027, the stock is at or above the downside threshold, principal is repaid in full. If the stock is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. All payments depend on UBS’s credit, the Notes will not be listed, and the estimated initial value is $9.75 per $10 Note, reflecting internal pricing and funding costs.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about January 20, 2027. These unsecured debt notes pay a contingent coupon only if on each observation date the stock closes at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if the stock closes at or above its initial level on any observation date before the final valuation date. If called, investors receive the $10 principal per Note plus the applicable contingent coupon and no further payments. If not called, and the final stock level is at or above the downside threshold, investors receive the full principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s negative return, up to a total loss of principal.

The minimum investment is 100 Notes at $10 each, and the estimated initial value is expected between $9.44 and $9.69 per Note. All payments depend on the creditworthiness of UBS AG, and the Notes will not be listed on any securities exchange.

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UBS AG is offering $500,000 of Airbag Autocallable Yield Notes linked to Alphabet Inc. common stock, maturing January 20, 2028. These unsecured debt securities pay a coupon on each quarterly coupon payment date regardless of Alphabet’s share performance, unless the notes are automatically called.

Starting about six months after issuance, if Alphabet’s closing level on any quarterly observation date is at or above the initial level, the notes are automatically called and investors receive the $1,000 principal per note plus the applicable coupon, with no further payments. If the notes are not called and Alphabet’s final level on the January 18, 2028 final valuation date is at or above a preset conversion level, UBS repays principal in cash at maturity plus the last coupon.

If the notes are not called and the final level is below the conversion level, investors receive Alphabet shares based on a share delivery amount instead of principal, plus the final coupon, and can lose some or all of their initial investment. The estimated initial value is $986 per $1,000 note, and all payments are subject to UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 20, 2027. These unsecured debt obligations can pay contingent coupons only when the NVIDIA stock closing level on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The Notes are automatically called early if NVIDIA’s closing level on any observation date before maturity is at or above the initial level, in which case holders receive principal plus any due contingent coupon and no further payments. If the Notes are not called and the final NVIDIA level is at or above the downside threshold, investors receive only the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the negative stock return, and investors can lose all of their initial investment.

Payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value per Note on the trade date is expected to be between $9.44 and $9.69, based on UBS’ internal pricing models.

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UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Carnival Corporation, maturing January 20, 2027. These unsecured notes pay a contingent coupon only if Carnival’s closing share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The notes are automatically called early if Carnival’s share price on any observation date before the final valuation date is at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and no further payments. If the notes are not called and the final share price is at or above the downside threshold, principal is repaid at maturity.

If the notes are not called and the final share price is below the downside threshold, repayment is reduced in line with Carnival’s negative return, and investors can lose all of their investment. The notes are subject to UBS’s credit risk, are not FDIC insured, will not be listed on an exchange, have a minimum purchase of 100 notes ($1,000), and have an estimated initial value of $9.72 per $10 note.

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UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to Apple Inc. common stock, which combine periodic contingent coupons with potential early redemption. Investors receive a coupon on each observation date only if Apple’s closing price is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The notes can be called automatically before maturity if Apple’s share price is at or above the initial level on an observation date, in which case investors receive their $10 per Note principal plus any due coupon and the product terminates. If the notes are not called and Apple’s final level on July 16, 2027 is at or above the downside threshold, investors receive full principal at maturity; if it is below that threshold, they lose the same percentage as Apple’s decline and could lose their entire investment. Payments depend on UBS’s credit, and the estimated initial value is $9.87 per $10 Note, with a minimum investment of 100 Notes ($1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about January 20, 2027. These unsecured notes pay a contingent coupon only if First Solar’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be automatically called on certain quarterly observation dates if the share price is at or above the initial level, in which case investors receive their principal plus any due coupon and the notes terminate early. If not called, investors receive full principal at maturity only if the final share price is at or above a downside threshold; if it is below, repayment is reduced in line with the share’s decline and total loss is possible.

The minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.43 and $9.68 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 15, 2026.