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UBS AG (AMUB) SEC Filings, Dec 29, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 30, 2026. These unsecured debt notes can pay contingent coupons on scheduled dates, but only when the Broadcom share price on the relevant observation date is at or above a specified coupon barrier. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called and investors receive the $10 principal per note plus any due coupon, with no further payments afterward.

If the notes are not called and Broadcom’s final share level on the December 28, 2026 valuation date is at or above a downside threshold, investors receive back the $10 principal per note at maturity, plus any final contingent coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s decline and can fall to zero, meaning loss of the entire investment. The notes are sold in minimums of 100 notes at $10 each, and the estimated initial value is expected to be between $9.44 and $9.69 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on December 30, 2026. These unsecured debt notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on an observation date.

The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, paying back principal plus any due coupon, with no further payments. If not called and the final stock level is at or above the downside threshold, investors receive only principal at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss and can fall to zero.

The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is $9.83. All payments depend on UBS’s credit, and the notes are not listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about December 30, 2026. Each Note has a principal amount of $10, with a minimum investment of 100 Notes. UBS expects the estimated initial value per Note on the trade date to be between $9.51 and $9.76, based on its internal pricing models.

The Notes may pay periodic contingent coupons only if the underlying stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid for that period. The Notes are automatically called if the underlying closes at or above its initial level on any observation date before the final valuation date, in which case investors receive principal plus any due coupon and no further payments. If the Notes are not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.

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UBS AG is offering $823,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on December 30, 2027. These unsecured debt notes pay a contingent coupon only if AMD’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be automatically called before maturity if AMD’s stock is at or above the initial level on an observation date, in which case investors receive the principal plus any due coupon and the notes terminate. If not called, and AMD’s final share level is at or above a downside threshold, investors receive their principal at maturity, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with AMD’s percentage decline and can fall to zero.

The minimum investment is 100 notes at $10 per note$9.83 per note, and all payments depend on UBS’s credit; a default by UBS could result in a total loss.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on or about December 30, 2027. These unsecured debt notes pay a contingent coupon only if AMD’s closing share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if AMD’s price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and AMD’s final level is at or above a downside threshold, investors receive principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with AMD’s decline and investors can lose all of their investment. UBS discloses that the estimated initial value per $10 note is expected to be between $9.45 and $9.70, and all payments depend on UBS’s credit.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 2, 2029. These notes pay a contingent coupon only if NVIDIA’s closing level on an observation date is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.

The notes can be called early if NVIDIA’s closing level on any observation date before the final valuation date is at or above the initial level. In that case, UBS repays the principal plus the applicable contingent coupon, and no further payments are made. If the notes are not called and NVIDIA’s final level is at or above the downside threshold, investors receive only the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the percentage decline in NVIDIA’s share price, and all principal can be lost.

The notes are subject to UBS’s credit risk, will not be listed on an exchange, have a minimum investment of 100 notes at $10 per note, and have an estimated initial value expected to be between $9.37 and $9.62 per note.

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UBS AG is offering $180,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on January 2, 2029. These unsecured debt notes pay a contingent coupon only if NVIDIA’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be called early if NVIDIA’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive principal plus the applicable coupon and no further payments. If the notes are not called and NVIDIA’s final share level is at or above the downside threshold, principal is repaid at maturity; if it is below the threshold, repayment is reduced in line with NVIDIA’s percentage decline, and investors could lose their entire investment.

Any payment depends on UBS’s creditworthiness. The notes are not listed, require a minimum purchase of 100 notes at $10 each, and have an estimated initial value of $9.71 per note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 2, 2029. These unsecured debt instruments pay a contingent coupon only if NVIDIA’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called early if NVIDIA’s share price on any observation date (before the final one) is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments. If the Notes are not called and the final stock price is at or above the downside threshold, investors receive full principal at maturity, with any final coupon if the barrier is met. If the final price is below the downside threshold, repayment is reduced in line with the stock’s loss and investors can lose all of their principal.

The Notes are issued in minimums of 100 Notes at $10 each, and the estimated initial value per Note on the trade date is expected to be between $9.37 and $9.62. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any securities exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., maturing on January 2, 2029. These unsecured UBS debt obligations can pay quarterly contingent coupons only when Snowflake’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are subject to an automatic call if Snowflake’s share price on any observation date (starting after about six months) is at or above the initial level, in which case investors receive principal plus any due coupon and the product ends early. If the notes are not called and Snowflake’s final share price is at or above a downside threshold, investors receive their principal back at maturity; if it is below that threshold, repayment is reduced in line with Snowflake’s decline, up to a total loss of principal.

The offering size is at least $100,000 (minimum 100 notes at $10 each). The estimated initial value per note is $9.66, based on UBS internal pricing models, which is lower than the issue price. All payments depend on UBS’s credit; a UBS default could result in loss of all invested capital.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., with a scheduled maturity on or about January 2, 2029. These unsecured, unsubordinated debt notes can pay quarterly contingent coupons only when Snowflake’s closing share price on an observation date is at or above a specified coupon barrier.

The notes may be automatically called early if Snowflake’s stock closes at or above the initial level on an observation date, in which case investors receive principal plus any due coupon and the notes terminate. If the notes are not called and the final stock level is at or above a downside threshold, investors receive full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Snowflake’s decline and investors can lose all of their investment.

Any payment depends on UBS’s credit; a default could result in a total loss. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and have an estimated initial value between $9.36 and $9.61 per $10 note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 29, 2025.