Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. Class C stock, maturing July 2, 2029. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level on a quarterly observation date (beginning ~6 months after trade) is at or above the initial level; on an automatic call UBS pays principal plus any contingent coupon due on the call settlement date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return, possibly resulting in substantial or total loss. Trade date is June 26, 2026 with settlement June 30, 2026; final valuation date is June 28, 2029. Minimum investment is 100 Notes at $10 per Note ($1,000). The estimated initial value on the trade date is $9.74. The Notes are unsecured obligations of UBS and repayment depends on UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due June 30, 2028. Each Note has a $10 principal amount and pays a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier. The Notes automatically call early if the underlying closes on or above the initial level on any observation date prior to the final valuation date; in that case UBS will pay principal plus any contingent coupon on the related coupon payment date. If the Notes are not called and the final level is below the downside threshold, repayment at maturity will be reduced proportionally to the underlying return, and investors could lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Trade date is June 26, 2026 with expected settlement on June 30, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., due on or about July 2, 2029. The Notes pay a periodic contingent coupon only if the underlying closing level meets a coupon barrier on observation dates; they are subject to an automatic call on quarterly observation dates if the underlying closes at or above the initial level. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is returned; if below, repayment is reduced proportionally to the underlying return, and investors could lose all principal.
The trade date is June 26, 2026, settlement is expected June 30, 2026, final valuation date is June 28, 2029, and maturity is July 2, 2029. The Notes have a minimum investment of 100 Notes at $10 per Note. The estimated initial value range on the trade date is $9.34–$9.59. All payments are subject to UBS credit risk; the offering is preliminary and subject to final Offering Documents.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation with an expected Trade Date of June 26, 2026, Settlement Date June 30, 2026, Final Valuation Date June 28, 2028 and Maturity Date June 30, 2028. The Notes pay a periodic contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid.
If the underlying equals or exceeds the initial level on any observation date prior to the final valuation date, the Notes will be automatically called and you receive principal plus any contingent coupon on the applicable call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, principal is reduced in proportion to the underlying return and you could lose a substantial portion or all of your investment. All payments are subject to UBS's credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of AppLovin Corporation, with a trade date of June 26, 2026, expected settlement on June 30, 2026, a final valuation date of June 28, 2028, and expected maturity on June 30, 2028.
The Notes pay periodic contingent coupons only when the underlying closing level on an observation date meets or exceeds a coupon barrier and will be automatically called early if the underlying closing level on any quarterly observation date (beginning after 12 months) is equal to or greater than the initial level. If not called, principal is repaid at maturity only if the final level is at or above the disclosed downside threshold; otherwise, repayment is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. All payments are subject to UBS's creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates and may be automatically called on specified observation dates. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, investors suffer a loss linked to the underlying return, possibly losing their entire investment. Trade date is June 26, 2026, expected settlement June 30, 2026, final valuation date June 28, 2028, and maturity June 30, 2028. Minimum investment is 100 Notes at $10 per Note.
UBS AG offers a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc. The Notes mature on July 2, 2029 with a final valuation date of June 28, 2029 and a principal amount of $10 per Note.
The Notes pay periodic contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates, may be automatically called quarterly (beginning ~6 months after trade), and repay principal at maturity only if the final level is at or above the downside threshold; otherwise investors face downside market exposure tied to the underlying return. The estimated initial value is $9.37–$9.62 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation via a Preliminary Pricing Supplement dated June 26, 2026. The Notes mature on or about June 30, 2028 with a principal amount of $10 per Note and a minimum investment of 100 Notes ($1,000). These Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and is subject to UBS's creditworthiness. The document is preliminary and the final terms will be set on the trade date.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, due on or about July 15, 2031. The notes pay a contingent coupon of 10.55% per annum only when each underlying meets its coupon barrier on observation dates; otherwise no coupon is paid. The notes are issuer-callable monthly beginning after ~6 months; if called UBS will pay principal plus any contingent coupon due on the call settlement date. Principal repayment at maturity is contingent: if the final level of any underlying is below its downside threshold of 70.00% of its Initial Level, holders will suffer a loss equal to the percentage decline of the least performing underlying asset. Issue price per note is $1,000.00 with an underwriting discount of $28.00 and proceeds to UBS of $972.00 per Note. The estimated initial value range is $933.60–$963.60 as of the trade date. All payments are subject to UBS credit risk and the notes will not be listed for trading.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-1004 Technology Sector and the VanEck4 Semiconductor ETF. The Notes pay periodic contingent coupons only if each underlying asset meets its coupon barrier on observation dates, are autocallable monthly after about 6 months, and mature on July 12, 2029. Principal repayment at maturity is contingent: if any underlying asset's final level is below its downside threshold (50% of initial level), the cash payment at maturity will be reduced pro rata to the loss of the least performing underlying asset. Issue price is stated per Note as $1,000 with an estimated initial value range of $929.20 to $959.20 as of the trade date; underwriting compensation may be up to $29.50 per Note and proceeds to UBS at least $970.50. The Notes are unsecured obligations of UBS and payments depend on UBS' creditworthiness.