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UBS AG (AMUB) SEC Filings, Nov 25, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Tesla, Inc., maturing on or about December 8, 2027. Each Note has a $1,000 denomination and offers a contingent coupon at a rate of 15.55% per annum, paid quarterly only if Tesla’s closing stock price on an observation date is at or above a coupon barrier set at 50% of the initial level. Missed coupons can be paid later under the memory feature if a future observation meets the barrier.

The Notes can be automatically called after six months if Tesla’s stock closes at or above the call threshold, set at 100% of the initial level, in which case investors receive principal plus due and previously unpaid coupons and the Notes terminate. If not called, and Tesla’s final level is at or above the 50% downside threshold at maturity, investors receive full principal. If the final level is below the downside threshold, repayment is reduced one-for-one with Tesla’s decline, and investors can lose some or all of their investment. All payments depend on UBS’ credit and the Notes will not be listed on an exchange.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest, linked to the common stock of Tesla, Inc., maturing on or about December 8, 2027. Each Note has a $1,000 principal amount and pays a 17.25% per annum contingent coupon (about $43.125 per quarter) only if Tesla’s closing price on a quarterly observation date is at or above a coupon barrier set at 50% of the initial level; missed coupons can be paid later via a memory feature if the barrier is later met.

The Notes are automatically called after 6 months or later if Tesla’s price on an observation date is at or above 100% of the initial level, returning principal plus due and unpaid coupons, with no further payments. If not called and Tesla’s final level is at or above the 50% downside threshold, investors receive full principal; if below, repayment is reduced one-for-one with Tesla’s decline, up to a total loss of principal. The Notes are unsecured, unsubordinated debt of UBS, with an estimated initial value between $947.10 and $977.10 per $1,000, and carry both market risk tied to Tesla and UBS credit risk.

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Rhea-AI Summary

UBS AG is offering $972,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on October 28, 2027. The Notes pay a contingent coupon at an annual rate of 8.85% (about $7.375 per $1,000 per month) only if, on a monthly observation date, each index closes at or above 70% of its initial level (the coupon barrier, which also serves as the downside threshold).

UBS may call the Notes in whole, beginning after three months, paying back principal plus any due coupon; no further payments would be made after a call. If the Notes are not called and any index finishes below its downside threshold at maturity, investors receive less than the $1,000 principal per Note, with losses matching the negative return of the worst-performing index and potential total loss of principal. The Notes are unsecured obligations of UBS, not FDIC insured, will not be listed on an exchange, and have an estimated initial value of $949.30 per $1,000, reflecting fees and UBS’s internal funding rate.

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Rhea-AI Summary

UBS AG is offering $580,000 of Trigger Callable Contingent Yield Notes, unsecured debt linked to the worst performer of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on May 24, 2030. The Notes pay a contingent coupon at an annual rate of 11.75% (about $9.7917 per $1,000 per month) only if on each observation date all three indices are at or above their coupon barriers set at 75% of initial levels. UBS may call the Notes in whole, starting after six months, paying principal plus any due coupon. If not called and any index finishes below its downside threshold at 60% of its initial level, repayment is reduced one-for-one with the worst index’s loss, up to full loss of principal. The issue price is $1,000 per Note, with estimated initial value of $962.30, underwriting discount of $7.50 per Note and net proceeds to UBS of $992.50 per Note.

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UBS AG is offering $1,834,000 of Trigger Callable Contingent Yield Notes, unsecured debt linked to the least performing of the Nasdaq-100® Technology Sector IndexSM, the Russell 2000® Index and the S&P 500® Index, maturing on October 28, 2027. Each $1,000 Note pays a 10.35% per annum contingent coupon, due monthly only if on each observation date all three indices close at or above 70% of their initial levels. UBS may call the Notes in whole on any monthly observation date starting after six months, returning principal plus any due coupon, with no further payments. If not called and any index finishes below 60% of its initial level at maturity, repayment is reduced one-for-one with the worst index’s loss and can fall to zero. All payments depend on UBS’s credit; the Notes are not insured and may trade with little or no secondary market. The estimated initial value is $974.90 per $1,000 Note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each Note has a $1,000 principal amount and a contingent coupon rate of 8.50% per annum, payable monthly only if all three indices close at or above their coupon barriers, set at 70% of their initial levels.

The Notes may be automatically called semiannually if each index is at or above its call threshold level, equal to 100% of its initial level. If called, holders receive principal plus the due coupon and any unpaid coupons under the memory feature. If not called and at maturity any index finishes below its 60% downside threshold, repayment is reduced in line with the worst-performing index, up to a total loss of principal.

The Notes are unsecured, unsubordinated obligations of UBS AG, not deposits and not FDIC-insured. They will not be listed on an exchange and may have limited or no secondary market. The estimated initial value is expected between $931.40 and $961.40 per $1,000 Note, reflecting fees, hedging and UBS’ internal funding rate. Underwriting compensation is $2.50 per Note, with net proceeds to UBS of $997.50 per Note.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000, and S&P 500 indices. Each $1,000 Note can pay a contingent coupon at an annual rate of 11.70% (about $9.75 per month) if on an observation date all three indices are at or above their coupon barriers, set at 70% of their initial levels.

UBS may call the Notes in whole on any monthly observation date after about three months, returning principal plus any due coupon, after which no further payments are made. If the Notes are not called and any index finishes below its downside threshold (also 70% of its initial level), investors lose principal in line with the worst-performing index, up to a total loss. The estimated initial value is between $941.80 and $971.80 per $1,000 Note, and all payments depend on UBS’s credit.

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UBS AG is offering $1,396,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on November 29, 2028. The Notes pay a contingent coupon at a rate of 10.80% per annum (or $9.00 per $1,000 Note per period) only if, on each monthly observation date, the closing level of every index is at or above its coupon barrier, set at 75% of its initial level.

UBS may call the Notes in whole, beginning after three months, on any observation date (other than the final one), paying back principal plus any due contingent coupon, after which no further payments are made. If the Notes are not called and each index finishes at or above its downside threshold (70% of its initial level), investors receive full principal at maturity.

If UBS does not call the Notes and any index ends below its downside threshold, the maturity payment is reduced based on the negative return of the worst-performing index, and investors can lose some or all of their principal. All payments depend on the creditworthiness of UBS, and the Notes are not FDIC insured and will not be listed on any exchange.

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UBS AG is offering $45,000 of Buffer Autocallable GEARS, unsubordinated, unsecured structured notes linked to the least performing of the Nasdaq-100 Index® and the S&P 500® Index. Each Security has a $1,000 principal amount, a term of about two years, a 10.00% per annum call return rate and 1.50x upside gearing. UBS will automatically call the notes on November 30, 2026 if both indices are at or above their initial levels, paying $1,100 per Security and ending the investment. If not called, at maturity investors receive geared upside if the worst index is above its initial level, full principal if the worst index is at or above its 80% downside threshold, and a proportional loss beyond the 20% buffer, potentially losing almost all principal. The notes pay no interest, are not listed, have an estimated initial value of $985, and all payments depend on UBS’s credit.

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UBS AG is offering $3,223,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index, maturing on November 29, 2030. Each $1,000 Note pays a contingent coupon of 6.30% per annum ($5.25 per month) only if, on an observation date, both indices close at or above their coupon barriers, set at 80% of initial level.

The Notes are automatically called monthly starting after 12 months if both indices are at or above their call thresholds, set at 100% of initial level; in that case investors receive principal plus the applicable coupon and the Notes terminate. If not called, principal is protected at maturity only if each index is at or above its downside threshold of 85% of initial level, corresponding to a 15% buffer.

If any index finishes below its downside threshold, repayment is reduced in line with the decline of the worst-performing index beyond the 15% buffer, and investors could lose almost all of their investment. The estimated initial value is $942.00 per $1,000 Note, and all payments depend on the creditworthiness of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on November 25, 2025.