Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $2,500,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on December 29, 2028.
The Notes pay a contingent coupon at a rate of 10.50% per annum ($8.75 per $1,000 Note per month) only if on an observation date the closing level of each index is at or above its coupon barrier, set at 70% of its initial level for each index. UBS may call the Notes in whole, beginning after three months, paying principal plus any due coupon, after which no further payments are made.
If the Notes are not called and on the final valuation date each index is at or above its downside threshold (also 70% of its initial level), investors receive the $1,000 principal per Note. If any index finishes below its downside threshold, repayment is reduced in line with the negative return of the least performing index, and investors can lose some or all of their initial investment.
The Notes are unsecured, unsubordinated obligations of UBS, subject to UBS’ credit risk and potential Swiss regulatory resolution powers, will not be listed on any exchange, and have an estimated initial value of $970.80 per $1,000 Note, below the issue price due to underwriting discounts, hedging and issuance costs.
UBS AG is offering $1,575,000 of Trigger Callable Contingent Yield Notes, issued at $1,000 per Note and maturing on December 29, 2028. The Notes are linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index.
Holders may receive a 10.20% per annum contingent coupon (paid monthly as $8.50 per Note) only when the closing level of each index is at or above its coupon barrier, set at 70% of the initial level. Principal is protected at maturity only if UBS does not call the Notes and each index finishes at or above its downside threshold, set at 60% of the initial level. Otherwise, repayment is reduced one-for-one with the loss of the worst-performing index, and all principal can be lost.
UBS may call the Notes on any monthly observation date beginning after three months, repaying principal plus any due coupon, ending future payments. The estimated initial value is $973.20 per Note, below the issue price, and UBS expects net proceeds of $1,563,975 after a $7 per Note underwriting discount. Payments depend on UBS’s credit, and the Notes will not be listed on an exchange.
UBS AG is offering $304,000 of Trigger Callable Contingent Yield Notes linked to the worst performer among the Nasdaq-100 Technology Sector Index, the Russell 2000 Index, the Energy Select Sector SPDR Fund (XLE) and the Technology Select Sector SPDR Fund (XLK), maturing on December 29, 2028.
The Notes pay a 12.10% per annum contingent coupon (about $10.0833 per $1,000 monthly) only when each underlying is at or above its coupon barrier set at 70% of its initial level. UBS may call the Notes in whole, beginning after three months, paying back principal plus any due coupon, ending all future payments.
If the Notes are not called and any underlying finishes below its downside threshold at 60% of its initial level, repayment of principal is reduced one-for-one with the loss on the worst-performing underlying and can fall to zero. The estimated initial value is $981.10 per $1,000, and investors face both market risk on all four underlyings and UBS credit risk, with no exchange listing or dividend participation.
UBS AG is offering $1,953,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 Index, maturing June 28, 2027. Investors can receive monthly contingent coupons at an annual rate of 8.05% if on each observation date all three indexes close at or above 70% of their initial levels. UBS may call the notes in whole, starting after three months, paying back principal plus any due coupon, ending all future payments.
If the notes are not called and any index finishes below its 70% downside threshold, the repayment is reduced one-for-one with the loss of the worst-performing index and can fall to zero, meaning a total loss of principal. The notes are unsecured obligations of UBS, have an estimated initial value of $962.30 per $1,000 note, will not be listed on an exchange, and expose holders to both market risk of the indexes and UBS credit risk.
UBS AG, through its London Branch, is issuing $2,064,000 of Trigger Callable Contingent Yield Notes due December 29, 2028, linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each $1,000 note pays a contingent coupon at 8.55% per annum (monthly coupons of $7.125) only if on an observation date all three indices are at or above their coupon barriers, set at 75% of initial levels.
UBS may call the notes in whole on any monthly observation date starting after six months, paying principal plus any due coupon, after which no further payments are made. If the notes are not called and at maturity all indices are at or above their downside thresholds (set at 70% of initial levels), investors receive principal back; if any index is below its threshold, repayment is reduced in line with the worst index’s loss, up to a total loss of principal.
The notes are unsecured, unsubordinated obligations of UBS, are not insured, and will not be listed on an exchange. The estimated initial value is $945.60 per note, below the $1,000 issue price, reflecting underwriting discounts, hedging and funding costs. The product involves significant market, credit, liquidity and tax risks, and investors may receive few or no coupons and may lose a significant portion or all of their investment.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 27, 2027. These notes pay a contingent coupon only if Broadcom’s closing level on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The notes may be automatically called early if Broadcom’s level on any observation date (before the final valuation date) is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the notes terminate.
If the notes are not called and Broadcom’s final level is at or above the downside threshold, UBS repays principal at maturity (and a final contingent coupon if the coupon barrier is also met). If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s decline, and investors can lose all of their initial investment. The minimum investment is 100 notes at
UBS AG is offering $471,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing December 26, 2028. These unsecured debt notes can pay quarterly contingent coupons only when Fluor’s share price on an observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The notes may be automatically called as early as about six months after issuance if Fluor’s stock closes at or above the initial level on an observation date. In that case, investors receive the $10 principal per Note plus any due coupon, and the product terminates early.
If the notes are not called and, on the final valuation date, Fluor’s share price is at or above the downside threshold, investors receive full principal back, potentially with a final coupon. If it is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal. The minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.67 per $10 Note. All payments depend on UBS’s creditworthiness.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the VanEck Gold Miners ETF, maturing on December 28, 2026. The Notes pay a contingent coupon only when the ETF’s closing level on an observation date is at or above a preset coupon barrier, and they are automatically called early if the ETF is at or above its initial level on any observation date before maturity.
If the Notes are not called and the ETF is at or above the downside threshold on the final valuation date, investors receive back the $10 principal per Note, plus any final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the ETF’s decline and can fall to zero, meaning total loss of principal. The estimated initial value is $9.76 per $10 Note, reflecting UBS’s internal pricing and funding. All payments depend on UBS’s credit; a default by UBS could result in losing the entire investment.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., maturing on December 28, 2026. These unsecured debt notes may pay periodic contingent coupons only when NIKE’s closing stock price on a given observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if NIKE’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due coupon, and the product terminates. If not called, and NIKE’s final level is at or above the downside threshold, investors receive full principal at maturity, with a coupon if the barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with NIKE’s decline, and investors can lose all of their investment.
The notes are issued at $10 per Note, with a minimum investment of 100 Notes ($1,000). Any payment depends on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing around December 26, 2028. These unsecured debt obligations can pay periodic contingent coupons, but only if Fluor’s share price on a given observation date is at or above a specified coupon barrier. If the share price meets or exceeds the initial level on an observation date before maturity, the Notes are automatically called and repay principal plus any due coupon, with no further payments.
If the Notes are not called and Fluor’s share price on the final valuation date is at or above a downside threshold, investors receive the $10 principal per Note. If it is below that threshold, repayment is reduced in line with Fluor’s negative return, and investors can lose most or all of their investment. The Notes are subject to UBS credit risk, are not insured, will not be listed on an exchange, and have an estimated initial value between $9.30 and $9.55 per $10 Note.
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