STOCK TITAN

UBS AG (AMUB) SEC Filings, Jan 5, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG, through its London Branch, is offering approximately 3-year Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. The Notes pay a 10.75% per annum contingent coupon (about $8.9583 per $1,000 monthly) only if, on each monthly observation date, the closing level of every index is at or above its coupon barrier, set at 70% of its initial level.

UBS may call the Notes in whole on any observation date starting after three months, returning the $1,000 principal per Note plus any due coupon, with no further payments. If the Notes are not called and, at maturity, every index is at or above its downside threshold (also 70% of initial), investors receive principal back. If any index finishes below its downside threshold, the repayment is reduced one-for-one with the worst index’s loss, up to a total loss of principal.

The estimated initial value is expected between $935.70 and $965.70 per $1,000, reflecting dealer compensation, hedging and UBS’ internal funding rate. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, may have limited or no secondary market, and are subject to UBS credit risk and potential Swiss resolution measures. U.S. tax treatment is uncertain; UBS intends to treat the Notes as prepaid derivatives with contingent coupons taxed as ordinary income.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $1,096,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on January 5, 2029. Investors receive a monthly contingent coupon at a rate of 9.40% per annum ($7.8333 per $1,000 note) only if on each observation date all three indices are at or above their coupon barriers, set at 70.00% of their initial levels. UBS may call the notes in whole, beginning after three months, paying back principal plus any due coupon, ending future payments.

If the notes are not called and at maturity any index is below its downside threshold, set at 60.00% of its initial level, repayment is reduced dollar-for-dollar with the negative return of the worst-performing index, and investors could lose their entire principal. The notes are unsecured obligations of UBS, have an estimated initial value of $969.70 per $1,000, will not be listed, and expose holders both to equity market risk and UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering capped buffer securities linked to the S&P 500® Index, with a principal amount of $1,000 per Security and a term of approximately 12 months, maturing on February 4, 2027. At maturity, if the index has risen, investors receive the principal plus the positive index return, capped at a maximum gain of at least 12.55%, for a maximum payment of at least $1,125.50 per Security.

If the index return is zero or negative but the final level stays at or above a downside threshold set at 90.00% of the initial level (a 10.00% buffer), investors receive only their principal back. If the final level falls below this threshold, repayment is reduced dollar-for-dollar beyond the buffer, and investors can lose some or almost all of their investment. The Securities pay no interest or dividends, may have limited or no secondary market, and all payments depend on the creditworthiness of UBS. The estimated initial value is expected to be between $961.80 and $991.80, below the $1,000 issue price, reflecting fees, hedging and funding costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000, maturing on or about January 12, 2029. The Notes pay a 9.50% per annum contingent coupon (about $7.9167 per $1,000 monthly) only if, on each observation date, all three indices close at or above their coupon barriers, set at 70% of the initial level for each index. UBS may call the Notes in whole on any monthly observation date beginning after 12 months, paying principal plus any due coupon; no further payments are made after a call.

If the Notes are not called and, at maturity, any index finishes below its downside threshold (also 70% of initial), investors suffer a loss matching the negative return of the worst-performing index and could lose their entire principal. The Notes are unsecured obligations of UBS, are not bank deposits or FDIC insured, and all payments depend on UBS’s credit. The issue price is $1,000 per Note, with an estimated initial value between $961.80 and $991.80 and an underwriting discount of $7.00, leaving $993.00 in proceeds to UBS per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer among the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, with a term of about three years and monthly observation dates. The Notes pay a contingent coupon only when all three indices close at or above their coupon barriers; if any index is below its barrier on an observation date, no coupon is paid for that period.

UBS may call the Notes in whole, beginning after six months, on any observation date other than the final one, paying principal plus any due coupon, after which no further payments occur. If the Notes are not called and each index finishes at or above its downside threshold, investors receive full principal at maturity; if any index finishes below its downside threshold, repayment is reduced one-for-one with the worst index’s decline, and the entire investment can be lost. All payments depend on UBS’s credit, and the Notes are unsecured, unsubordinated obligations that will not be listed on an exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes, which are unsecured debt linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The notes pay a 9.15% per annum contingent coupon (about $7.625 per $1,000 note each month) only if, on an observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level.

The notes are callable by UBS on any monthly observation date beginning after three months. If called, investors receive the $1,000 principal plus any due coupon, and the investment ends early. If not called and at maturity all three indexes are at or above their downside thresholds (also 70% of initial levels), investors receive full principal back, plus any final coupon.

If the notes are not called and at maturity any one index finishes below its downside threshold, repayment is reduced in line with the percentage loss of the worst-performing index, and investors can lose some or all of their principal. Payments depend on the creditworthiness of UBS, and the estimated initial value is indicated between $941.20 and $971.20 per $1,000 note, reflecting structuring and hedging costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $3,604,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the S&P 500 Index, the Russell 2000 Index and the Nasdaq-100 Technology Sector Index, maturing January 7, 2030. The notes pay a 9.30% per annum contingent coupon only when all three indices close at or above their coupon barriers, generally 80% of initial levels, with missed coupons potentially paid later if conditions are met.

The notes can be called early monthly after 12 months if each index is at or above its initial level, returning principal plus due and previously unpaid coupons. If not called and any index finishes below its 60% downside threshold at maturity, investors receive less than principal in proportion to the worst index’s decline and can lose their entire investment. The issue price is $1,000 per note, the estimated initial value is $973.60, and any payment depends on UBS’s creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is issuing $3,000,000 of Buffer Callable Contingent Yield Notes, each with a $1,000 principal amount, maturing on January 7, 2027. The notes pay a 14.70% per annum contingent coupon (about $12.25 per month per $1,000) only if, on each monthly observation date, the Nasdaq‑100, Russell 2000 and S&P 500 are all at or above 90% of their initial levels. UBS can call the notes in whole, beginning after three months, paying back principal plus any due coupon.

If the notes are not called and any index finishes below its 90% downside threshold, principal is reduced in line with the worst index performance beyond a 10% buffer, and investors could lose almost all of their investment. The notes are unsecured obligations of UBS, not insured deposits, have no stock upside or dividends, and may have limited or no secondary market. The estimated initial value is $985.60 per $1,000, reflecting fees and UBS’s internal funding rate.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Filing
Rhea-AI Summary

UBS AG is offering $985,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and Russell 2000® Index, maturing January 5, 2029.

The Notes pay a 10.00% per annum contingent coupon (monthly $8.3333 per Note) only when all three indices close at or above their coupon barriers, set at 70.00% of initial levels, on each observation date. UBS may call the Notes in whole, beginning after 6 months, paying principal plus any due coupon, after which no further payments are made.

If the Notes are not called and each index finishes at or above its downside threshold (also 70.00% of initial level), investors receive full principal at maturity. If any index finishes below its downside threshold, repayment is reduced in line with the worst index’s percentage loss, and the entire investment can be lost. The Notes are unsecured obligations of UBS, not insured, not listed on an exchange, and have an estimated initial value of $968.10 per $1,000 Note, below the issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the S&P 500® Index, maturing on or about January 9, 2031. The Notes pay a 7.15% per annum contingent coupon (about $5.9583 per month per $1,000) only when the index closes at or above a coupon barrier set at 70% of the initial level on the relevant observation date.

UBS may call the Notes in whole on any monthly observation date beginning after 12 months, returning the $1,000 principal plus any due coupon, after which no further payments are made. If the Notes are not called and the S&P 500 final level is at or above the 70% downside threshold, investors receive full principal back at maturity, plus the final contingent coupon if the barrier is met. If the final level is below the downside threshold, the payoff is $1,000 × (1 + underlying return), exposing investors to the full index decline and potentially a complete loss of principal.

The issue price is $1,000 per Note, with underwriting compensation of $2.50 and proceeds to UBS of $997.50 per Note. The estimated initial value is expected between $959.70 and $989.70. Payments depend entirely on UBS’s creditworthiness, the Notes are not insured, may have limited or no secondary market, and differ significantly from conventional debt and direct investments in the S&P 500.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 5, 2026.