Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $395,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, maturing on June 22, 2027. The Notes pay a contingent coupon only if Starbucks’ closing share price on a given observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Starbucks’ stock is at or above the initial level on specified quarterly observation dates, in which case holders receive the $10 principal per Note plus any due coupon, and the Notes terminate. If not called and the final stock level is at or above the downside threshold at maturity, investors receive full principal; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.81 per Note. All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes, which are unsecured debt linked to the common stock of Humana Inc. These Notes pay a contingent coupon only if Humana’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes can be automatically called early if Humana’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive their principal plus the applicable contingent coupon and the Notes terminate. If the Notes are not called and Humana’s final share level is at or above a downside threshold, investors receive only their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with Humana’s percentage decline, and investors can lose their entire investment.
The Notes are issued in $10 denominations with a minimum investment of 100 Notes and an expected estimated initial value between $9.42 and $9.67 per Note. All payments depend on UBS’s credit; the Notes are not bank deposits, are not FDIC insured, and will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 22, 2027. Each Note has a principal amount of $10 and an expected term of approximately two years.
The Notes pay a contingent coupon only if Broadcom’s share price on an observation date is at or above the coupon barrier, illustrated at $55.00, equal to 55.00% of the initial level, with a sample contingent coupon rate of 12.19% per annum. The Notes are automatically called if Broadcom’s share price on any observation date (before the final one) is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.
If the Notes are not called and Broadcom’s final level is at or above the downside threshold (also illustrated at $55.00), investors receive full principal back (plus any due coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose most or all of their initial investment. All payments depend on the creditworthiness of UBS AG, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, maturing on or about June 22, 2027. These unsecured debt notes can pay quarterly contingent coupons, but only if Starbucks’ share price on each observation date is at or above a preset coupon barrier.
The notes may be called early if Starbucks’ stock closes at or above the initial level on any observation date after an initial period; in that case, holders receive principal plus the applicable contingent coupon and the notes terminate. If the notes are not called and Starbucks’ final share price is at or above a downside threshold at maturity, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and total loss of principal is possible. All payments depend on UBS’s credit. The preliminary supplement cites an estimated initial value per $10 note between $9.44 and $9.69.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of PayPal Holdings, Inc., maturing on December 22, 2027. These unsecured debt notes can pay periodic contingent coupons, but only if PayPal’s share price on each observation date is at or above a preset coupon barrier.
The notes are automatically called early if PayPal’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per note plus any due contingent coupon, and the investment ends. If the notes are not called and PayPal’s final share price is at or above the downside threshold, investors receive back principal at maturity; if it is below the downside threshold, repayment is reduced in line with the share price decline and losses can reach 100% of the investment.
The notes are not listed on any exchange, carry UBS credit risk, and are offered in minimums of 100 notes at $10 each. The estimated initial value is $9.82 per $10 note, reflecting UBS’ internal pricing models and funding rate.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of PayPal Holdings, Inc., maturing on or about December 22, 2027. These are unsecured, unsubordinated debt obligations that pay a contingent coupon only if PayPal’s share price on a given observation date is at or above a preset coupon barrier. If on any observation date before maturity PayPal’s share price is at or above the initial level, the notes are automatically called and investors receive their principal plus the applicable contingent coupon, with no further payments.
If the notes are not called and PayPal’s final share price on the valuation date is at or above a specified downside threshold, investors receive their full principal at maturity. If the final level is below the downside threshold, the repayment is reduced in line with PayPal’s decline, and investors can lose all of their initial investment. The notes are sold in minimum denominations of 100 notes at $10 per note, will not be listed on any exchange, and all payments depend on the creditworthiness of UBS. The estimated initial value per $10 note is expected to be between $9.46 and $9.71.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of QUALCOMM Incorporated, maturing on December 22, 2027. These unsecured debt notes pay a contingent coupon only when Qualcomm’s stock closes at or above a preset coupon barrier on each observation date.
The notes are automatically called early if, on any observation date before maturity, the stock closes at or above its initial level. In that case, investors receive the principal plus any due contingent coupon, and the notes terminate. If the notes are not called and the final stock level is at or above the downside threshold, investors receive their principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of principal.
The minimum investment is 100 notes at $10 per note, and the estimated initial value is $9.71 per note. Payments depend on Qualcomm’s share performance and on the creditworthiness of UBS, and the notes are not listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., each with a $10 principal amount and a minimum investment of 100 Notes. Investors receive a contingent coupon only if Meta’s share price on an observation date is at or above the coupon barrier; otherwise no coupon is paid for that period. The Notes can be called early if Meta’s share price is at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable coupon and the Notes terminate.
If the Notes are not called and Meta’s final share price is at or above the downside threshold, investors get back their principal, plus any final coupon if the coupon barrier is met. If the final price is below the downside threshold, repayment is reduced in line with Meta’s negative return, and investors can lose some or all of their investment. The estimated initial value is $9.74 per $10 Note, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of QUALCOMM Incorporated, maturing on or about December 22, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment).
Investors may receive periodic contingent coupons only when the QUALCOMM share price on an observation date is at or above a preset coupon barrier. The Notes are subject to an automatic call if the share price on any observation date (before final valuation) is at or above the initial level, in which case UBS repays principal plus any due coupon and makes no further payments.
If the Notes are not called and the final share level is at or above the downside threshold, UBS repays the $10 principal per Note at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes are not listed on any exchange. The estimated initial value per Note on the trade date is expected to be between $9.41 and $9.66.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on or about December 22, 2027. The Notes are unsecured, unsubordinated debt of UBS with a minimum investment of 100 Notes at $10 each.
Holders receive a contingent coupon only on observation dates when Meta’s closing level is at or above a specified coupon barrier; otherwise no coupon is paid. The Notes are automatically called if Meta’s level on any observation date before the final valuation date is at or above the initial level, in which case investors receive principal plus any due coupon and the product terminates. If not called and Meta’s final level is below a downside threshold, repayment at maturity is reduced in line with the stock’s decline, and investors can lose all principal. All payments depend on the creditworthiness of UBS. The estimated initial value per $10 Note on the trade date is expected to be between $9.44 and $9.69.
FAQ
What is the current stock price of UBS ETRACS Alerian MLP ETN Series B (AMUB)?
