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UBS AG (AMUB) SEC Filings, Jan 13, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about January 16, 2029. These are unsecured, unsubordinated debt obligations of UBS.

The Notes pay a contingent coupon only if, on each quarterly observation date, CrowdStrike’s share price is at or above a preset coupon barrier. The Notes are automatically called early if, on any observation date after an initial period, the share price is at or above the initial level; in that case, holders receive principal plus the applicable contingent coupon and the Notes terminate.

If the Notes are not called and the final share price is at or above a downside threshold, investors receive their full principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the negative share performance and principal can be lost in full. Payments depend entirely on UBS’s credit, and the Notes will not be listed on any exchange. The minimum investment is 100 Notes at $10 each, and UBS currently estimates the initial value per Note between $9.39 and $9.64.

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UBS AG is offering $1,200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on January 18, 2028. These unsecured debt notes pay a contingent coupon only if NVIDIA’s closing level on each observation date, including the final valuation date, is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be automatically called quarterly, beginning after six months, if NVIDIA’s closing level on an observation date is at or above the initial level. In that case, investors receive the $10 principal per note plus any due coupon, and the notes terminate early. If the notes are not called and NVIDIA is at or above a downside threshold at maturity, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline, up to a total loss of principal.

The notes are subject to UBS’s credit risk, are not insured or listed on an exchange, and the estimated initial value per note on the trade date is $9.88 versus a $10 issue price. The minimum investment is 100 notes, or $1,000.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Generac Holdings Inc. common stock, maturing on or about January 18, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and pays contingent coupons only if Generac’s share price on quarterly observation dates is at or above a preset coupon barrier.

The Notes can be automatically called before maturity if Generac’s stock closes at or above the initial level on an observation date, in which case investors receive the $10 principal plus any due contingent coupon and no further payments. If the Notes are not called and the final stock level on January 13, 2028 is at or above the downside threshold, investors receive full principal back (and possibly a final coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment.

All payments depend on UBS’s creditworthiness, and the Notes are not insured or listed on any exchange. UBS estimates the initial value per $10 Note will be between $9.30 and $9.55, reflecting internal pricing and funding assumptions.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about January 15, 2027. These unsecured debt notes pay a contingent coupon only if Intel’s closing share price on each observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Intel’s stock is at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and the notes terminate. If not called and the final stock level is at or above a downside threshold, investors receive only their principal at maturity, plus the final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Intel’s percentage decline and investors can lose all of their investment.

The notes are subject to UBS’s credit risk, will not be listed on any exchange, require a minimum $1,000 purchase (100 notes at $10), and have an estimated initial value between $9.42 and $9.67 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 18, 2028. These are unsecured, unsubordinated debt obligations of UBS.

Investors receive contingent quarterly coupons only when NVIDIA’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called if NVIDIA’s closing level on an observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and the notes terminate early.

If the notes are not called and NVIDIA’s final level on the final valuation date is at or above a downside threshold, investors receive the full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment. The minimum investment is 100 notes at $10 per note, and the estimated initial value is expected to be between $9.50 and $9.75 per note. All payments depend on the creditworthiness of UBS, and the notes are neither listed nor FDIC-insured.

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UBS AG is offering $146,000 of Trigger Autocallable Contingent Yield Notes linked to Conagra Brands, Inc. common stock, maturing January 16, 2029. These unsecured debt notes pay contingent coupons only if the stock closes at or above a specified coupon barrier on quarterly observation dates; if the condition is not met, no coupon is paid for that period.

The notes can be called early if, on an observation date beginning after 6 months, the stock closes at or above its initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If not called, and at maturity the stock is at or above a downside threshold, investors receive principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero. All payments depend on UBS’s creditworthiness, the notes are not listed, the minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.52 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock and maturing on January 16, 2029. These unsecured debt notes pay a contingent coupon only when NVIDIA’s closing share price on a quarterly observation date, including the final valuation date of January 11, 2029, is at or above a preset coupon barrier. If the condition is not met, no coupon is paid for that period.

The notes can be called early: if on any quarterly observation date starting about six months after the trade date of January 13, 2026, NVIDIA’s share price is at or above the initial level, UBS will automatically redeem the notes at the $10 principal amount per note plus any due coupon, and all future payments stop. If the notes are not called and NVIDIA’s final level is at or above the downside threshold, investors receive full principal at maturity, plus a final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the share price decline, and the entire principal can be lost.

The notes are offered at $10 per note, with a minimum investment of 100 notes, and have an estimated initial value of $9.71 per note based on UBS’ internal models. All payments depend on UBS’ creditworthiness, the notes are not insured or exchange-listed, and the issuer and its counsel highlight that these securities involve significant risks compared with conventional bonds.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock, maturing January 18, 2028. Each Note has a principal amount of $10 and offers a contingent coupon of $0.3415 per quarter, reflecting a 13.66% per annum rate, but only when Broadcom’s closing price on the observation date is at or above the coupon barrier of $55.00, which is 55.00% of the initial level. If this condition is not met, no coupon is paid for that period.

The Notes can be automatically called if, on any observation date before maturity, Broadcom’s closing price is at or above the initial level. In that case, investors receive $10 plus the applicable contingent coupon and no further payments. If the Notes are not called and Broadcom’s final level on January 13, 2028 is at or above the $55.00 downside threshold, investors receive $10 per Note plus any final coupon. If the final level is below the downside threshold, repayment is reduced to $10 × (1 + underlying return); losses match Broadcom’s percentage decline and can reach 100% of principal.

All payments depend on UBS’s credit. The Notes are not listed, have an estimated initial value of $9.77 per $10 Note, and involve significant market and credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Albemarle Corporation stock, maturing January 18, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes, and the estimated initial value is $9.72 per Note based on UBS’ internal models. Investors receive a contingent coupon only when the Albemarle share price on an observation date is at or above the coupon barrier; in the hypothetical example, the contingent coupon rate is 21.33% per annum with a $0.5333 coupon.

The Notes are automatically called if Albemarle’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the Notes are not called and the final stock level on January 13, 2028 is at or above the downside threshold, set at $60.00 (60.00% of the initial level in the example), investors receive full principal, plus any final coupon if the coupon barrier is met.

If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose a significant portion or all of their investment, as illustrated by an example payoff of $3.60 per Note. All payments depend on UBS’ creditworthiness, the Notes are not insured or listed on any exchange, and they carry significant market, credit and liquidity risk.

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UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to PVH Corp. common stock, each with a $10 principal amount. The Notes run from a trade date of January 13, 2026 to a maturity date of January 15, 2027, unless called earlier. Investors receive a contingent coupon only if PVH’s closing price on an observation date, including the final valuation date, is at or above the coupon barrier of $65.00, which is 65.00% of the initial level; the indicative contingent coupon rate is 15.02% per year, or $0.3755 per period on a $10 Note.

The Notes are automatically called if PVH closes at or above the initial level on any observation date before maturity, paying $10 plus the coupon then due, with no further payments. If not called and PVH’s final level is at or above the $65.00 downside threshold, holders receive $10 per Note at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced to $10 × (1 + underlying return), creating full downside exposure to the stock and potential total loss. The estimated initial value is $9.86 per Note, the minimum investment is 100 Notes ($1,000), the Notes are unsecured, unsubordinated obligations of UBS, and all payments depend on UBS’s credit.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 13, 2026.