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UBS (AMUB) SEC Filings, Jan 2, 2026

AMUB NYSE
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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on or about January 12, 2029. Each Note has a $1,000 principal amount and can pay monthly contingent coupons at a rate of 9.45% per annum if, on an observation date, both indices close at or above their coupon barriers, set at 70% of their initial levels.

UBS may, at its discretion, call the Notes in whole (but not in part) on any observation date beginning after six months; if called, investors receive principal plus any due coupon, and no further payments. If the Notes are not called and each index finishes at or above its downside threshold (also 70% of initial level), investors receive full principal at maturity. If any index finishes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst-performing index, and investors could lose all of their investment.

Payments depend on UBS’s credit. The estimated initial value per Note is between $960.10 and $990.10, below the $1,000 issue price, reflecting fees, hedging and UBS’s internal funding rate.

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UBS AG is offering $2,633,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on July 2, 2027. The notes pay a contingent coupon at a rate of 11.45% per annum (about $9.5417 per month per $1,000) only when, on a monthly observation date, each index closes at or above its coupon barrier, set at 70% of its initial level, which is also the downside threshold.

UBS may call the notes in whole on any observation date starting after three months, returning principal plus any due coupon, with no further payments. If the notes are not called and, at maturity, every index is at or above its downside threshold, investors receive back the $1,000 principal per note. If any index finishes below its downside threshold, the maturity payment is reduced in line with the negative return of the worst-performing index, and investors can lose some or all of their principal.

These unsecured debt obligations expose holders to the market risk of all three indices and to UBS credit risk. The notes are not bank deposits, are not insured and will not be listed on an exchange.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing on or about February 2, 2029. The Notes pay a contingent coupon at a 9.70% per annum rate (about $8.0833 per $1,000 monthly) only when, on an observation date, each index closes at or above 75% of its initial level.

UBS may call the Notes in whole on any monthly observation date beginning after 3 months, returning principal plus any due coupon, after which no further payments are made. If not called and each index finishes at or above 60% of its initial level at maturity, investors receive full principal back; if any index finishes below 60%, repayment is reduced one‑for‑one with the worst index’s loss, and all principal can be lost. The estimated initial value is between $954.30 and $984.30 per $1,000, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, with a term of about 33 months. The notes pay a monthly contingent coupon at a rate of 10.45% per annum only when both indices close at or above 85% of their initial levels on each observation date. UBS can call the notes in whole, but not in part, on any monthly observation date starting after six months, repaying principal plus any due coupon.

If the notes are not called and, at maturity, either index finishes below its 85% downside threshold, investors lose principal in proportion to the decline beyond a 15% buffer, based on the weaker index, and could lose almost all of their investment. The notes are unsecured debt of UBS, are not insured or listed, and all payments depend on UBS’s credit. The estimated initial value per $1,000 note is expected between $960.20 and $990.20.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each Note has a $1,000 principal amount, a term of approximately 18 months and pays an 8.00% per annum contingent coupon (about $6.6667 per month) only if on an observation date the closing level of each index is at or above its coupon barrier, set at 70.00% of its initial level.

UBS may, at its discretion, call the Notes in whole on any monthly observation date beginning after three months, paying back principal plus any due contingent coupon, after which no further payments are made. If the Notes are not called and at maturity in July 2027 all three indices are at or above their downside thresholds (also 70.00% of initial levels), investors receive full principal back, plus any final contingent coupon.

If the Notes are not called and any index finishes below its downside threshold, the repayment is reduced dollar-for-dollar with the negative return of the worst-performing index, and investors can lose some or all of their investment. Payments depend on the creditworthiness of UBS, and the Notes are unsecured, unsubordinated obligations with an estimated initial value between $941.70 and $971.70 per $1,000.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, with a principal amount of $1,000 per Note and an expected 18‑month term to around August 4, 2027. The Notes pay a monthly contingent coupon at a rate of 10.15% per annum only if, on the relevant observation date, each index is at or above its coupon barrier, set at 70% of its initial level; otherwise no coupon is paid. UBS may, at its discretion, call the Notes in whole on any monthly observation date beginning after three months, returning principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, any index finishes below its downside threshold (also 70% of its initial level), investors receive $1,000 times 1 plus the return of the worst-performing index and can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS, the Notes will not be listed on an exchange, and the estimated initial value is expected to be between $957.00 and $987.00 per $1,000 issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing around February 4, 2032. Each $1,000 note pays a 14.50% per annum contingent coupon when the index closes at or above a coupon barrier set at 70% of the initial level, with unpaid coupons potentially paid later via a memory feature. The notes can be automatically called after 12 months if the index is at or above the call threshold (100% of the initial level), returning principal plus due and unpaid coupons.

If not called, and the final index level is at or above a downside threshold set at 50% of the initial level, investors receive their $1,000 principal. If the final level is below that threshold, repayment is reduced one-for-one with the index loss, and all principal can be lost. The underlying index uses leverage up to 500%, targets 40% volatility and applies a 6.0% per annum daily decrement, which drags on performance. Estimated initial value per $1,000 note is expected between $932.70 and $962.70, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $3.975 million of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Paramount Skydance Corporation common stock. The Notes pay a contingent coupon at a rate of 14.59% per annum (or $36.475 per quarter on each $1,000 Note) only if PSKY’s closing level on an observation date is at or above the coupon barrier of $8.71, which is 65% of the initial level of $13.40. Missed coupons can be paid later if the barrier is met, via the memory feature.

The Notes are automatically called if PSKY closes at or above the call threshold of $13.40 (100% of the initial level) on any observation date before maturity, returning principal plus due and unpaid coupons. If not called, investors receive full principal at maturity only if the final level is at or above the downside threshold of $8.71. Below that level, repayment is reduced 1:1 with PSKY’s decline, and all principal can be lost.

The Notes mature on July 6, 2027, have a denomination of $1,000 and an estimated initial value of $943.70 per Note. They are unsecured obligations of UBS, are not listed, and expose holders both to PSKY market risk and to UBS credit risk.

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UBS AG is offering $3,911,000 of Trigger Callable Contingent Yield Notes due January 6, 2031, linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq‑100® Technology Sector IndexSM and the Russell 2000® Index. The Notes pay a contingent coupon at an annual rate of 11.10% (about $9.25 per $1,000 per month) only if, on each monthly observation date, all three indices close at or above their coupon barriers set at 75% of initial levels. UBS may call the Notes in whole, beginning after six months, paying back principal plus any due coupon, ending future payments.

If the Notes are not called and, on the final valuation date, all indices are at or above their downside thresholds set at 60% of initial levels, investors receive full principal back (plus any final coupon if all are above the coupon barriers). If any index finishes below its downside threshold, repayment is reduced one‑for‑one with that index’s loss, and investors can lose up to all of their principal. The estimated initial value is $966.90 per $1,000 Note, the Notes will not be listed, coupons are not guaranteed, and all payments depend on the creditworthiness of UBS.

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UBS AG is offering $8,321,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on December 3, 2027. The Notes pay a contingent coupon at a rate of 11.35% per annum (about $9.4583 per $1,000 per month) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels, which are also the downside thresholds.

UBS may call the Notes in whole, beginning after three months, paying back principal plus any due coupon; no further payments would be made. If the Notes are not called and any index finishes below its downside threshold at maturity, investors receive $1,000 multiplied by one plus the return of the least performing index, potentially losing all principal. The Notes are unsecured obligations of UBS, not insured deposits, will not be listed on any exchange, and have an estimated initial value of $977.60 per $1,000 issue price.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8013 SEC filings for UBS (AMUB), including 20-F annual reports and 6-K reports. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 2, 2026.