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UBS AG (AMUB) SEC Filings, Dec 18, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked separately to the common stock of Amazon.com, Inc. and TPG Inc., each with a principal amount of $10 per Note and a term of about three years to December 22, 2028. Investors may receive quarterly contingent coupons if the underlying stock stays at or above a coupon barrier, with indicative rates of 10.00% per annum for the Amazon-linked Notes and 9.00% per annum for the TPG-linked Notes.

The Notes can be called early each quarter after six months if the stock is at or above a call threshold equal to 100.00% of the initial level, returning principal plus any due coupon. If not called and the final stock level is at or above a downside threshold (60.50% to 65.50% of the initial level for Amazon; 50.00% to 55.00% for TPG), investors receive back principal; otherwise they are fully exposed to the stock’s decline and can lose all of their investment. The estimated initial value per Note is expected between $9.387 and $9.687 for Amazon and between $9.267 and $9.567 for TPG, the Notes will not be listed on an exchange, and all payments depend on the creditworthiness of UBS.

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Rhea-AI Summary

UBS AG is offering $3,015,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing on December 22, 2027. Each $1,000 Note pays a contingent coupon at 7.80% per annum (about $19.50 per quarter) only if on an observation date both indices close at or above their coupon barriers, set at 60% of their initial levels.

UBS may call the Notes in whole on any quarterly observation date beginning after six months; if called, holders receive principal plus any due coupon and the Notes terminate. If the Notes are not called and, at maturity, both indices are at or above their downside thresholds (also 60% of initial levels), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced 1-for-1 with the percentage loss of the worst-performing index, and the entire investment can be lost.

The Notes are unsecured, unsubordinated UBS debt, not deposits, not FDIC insured and will not be listed on an exchange. The estimated initial value is $978.30 per Note, lower than the $1,000 issue price due to underwriting compensation, hedging and issuance costs.

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Rhea-AI Summary

UBS AG is offering $1,293,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on June 22, 2027. Each $1,000 Note pays a contingent coupon of 9.55% per annum if, on a monthly observation date, both indices close at or above their coupon barriers, set at 65% of their initial levels. UBS can call the Notes in whole, starting after three months, paying principal plus any due coupon.

If the Notes are not called and either index finishes below its 65% downside threshold at maturity, investors receive $1,000 multiplied by the return of the worst-performing index, which can result in a total loss of principal. The Notes are unsecured, unsubordinated debt of UBS, not insured by any government agency, and all payments depend on UBS’s credit. The estimated initial value is $995.00 per Note versus the $1,000 issue price, with net proceeds to UBS of $997.50 per Note.

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Rhea-AI Summary

UBS AG is offering $690,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index® and the Utilities Select Sector SPDR® Fund, maturing on December 20, 2030. Each $1,000 Note pays a contingent coupon at 5.50% per annum (about $4.5833 monthly) only if on an observation date both underlyings are at or above their coupon barriers, set at 72.60% of initial levels (24,647.61 for NDX and $42.76 for XLU). The Notes are automatically called after 12 months if both assets are at or above their call thresholds, equal to 100% of initial levels, returning principal plus any due coupon.

If not called, principal is protected only down to a 15.00% buffer: at maturity, if either underlying finishes below its downside threshold (85.00% of its initial level), investors lose principal in line with the decline of the worst performer beyond the buffer and could lose almost all of their investment. The Notes are unsecured obligations of UBS AG, with an estimated initial value of $946.80 per $1,000 Note and no exchange listing, so liquidity may be limited and all payments depend on UBS’s creditworthiness.

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UBS AG is offering $2,420,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing in November 2027. The Notes pay a high contingent coupon at an annual rate of 11.40% (about $9.50 per $1,000 per month) only if all three indices stay at or above barriers set at 70% of their initial levels on each monthly observation date.

UBS can call the Notes after three months and repay principal plus any due coupon, ending all future payments. If the Notes are not called and any index finishes below its downside threshold (also 70% of initial), repayment is reduced one-for-one with the worst index’s loss, and investors can lose all principal. The Notes are unsecured UBS debt, are not listed on an exchange, and their estimated initial value of $972.30 per $1,000 is lower than the issue price due to fees, hedging and funding costs.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the S&P 500® Index, maturing on December 21, 2028. The Notes pay a monthly contingent coupon at a rate of 8.85% per annum (or $7.375 per $1,000 Note) only if, on the relevant observation date, the closing level of each index is at or above its coupon barrier, set at 75.00% of its initial level.

UBS may, at its discretion, call the Notes in whole on any monthly observation date beginning after six months, returning the $1,000 principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, the final level of each index is at or above its downside threshold (set at 60.00% of its initial level), investors receive full principal back, potentially plus the final coupon.

If the Notes are not called and any index finishes below its downside threshold, repayment is reduced based on the negative return of the least performing index, and investors can lose some or all of their principal. The issue price is $1,000 per Note, with an underwriting discount of $8.00 and estimated initial value between $957.80 and $987.80. All payments are subject to the credit risk of UBS.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® Index and S&P 500® Index, maturing around December 29, 2027. Each Note has a $1,000 principal amount and pays a 9.30% per annum contingent coupon (about $7.75 monthly) only if on an observation date all three indices close at or above 70% of their initial level.

UBS may call the Notes in whole on any monthly observation date after six months, returning principal plus any due coupon, with no further payments. If not called and at maturity all indices are at or above their downside thresholds (70% of initial), investors receive full principal. If any index is below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index, up to a total loss of principal.

The Notes are unsecured, unsubordinated UBS debt, not insured deposits, will not be listed, and include an estimated initial value between $959.20 and $989.20 per $1,000 Note and an underwriting discount of up to $8.50 per Note.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the S&P 500® Index, maturing around December 29, 2028, with a minimum denomination of $1,000 per Note. These unsecured senior notes pay a 7.00% per annum contingent coupon (about $5.8333 per month per Note) only if, on a monthly observation date, the S&P 500 closing level is at or above a coupon barrier set at 70% of the initial level.

UBS may, at its discretion, call the Notes in whole on any observation date beginning after three months; if called, holders receive the principal plus any due contingent coupon, and the Notes terminate early. If the Notes are not called and, on the final valuation date, the index is at or above a downside threshold set at 60% of the initial level, investors receive full principal back. If the final index level is below the downside threshold, repayment is reduced in line with the index loss, and holders can lose some or all of their initial investment.

Payments depend entirely on UBS's creditworthiness. The estimated initial value is expected between $959.50 and $989.50 per $1,000, reflecting fees, hedging costs and UBS's internal funding rate, and the Notes are not listed on any exchange.

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UBS AG is offering Contingent Income Auto-Callable Securities linked to the common stock of Valero Energy Corporation, maturing on or about December 29, 2028. Each security has a stated principal amount of $1,000 and pays a contingent coupon of $26.375 per period (equivalent to 10.55% per annum) on each determination date when Valero’s closing price is at or above 60% of the initial price, the downside threshold level.

If on any non-final determination date Valero’s closing price is at or above 100% of the initial price (the call threshold level), the note is automatically redeemed for $1,000 plus the contingent coupon. If the notes are not called and Valero’s final price is at or above the downside threshold, investors receive $1,000 plus the last coupon at maturity. If the final price is below the downside threshold, UBS will pay a cash value based on the stock’s final price, and investors can lose a significant portion or all of their investment. The notes are unsecured, unsubordinated UBS AG debt, with an estimated initial value between $934.90 and $964.90 per $1,000.

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Rhea-AI Summary

UBS AG, through its London Branch, is offering Contingent Income Auto-Callable Securities due on or about December 29, 2028, linked to the common stock of Bank of America Corporation.

Each security has a stated principal amount of $1,000.00 and may pay a contingent coupon of $25.00 per determination date, equivalent to 10.00% per annum, but only if Bank of America’s closing price is at or above 75.00% of the initial price on that date. If on any non-final determination date the stock closes at or above 100.00% of the initial price, the notes are automatically redeemed for $1,000.00 plus the applicable contingent payment.

If the notes are not called and the final price is below the 75.00% downside threshold, UBS will pay a cash value equal to the exchange ratio multiplied by the final price, exposing investors 1-to-1 to any decline and potentially resulting in a total loss of principal. The securities are unsecured, unsubordinated obligations of UBS and their estimated initial value on the pricing date is expected to be between $937.10 and $967.10 per $1,000.00, reflecting underwriting discounts, hedging costs and UBS’ internal funding rate.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 18, 2025.