Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about December 27, 2027. These unsecured notes pay a contingent coupon only when Micron’s closing share price on an observation date is at or above a preset coupon barrier, and they are automatically called early if Micron’s price is at or above the initial level on any observation date before maturity.
If the notes are not called and Micron’s final level is at or above the downside threshold, investors receive the full $10 principal per note at maturity; if the final level is below the downside threshold, repayment is reduced in line with Micron’s decline and investors can lose their entire investment. The notes are not listed on any exchange, have a minimum investment of 100 notes at $10 each, and their estimated initial value is expected to range from $9.45 to $9.70 per $10 note, reflecting UBS’s internal pricing models and funding rate. All payments depend on the creditworthiness of UBS.
UBS AG is offering $123,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing on December 28, 2026. These unsecured, unsubordinated notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid.
The notes can be automatically called before maturity if the stock closes at or above its initial level on an observation date, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called and the stock is at or above a downside threshold at maturity, investors receive their full principal; if it is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. All payments depend on UBS’s credit, and the estimated initial value is $9.73 per $10 note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about December 26, 2028. The Notes pay a contingent coupon only if, on each quarterly observation date (including the final valuation date), the Oracle share price is at or above a predefined coupon barrier. If the Oracle share price is at or above the initial level on any observation date after an initial period, the Notes are automatically called and pay back principal plus the applicable contingent coupon, with no further payments.
If the Notes are not called and the Oracle share price on the final valuation date is at or above a downside threshold, investors receive the full principal at maturity. If it is below the downside threshold, repayment is reduced in line with the negative underlying return, and investors can lose their entire principal. Any payment depends on the creditworthiness of UBS. The Notes are offered in minimum investments of 100 Notes at $10 per Note and will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Zscaler, Inc., maturing on or about December 27, 2027. These unsecured debt obligations pay a contingent coupon only on observation dates when Zscaler’s share price is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes feature an automatic call: if on any observation date before maturity Zscaler’s share price is at or above the initial level, UBS repays principal plus the applicable coupon and the Notes terminate. If not called, principal is repaid at maturity only if the final share price is at or above a downside threshold. If the final price is below this level, repayment is reduced in line with Zscaler’s percentage decline, and investors can lose all of their investment.
The Notes are subject to UBS’s credit risk, will not be listed on any exchange, and have a minimum investment of 100 Notes at $10 per Note.
UBS AG is offering unsecured Trigger Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about June 26, 2026. The Notes pay a coupon on each coupon payment date regardless of how the Micron share price performs.
At maturity, if Micron’s closing level on the final valuation date is at or above a downside threshold, investors receive the full $10 principal per Note plus the final coupon. If the final level is below the downside threshold, the cash payment per Note is reduced in line with the percentage decline in Micron from the initial level, and investors can lose some or all of their principal.
The Notes are unsubordinated debt obligations of UBS, not bank deposits and not insured, and all payments depend on UBS’s creditworthiness. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note on the trade date is expected to be between $9.64 and $9.89.
UBS AG is offering $624,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock, maturing December 26, 2028. These unsecured UBS debt securities pay a contingent coupon only if NVIDIA’s share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called quarterly, beginning about six months after the trade date, if NVIDIA’s share price is at or above the initial level on an observation date. In that case, holders receive the $10 principal per Note plus any due coupon, and the notes terminate early.
If the notes are not called and NVIDIA’s final share price on the December 21, 2028 valuation date is at or above the downside threshold, UBS repays the $10 principal per Note (plus any final coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced in line with NVIDIA’s percentage decline, and holders can lose all of their investment. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.
UBS AG is offering $510,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on December 27, 2027. Each Note has a $10 principal amount and pays a contingent coupon on scheduled dates only if NVIDIA’s closing share price on the relevant observation date is at or above a preset coupon barrier.
The Notes are subject to an automatic call on quarterly observation dates beginning after 6 months if NVIDIA’s share price is at or above the initial level, in which case holders receive principal plus any due coupon and the Notes terminate. If the Notes are not called and NVIDIA’s final share price on the December 22, 2027 valuation date is at or above a downside threshold, investors receive their full principal; if it is below that threshold, repayment is reduced in line with NVIDIA’s negative return and can fall to zero.
The Notes are unsecured, unsubordinated obligations of UBS AG, are not bank deposits, are not insured by any government agency, and will not be listed on an exchange. The estimated initial value is $9.79 per $10 Note, reflecting UBS’ internal pricing models and funding rate, and all payments depend on UBS’ creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about December 26, 2028. These unsecured debt notes pay a contingent coupon only if NVIDIA’s closing level on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be called automatically each quarter beginning after about 6 months if NVIDIA’s level is at or above the initial level, in which case holders receive the $10 principal per note plus the applicable coupon and the notes terminate early. If not called and NVIDIA’s final level on the December 21, 2028 valuation date is at or above the downside threshold, investors receive their $10 principal back, plus a final coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is $10 times 1 plus the underlying return, exposing investors to the full downside and potentially a total loss of principal.
The hypothetical examples use a 3‑year term, an 11.33% per annum coupon rate with $0.2833 quarterly coupons, and both the coupon barrier and downside threshold at 60% of the initial level. The notes are offered in minimums of 100 notes at $10 each, are not listed on any exchange, settle T+2, and have an estimated initial value between $9.37 and $9.62 per note. All payments depend on the creditworthiness of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about December 27, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment). These are unsecured, unsubordinated debt obligations of UBS.
The Notes pay a contingent coupon only if NVIDIA’s closing share price on a quarterly observation date is at or above a coupon barrier; otherwise, no coupon is paid for that period. The Notes are automatically called if NVIDIA’s closing price on an observation date is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.
If the Notes are not called and NVIDIA’s final level is at or above a downside threshold, investors receive full principal at maturity (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and can result in a total loss of principal. All payments depend on the creditworthiness of UBS. The estimated initial value per Note is expected to be between $9.42 and $9.67.
UBS AG is issuing $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc., maturing on December 26, 2028. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive contingent coupons only on dates when Alphabet’s share price is at or above a preset coupon barrier. The notes can be called early if Alphabet’s stock closes at or above the initial level on specified quarterly observation dates, in which case UBS repays principal plus any due coupon and the notes terminate.
If the notes are not called and Alphabet’s final stock level on the valuation date is at or above a downside threshold, investors receive full principal back at maturity. If the final level is below that threshold, repayment is reduced in line with Alphabet’s percentage decline, and investors can lose some or all of their initial investment. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.
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