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UBS (AMUB) SEC Filings, Jan 6-7, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about July 20, 2027. The Notes pay a contingent coupon at a rate of 23.25% per annum only if Micron’s closing share price on a monthly observation date is at or above the coupon barrier, which is 60.00% of the initial level. If the share price on any observation date (starting after three months) is at or above the call threshold level, set at 100.00% of the initial level, UBS will automatically call the Notes and repay principal plus the applicable coupon.

If the Notes are not called and Micron’s final share price on the July 15, 2027 final valuation date is at or above the downside threshold, set at 50.00% of the initial level, investors receive full principal back (and potentially a final coupon). If the final level is below the downside threshold, repayment is reduced one-for-one with Micron’s decline, and investors can lose all of their investment. The Notes are unsecured obligations of UBS, will not be listed on any exchange, have an issue price of $1,000 per Note, an estimated initial value between $938.50 and $968.50, and include underwriting compensation of up to $22.25 per Note, leaving proceeds to UBS of at least $977.75 per Note.

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UBS AG is offering Capped Buffer GEARS linked to an equally weighted basket of three equity indices — the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000 — maturing on February 11, 2027. Each $1,000 security provides 3.00x leveraged exposure to any positive basket return, but total upside is capped at a maximum gain of 12.85%, for a maximum payment of $1,128.50 per security.

The notes include a 10% downside buffer: if the basket finishes down but no more than 10% below its initial level, investors receive back the $1,000 principal. If the final basket level is more than 10% below the initial level, repayment is reduced dollar-for-dollar beyond the buffer, and investors can lose almost all of their investment. The securities pay no interest, are not listed on an exchange, and all payments depend on the creditworthiness of UBS AG.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector IndexSM, the Russell 2000® Index and the S&P 500® Index, maturing on January 11, 2029. The Notes pay a contingent coupon at an annual rate of 8.25% (or $20.625 per $1,000 each quarter) only if, on an observation date, every index closes at or above its coupon barrier, set at 70% of its initial level. UBS may, at its discretion, call the Notes on any quarterly observation date (other than the final one) and repay principal plus any due coupon.

If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of its initial level), investors receive full principal. If any index finishes below its downside threshold, repayment is reduced according to the decline of the worst-performing index beyond the 30% buffer, and investors can lose almost all of their investment. All payments depend on UBS’s creditworthiness, and the Notes are not listed on any exchange.

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UBS AG is offering principal-at-risk structured notes linked to the Class A common stock of Alphabet Inc. Each $1,000 security can pay a contingent coupon of $12.3917 per period, equivalent to approximately 14.87% per annum, for any determination date when Alphabet’s closing price is at or above the downside threshold of $251.47, which is 80% of the initial price of $314.34. A memory feature can make up missed coupons later if the threshold is met on a subsequent date.

The notes are auto-callable: if Alphabet closes at or above the call threshold of $314.34 (100% of the initial price) on any non-final determination date, investors receive early redemption equal to principal plus the current and any previously unpaid contingent coupons, and the investment ends.

If the notes are not redeemed early and Alphabet’s final price on January 7, 2027 is at or above $251.47, investors receive principal plus all due contingent coupons. If the final price is below $251.47, repayment is based on a leveraged downside formula (about 1.25% loss for each 1% drop below the threshold), so investors can lose some or all principal. The securities are unsecured obligations of UBS, are not listed on any exchange, and the estimated initial value is expected between $963.70 and $993.70 per $1,000.

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424B2
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on January 10, 2028. These unsecured debt securities pay a contingent coupon only when the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid.

The notes may be called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold (set at 70% of the initial level in the hypothetical examples), investors receive full principal back, plus any final coupon when the barrier is met.

If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. A hypothetical structure shows a 19.55% per annum contingent coupon and an estimated initial value of $9.78 for notes issued at $10, with all payments subject to the credit risk of UBS.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Constellation Energy Corporation common stock, maturing January 10, 2028. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes can be automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus the applicable coupon and the notes terminate.

If the notes are not called and the final stock level on January 6, 2028 is at or above the downside threshold (70.00% of the initial level in the examples), investors receive full principal back, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose all of their investment. The example terms show a 19.79% per annum contingent coupon rate and an estimated initial value of $9.78 per $10 Note. All payments depend on UBS’s credit; a UBS default could result in losing the entire investment.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lennar Corporation, maturing on January 10, 2028. These unsecured debt securities can pay periodic contingent coupons only when Lennar’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Lennar’s stock closes at or above the initial level on any observation date before final valuation, in which case investors receive the principal plus any due coupon and no further payments. If not called, full principal is repaid at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline and can fall to zero. Any payment depends on UBS’s credit. The notes are not listed, require a minimum $1,000 investment at $10 per note, and have an estimated initial value of $9.74 per note.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Texas Instruments Incorporated, scheduled to mature on January 10, 2028.

These $10 notes can pay periodic contingent coupons only when the stock closes at or above a coupon barrier set at 70.00% of the initial level on each observation date. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and the final stock level is at or above the downside threshold (also 70.00% of the initial level), investors receive full principal back, plus any final contingent coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. All payments, including any automatic call or coupon, depend on UBS’s ability to meet its obligations. The estimated initial value is $9.72 per $10 note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing on January 10, 2028. These unsecured debt securities pay contingent coupons only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid.

The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost.

The notes are subject to UBS’s credit risk, will not be listed on any exchange, and have a minimum investment of 100 notes at $10 per note. The estimated initial value is $9.74 per note based on UBS’s internal pricing models.

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424B2
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about January 10, 2028. These unsecured debt obligations can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date. UBS will automatically call the Notes before maturity if the stock closes at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and the Notes terminate.

If the Notes are not called and the stock’s final level on the January 6, 2028 valuation date is at or above a downside threshold, investors receive their principal back (plus any final contingent coupon). If the final level is below the downside threshold, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment. Any payment depends on UBS’s credit. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is expected to be between $9.48 and $9.73.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 7, 2026.