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UBS AG (AMUB) SEC Filings, Dec 29-30, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing December 30, 2027. These unsecured notes pay a contingent coupon only when Micron’s closing share price on an observation date is at or above a coupon barrier set at 50% of the initial share level, with an illustrative contingent coupon rate of 19.98% per annum ($0.4995 per $10 note per period).

The notes can be automatically called before maturity if Micron’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per note plus the due coupon and no further payments. If the notes are not called and Micron’s final share level is at or above the downside threshold (also 50% of the initial level), investors receive full principal back, plus any final coupon if the barrier is met.

If the notes are not called and Micron’s final share level is below the downside threshold, repayment is reduced dollar-for-dollar with the stock’s percentage decline, using $10 × (1 + underlying return); investors can lose all of their investment. All payments, including any return of principal, depend on UBS’s credit, and the notes will not be listed on an exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.81 per note.

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UBS AG is offering $823,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on December 30, 2027. These unsecured debt obligations pay a contingent coupon only when AMD’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if AMD’s price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the notes terminate.

If the notes are not called and AMD’s final share price on the December 28, 2027 valuation date is at or above the downside threshold, investors receive their full principal at maturity, potentially with a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with AMD’s percentage decline, and investors can lose some or all of their initial investment. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc., maturing on December 29, 2027. These unsecured debt securities pay a contingent coupon only if Block’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if, on any observation date before maturity, Block’s share price is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and no further payments. If not called and the final share price is at or above the downside threshold, principal is repaid at maturity. If the final share price is below the downside threshold, repayment is reduced one-for-one with Block’s percentage decline, and investors can lose all of their investment.

The notes are issued at $10 per note, with a minimum investment of 100 notes, and have an estimated initial value of $9.71 per note. They are not listed on any exchange, and all payments depend on the creditworthiness of UBS.

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UBS AG is offering unsecured Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing around January 10, 2029. The Notes pay a contingent coupon at a 9.70% per annum rate only if, on each monthly observation date, every index is at or above its coupon barrier, set at 70% of its initial level. UBS can call the Notes in whole, beginning after six months, paying back principal plus any due coupon, after which no further payments are made.

If the Notes are not called and any index finishes below its downside threshold of 65% of its initial level, investors receive $1,000 times one plus the return of the worst-performing index, which can mean substantial loss of principal, up to a total loss. The estimated initial value is expected between $961.00 and $991.00 per $1,000 Note, reflecting fees and UBS’s internal funding rate. All payments depend on UBS’s credit; a UBS default could result in losing the entire investment.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer among the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector IndexSM (NDXT) and the Energy Select Sector SPDR Fund (XLE), with a term of about three years.

The Notes pay a contingent coupon at a rate of 12.15% per annum, but only for months when the closing level of each underlying is at or above 70% of its initial level. UBS can call the Notes in whole, starting after six months, paying back principal plus any due coupon, after which no further payments are made.

If the Notes are not called and, at maturity, every underlying is at or above 50% of its initial level, investors receive only their principal (plus any final contingent coupon if all are also above the 70% barriers). If any underlying finishes below 50%, repayment is reduced one-for-one with the decline of the worst performer, and all principal can be lost. All payments depend on UBS’s ability to meet its obligations.

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UBS AG is offering unsecured Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing around January 11, 2028. Each $1,000 Note pays an 8.35% per annum contingent coupon only if, on a monthly observation date, both indices close at or above 70% of their initial levels; otherwise no coupon is paid for that month.

UBS can call the Notes in whole, beginning after three months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at final valuation, both indices are at or above 60% of their initial levels, principal is repaid in full. If any index finishes below its 60% downside threshold, investors’ principal is reduced one-for-one with the negative return of the worst index, up to a complete loss. Payments depend entirely on UBS’s credit, and the estimated initial value per Note is between $961.30 and $991.30.

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UBS AG, acting through its London Branch, offers exchange traded notes that track the NASDAQ Silver FLOWSTM 106 Index, a covered call strategy on iShares Silver Trust shares. These senior unsecured ETNs, now named ETRACS Silver Shares Covered Call ETNs due April 21, 2033, have a stated principal amount of $400 per note and a current issuance of 2,000,000 ETNs under this supplement.

The notes pay a variable monthly coupon funded by notional call option premiums, but there is no principal protection; investors can lose their entire investment if the Index falls or fees erode value. Returns are reduced by a 0.65% annual investor fee and Index transaction costs expected to be about 0.84% per year. UBS may redeem or accelerate the ETNs, and holders may request early redemption above a size threshold. The ETNs trade on NASDAQ under ticker SLVO, and their market price can differ significantly from indicative value.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 31, 2027. These unsecured debt securities pay a contingent coupon only if Broadcom’s closing level on each observation date, including the final valuation date, is at or above a specified coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called early if Broadcom’s closing level on any observation date before maturity is at or above the initial level, in which case holders receive the principal plus any due contingent coupon and no further payments. If not called and Broadcom’s final level is at or above the downside threshold, investors receive full principal at maturity; if the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and all principal can be lost. All payments depend on the creditworthiness of UBS. The estimated initial value is expected to be between $9.43 and $9.68 per $10 Note, and the minimum investment is 100 Notes at $10 each.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about December 31, 2027. These unsecured debt obligations pay a contingent coupon only if NVIDIA’s closing share price on an observation date is at or above a preset coupon barrier. If that condition is not met, no coupon is paid for that period.

The Notes are automatically called before maturity if NVIDIA’s stock closes at or above the initial level on any observation date prior to the final valuation date, in which case investors receive the principal plus any due contingent coupon and no further payments. If the Notes are not called and NVIDIA’s final share price is at or above a downside threshold, investors receive their principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. Payments depend on UBS’s credit, and the estimated initial value per $10 Note on the trade date is expected to be between $9.44 and $9.69, with a minimum investment of 100 Notes at $10 each.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 30, 2025.