STOCK TITAN

UBS AG (AMUB) SEC Filings, Jan 6, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Texas Instruments Incorporated, scheduled to mature on January 10, 2028.

These $10 notes can pay periodic contingent coupons only when the stock closes at or above a coupon barrier set at 70.00% of the initial level on each observation date. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and the final stock level is at or above the downside threshold (also 70.00% of the initial level), investors receive full principal back, plus any final contingent coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. All payments, including any automatic call or coupon, depend on UBS’s ability to meet its obligations. The estimated initial value is $9.72 per $10 note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing on January 10, 2028. These unsecured debt securities pay contingent coupons only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid.

The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost.

The notes are subject to UBS’s credit risk, will not be listed on any exchange, and have a minimum investment of 100 notes at $10 per note. The estimated initial value is $9.74 per note based on UBS’s internal pricing models.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Filing
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about January 10, 2028. These unsecured debt obligations can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date. UBS will automatically call the Notes before maturity if the stock closes at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and the Notes terminate.

If the Notes are not called and the stock’s final level on the January 6, 2028 valuation date is at or above a downside threshold, investors receive their principal back (plus any final contingent coupon). If the final level is below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment. Any payment depends on UBS’s credit. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is expected to be between $9.48 and $9.73.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lennar Corporation, maturing on or about January 10, 2028. The Notes pay a contingent coupon on each observation date only if Lennar’s closing share price is at or above a specified coupon barrier; otherwise no interest is paid for that period. The Notes are automatically called early if Lennar’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the Notes are not called and Lennar’s final share price on January 6, 2028 is at or above the downside threshold, investors receive full principal back; if it is below the threshold, repayment is reduced in line with the stock’s percentage decline, and the entire principal can be lost. An example shows an 11.47% per annum contingent coupon, a $0.2868 coupon per period on a $10 Note, and a downside threshold and coupon barrier at 70% of the initial level. The estimated initial value per $10 Note on the trade date is expected between $9.44 and $9.69, and all payments depend on UBS’s creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Texas Instruments Incorporated, maturing on or about January 10, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment).

Investors may receive periodic contingent coupons only if the stock closes at or above a specified coupon barrier on each observation date. The Notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the Notes are not called and the stock is at or above the downside threshold at maturity, investors receive their principal back (and any final contingent coupon if conditions are met). If the stock is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors could lose all of their initial investment. Payments are unsecured obligations of UBS and depend on its creditworthiness. The Notes will not be listed on any exchange. The estimated initial value per $10 Note on the trade date is expected to be between $9.42 and $9.67.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of V.F. Corporation, maturing on January 10, 2028. The Notes pay a contingent coupon only if the stock closes at or above a coupon barrier on each observation date; otherwise no coupon is paid. UBS will automatically call the Notes early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable coupon and no further payments.

If the Notes are not called and the final stock level is at or above the downside threshold (70% of the initial level, or $70.00 in the hypothetical example), investors receive full principal back; if it is below, repayment is reduced in line with the stock’s decline, and total loss of principal is possible. A hypothetical example uses a $10 principal amount, a 25.03% per annum contingent coupon (about $0.6258 per period), and illustrates both positive returns and losses over 50%. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is $9.65. All payments depend on the creditworthiness of UBS.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of V.F. Corporation, maturing on or about January 10, 2028. These notes can pay contingent coupons, but only if the stock closes on each observation date at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The notes are automatically called early if, on any observation date before maturity, the stock closes at or above its initial level, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called and the final stock level is at or above a downside threshold, investors receive only their principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange. The minimum investment is 100 notes at $10 per note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 10, 2028. These are unsecured, unsubordinated debt obligations of UBS.

Investors receive a contingent coupon only if NVIDIA’s closing share price on each observation date is at or above a coupon barrier; otherwise no coupon is paid for that period. The notes can be called early if NVIDIA’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the notes terminate.

If the notes are not called and NVIDIA’s final share price is at or above a downside threshold, investors receive back the principal at maturity, potentially with a final coupon. If the final share price is below the downside threshold, repayment is reduced in line with the negative return of the stock and investors can lose all of their investment. The notes are issued in $10 denominations, with a minimum investment of 100 notes, and an estimated initial value between $9.44 and $9.69 per note, subject to UBS credit risk. The notes will not be listed on any exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Arm Holdings plc, maturing on January 10, 2028. The Notes are unsecured, unsubordinated debt of UBS and are issued in $10 denominations, with a minimum investment of 100 Notes (a $1,000 investment).

Investors receive a contingent coupon only if the Arm ADR closing level on an observation date (including the final valuation date) is at or above a preset coupon barrier. The Notes are automatically called early if, on any observation date before maturity, the ADR closes at or above its initial level; in that case, UBS repays principal plus the applicable contingent coupon and the Notes terminate.

If the Notes are not called and the final ADR level is at or above a downside threshold, UBS repays the $10 principal per Note at maturity (and a final contingent coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the ADR’s decline, and investors can lose all of their investment. Payments depend on UBS’s credit, the Notes are not listed, and the estimated initial value is $9.71 per $10 Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, maturing on January 10, 2028. These unsecured debt notes pay a contingent coupon only if Lam Research’s share price on an observation date is at or above a coupon barrier set at 70.00% of the initial level, with a hypothetical contingent coupon rate of 23.73% per annum ($0.5933 on a $10 note).

The notes may be automatically called before maturity if the share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive $10 per note plus the applicable coupon and no further payments. If the notes are not called and the final share level is at or above the downside threshold of 70.00% of the initial level, investors receive back the $10 principal per note, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with the share price decline and can fall to zero, resulting in a complete loss of principal.

The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.71 per $10 note as of the trade date. All payments depend on the creditworthiness of UBS AG, and the notes are not insured or listed on any securities exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 6, 2026.