Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nikkei 225® Index and the S&P 500® Index, maturing on or about March 23, 2027. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 11.78% per annum only if, on quarterly observation dates, all three indices close at or above their coupon barriers, set at 70% of their initial levels.
UBS may, at its discretion, call the Notes in whole on any observation date (other than the final one), paying back principal plus any due contingent coupon; no further payments would be made afterward. If the Notes are not called and, on the final valuation date, each index is at or above its downside threshold of 65% of its initial level, investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst-performing index, and investors could lose their entire investment. The estimated initial value per Note on the trade date is expected between $957.70 and $987.70, reflecting internal pricing, costs and hedging.
UBS AG London Branch is offering capped leveraged buffered medium-term notes linked to an unequally weighted basket of five equity indices: EURO STOXX 50® (38%), TOPIX (26%), FTSE® 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%). The notes are issued at $1,000 face amount each, with $9,553,000 in aggregate face amount, and mature on March 10, 2028.
The notes pay no interest. At maturity, if the basket has risen, investors receive $1,000 plus 250% of the basket gain, but returns are capped at a maximum settlement amount of $1,271.25 per $1,000. If the basket has fallen by up to 17.5%, investors receive full principal. Below this buffer (basket level under 82.5), losses accelerate at about 1.2121% of principal for every additional 1% basket decline, and investors can lose their entire investment.
The notes are unsecured obligations of UBS, are not FDIC-insured, will not be listed on an exchange and may have limited or no secondary market. The estimated initial value is $996.00 per $1,000, reflecting internal pricing and costs. Tax treatment is complex, including derivative characterization, potential PFIC issues, Section 871(m) and FATCA considerations, and investors are urged to consult their advisors.
UBS AG is offering $1,167,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of CoreWeave, Inc. and Microsoft Corporation common stock, maturing December 22, 2027. Each $1,000 Note pays a contingent coupon of 28.85% per annum, or $24.0417 per monthly period, but only if both stocks close at or above their coupon barriers, set at 50.00% of their initial levels.
The Notes can be automatically called after six months if both stocks are at or above their call threshold levels, equal to 100.00% of initial levels ($64.55 for CoreWeave and $476.12 for Microsoft). If called, investors receive principal plus any due coupon. If never called and any final level is below its 50.00% downside threshold, holders receive the share delivery amount of the worst performer (15.4919 CoreWeave shares or 2.1003 Microsoft shares per Note), likely far below principal, causing a significant or total loss.
The Notes are unsecured UBS obligations, not insured, and will not be listed. The estimated initial value is $912.10 per Note versus a $1,000 issue price, with $960.00 per Note in proceeds to UBS AG after a $40.00 underwriting discount. The document highlights substantial market, liquidity, credit and tax risks.
UBS AG is offering $884,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, maturing on December 21, 2028. The notes pay a 14.00% per annum contingent coupon (about $11.6667 per $1,000 note monthly) only when all three indices close at or above their coupon barriers, set at 80% of their initial levels. UBS can call the notes in whole on any monthly observation date after three months, returning principal plus any due coupon, after which no further payments are made.
If the notes are not called and on the final valuation date any index finishes below its downside threshold (also 80% of its initial level), investors receive principal reduced one-for-one with the worst index’s loss, and could lose their entire investment. The notes are unsecured UBS debt, not FDIC insured, and all payments depend on UBS’s credit. The issue price is $1,000 per note, with estimated initial value of $972.50 and net proceeds to UBS of $995.00 per note.
UBS AG is offering unsecured Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, with a principal amount of $1,000 per Note and a term of about three years, from December 2025 to December 2028.
The Notes pay a contingent coupon of 10.10% per annum, in monthly installments of $8.4167 per Note, but only when the closing level of each index on an observation date is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole on any monthly observation date beginning after three months, paying back principal plus any due coupon, after which no further payments are made.
If the Notes are not called and on the final valuation date both indices are at or above their downside thresholds (also 70% of initial levels), investors receive back principal; if any index is below its threshold, repayment is reduced one-for-one with the worst index’s loss, up to a total loss of principal. The Notes are not listed, have an estimated initial value between $959.40 and $989.40 per $1,000, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked separately to the common stock of Amazon.com, Inc. and TPG Inc., each with a principal amount of $10 per Note and a term of about three years to December 22, 2028. Investors may receive quarterly contingent coupons if the underlying stock stays at or above a coupon barrier, with indicative rates of 10.00% per annum for the Amazon-linked Notes and 9.00% per annum for the TPG-linked Notes.
The Notes can be called early each quarter after six months if the stock is at or above a call threshold equal to 100.00% of the initial level, returning principal plus any due coupon. If not called and the final stock level is at or above a downside threshold (60.50% to 65.50% of the initial level for Amazon; 50.00% to 55.00% for TPG), investors receive back principal; otherwise they are fully exposed to the stock’s decline and can lose all of their investment. The estimated initial value per Note is expected between $9.387 and $9.687 for Amazon and between $9.267 and $9.567 for TPG, the Notes will not be listed on an exchange, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $3,015,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing on December 22, 2027. Each $1,000 Note pays a contingent coupon at 7.80% per annum (about $19.50 per quarter) only if on an observation date both indices close at or above their coupon barriers, set at 60% of their initial levels.
UBS may call the Notes in whole on any quarterly observation date beginning after six months; if called, holders receive principal plus any due coupon and the Notes terminate. If the Notes are not called and, at maturity, both indices are at or above their downside thresholds (also 60% of initial levels), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced 1-for-1 with the percentage loss of the worst-performing index, and the entire investment can be lost.
The Notes are unsecured, unsubordinated UBS debt, not deposits, not FDIC insured and will not be listed on an exchange. The estimated initial value is $978.30 per Note, lower than the $1,000 issue price due to underwriting compensation, hedging and issuance costs.
UBS AG is offering $1,293,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on June 22, 2027. Each $1,000 Note pays a contingent coupon of 9.55% per annum if, on a monthly observation date, both indices close at or above their coupon barriers, set at 65% of their initial levels. UBS can call the Notes in whole, starting after three months, paying principal plus any due coupon.
If the Notes are not called and either index finishes below its 65% downside threshold at maturity, investors receive $1,000 multiplied by the return of the worst-performing index, which can result in a total loss of principal. The Notes are unsecured, unsubordinated debt of UBS, not insured by any government agency, and all payments depend on UBS’s credit. The estimated initial value is $995.00 per Note versus the $1,000 issue price, with net proceeds to UBS of $997.50 per Note.
UBS AG is offering $690,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index® and the Utilities Select Sector SPDR® Fund, maturing on December 20, 2030. Each $1,000 Note pays a contingent coupon at 5.50% per annum (about $4.5833 monthly) only if on an observation date both underlyings are at or above their coupon barriers, set at 72.60% of initial levels (24,647.61 for NDX and $42.76 for XLU). The Notes are automatically called after 12 months if both assets are at or above their call thresholds, equal to 100% of initial levels, returning principal plus any due coupon.
If not called, principal is protected only down to a 15.00% buffer: at maturity, if either underlying finishes below its downside threshold (85.00% of its initial level), investors lose principal in line with the decline of the worst performer beyond the buffer and could lose almost all of their investment. The Notes are unsecured obligations of UBS AG, with an estimated initial value of $946.80 per $1,000 Note and no exchange listing, so liquidity may be limited and all payments depend on UBS’s creditworthiness.
UBS AG is offering $2,420,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing in November 2027. The Notes pay a high contingent coupon at an annual rate of 11.40% (about $9.50 per $1,000 per month) only if all three indices stay at or above barriers set at 70% of their initial levels on each monthly observation date.
UBS can call the Notes after three months and repay principal plus any due coupon, ending all future payments. If the Notes are not called and any index finishes below its downside threshold (also 70% of initial), repayment is reduced one-for-one with the worst index’s loss, and investors can lose all principal. The Notes are unsecured UBS debt, are not listed on an exchange, and their estimated initial value of $972.30 per $1,000 is lower than the issue price due to fees, hedging and funding costs.
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