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UBS (AMUB) SEC Filings, Jan 13, 2026

AMUB NYSE
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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, scheduled to mature on January 18, 2028. The notes pay a contingent coupon only if Vertiv’s closing share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be called early on quarterly observation dates starting after six months if Vertiv’s share price is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and the contract ends. If the notes are not called and Vertiv’s final level on the January 13, 2028 valuation date is at or above the downside threshold, investors receive full principal back; if it is below, repayment is reduced in line with the share-price decline and total loss of principal is possible.

The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.84 per note, based on UBS’ internal models. Payments depend on the creditworthiness of UBS, the notes are not FDIC-insured, and they will not be listed on any securities exchange.

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UBS AG is offering $170,000 of Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation common stock, maturing January 18, 2028. These unsecured debt notes may pay periodic contingent coupons, but only if Lam Research’s share price on each observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.

The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus any due coupon, and the product terminates. If the notes are not called and the final stock level is at or above the downside threshold, investors receive principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors could lose their entire investment.

Payments depend on UBS’s credit; a UBS default could result in total loss. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.76 per $10 note, based on UBS internal pricing models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing on or about January 18, 2028. These unsecured debt notes pay a contingent coupon only when Albemarle’s closing share price on an observation date, including the final valuation date, is at or above a preset coupon barrier; otherwise no coupon is paid.

The notes are automatically called early if Albemarle’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If not called and Albemarle’s final level is at or above a downside threshold, investors receive full principal at maturity; if it is below the threshold, they are exposed one-for-one to the share’s decline and can lose all of their investment.

The notes are issued in $10 denominations, with a minimum investment of 100 notes. Hypothetical examples illustrate a 20.24% per annum contingent coupon on a $10 note and scenarios ranging from modest gains to losses of almost all principal. The estimated initial value per $10 note on the trade date is expected between $9.42 and $9.67, and any payment depends on the creditworthiness of UBS. The notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about January 18, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes. These unsecured debt obligations pay a contingent coupon only if Broadcom’s closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called early if Broadcom’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive principal plus any due contingent coupon and the Notes terminate. If not called, and the final level is at or above a downside threshold, investors receive only the $10 principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero. Any payment depends on the creditworthiness of UBS, and the estimated initial value per Note on the trade date is expected to be between $9.43 and $9.68.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of PVH Corp., maturing on or about January 15, 2027. These unsecured debt notes pay a contingent coupon only if, on each observation date, the PVH share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be automatically called early if PVH’s stock closes at or above the initial level on any observation date before final valuation. In that case, investors receive the principal plus any due contingent coupon on the call settlement date, and the investment ends. If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity.

If the notes are not called and the final PVH level falls below the downside threshold, the repayment is reduced in line with the stock’s percentage loss, and investors can lose some or all of their initial investment. Payments, including any contingent coupons and principal, depend entirely on the creditworthiness of UBS. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.49 and $9.74.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, maturing on or about January 18, 2028. These unsecured, unsubordinated notes pay a contingent coupon only if Vertiv’s closing share price on a quarterly observation date is at or above a specified coupon barrier; otherwise no coupon is paid.

The notes can be automatically called after about 6 months on any quarterly observation date if the share price is at or above the initial level, in which case investors receive the principal plus the applicable contingent coupon and the product terminates early. If not called, and Vertiv’s final share price is at or above the downside threshold at maturity, investors receive the $10 principal per Note; if it is below that level, repayment is reduced in line with the share price decline, and total loss of principal is possible.

The minimum investment is 100 Notes at $10 each. The estimated initial value per Note is expected to be between $9.46 and $9.71 based on UBS’s internal models. Payments depend on UBS’s credit, the notes will not be listed on an exchange, and the documents emphasize that the product is complex and significantly riskier than conventional debt.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., scheduled to mature on or about July 15, 2027. These unsecured debt securities can pay contingent coupons only if Amazon’s closing share price on an observation date is at or above a preset coupon barrier, and the notes may be called early if the share price reaches or exceeds the initial level on any bimonthly observation date.

If the notes are not called and Amazon’s closing price on the final valuation date is at or above a downside threshold, investors receive back the full principal; if it is below that threshold, repayment is reduced in line with the stock’s percentage decline and investors could lose their entire investment. Any payment depends on UBS’s creditworthiness. The notes are sold in a minimum of 100 notes at $10 each, and their estimated initial value is expected to be between $9.44 and $9.69 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing on or about January 18, 2028. These unsecured debt obligations can pay periodic contingent coupons only if Lam Research’s share price on specified observation dates is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the notes are not called and the final share level is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the share’s decline and total loss of principal is possible.

The notes are issued in $10 denominations with a minimum $1,000 investment. UBS expects the initial value per $10 note to be between $9.42 and $9.67, and all payments depend on UBS’s creditworthiness. The notes will not be listed on any exchange.

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UBS AG is offering $1,751,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the SPDR S&P Regional Banking ETF (KRE) and the Financial Select Sector SPDR Fund (XLF), maturing on May 11, 2028. The Notes pay a contingent coupon at a rate of 9.05% per annum (about $7.5417 per $1,000 Note per period) only if on each monthly observation date both ETFs close at or above their coupon barriers, set at 60% of initial levels ($40.85 for KRE and $33.54 for XLF). UBS may call the Notes in whole, but not in part, on any observation date beginning after 13 months, paying principal plus any due coupon and ending further payments. If the Notes are not called and either ETF finishes below its downside threshold (also 60% of initial level), repayment is reduced in line with the negative return of the worst-performing ETF, up to a total loss of principal. The Notes are unsecured debt of UBS, are not listed on any exchange, and carry both market risk from the underlying ETFs and UBS credit risk. The estimated initial value is $986.70 per $1,000 Note, below the $1,000 issue price.

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UBS AG is offering Airbag Autocallable Contingent Yield Notes linked to the S&P 500® Index, combining contingent income with substantial downside risk. Each $1,000 Note pays a semiannual contingent coupon at a rate of at least 7.70% per annum if, on an observation date, the index closes at or above a coupon barrier set at 80.00% of the initial level; otherwise no coupon is paid.

Beginning after 12 months, the Notes are automatically called if the index closes at or above a call threshold equal to 100.00% of the initial level, in which case investors receive principal plus the applicable coupon and the Notes terminate. If not called, and on the final valuation date in 2030 the index is at or above the 80.00% downside threshold, investors receive full principal; if it is below, repayment is reduced so that investors lose 1.25% of principal for each 1% decline beyond the 20.00% threshold, up to a total loss.

The Notes are unsubordinated, unsecured obligations of UBS, not bank deposits and not insured, so all payments depend on UBS’s credit. They will not be listed on any exchange, and UBS estimates the initial value at $957.20–$987.20 per $1,000 Note, reflecting fees, hedging and funding costs.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 13, 2026.