Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Micron Technology, Inc., maturing on or about December 29, 2028. These unsecured debt notes pay a contingent coupon only if Micron’s share price on each observation date, including the final valuation date on December 27, 2028, is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early if Micron’s share price is at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable contingent coupon and the notes terminate. If the notes are not called and Micron’s final level is at or above a downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment.
The minimum investment is 100 notes at $10 per note. UBS expects the estimated initial value per note on the trade date to be between $9.40 and $9.65, based on internal pricing models. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any securities exchange.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about December 29, 2028. The Notes may pay a contingent coupon on each observation date only if Fluor’s share price is at or above a preset coupon barrier; otherwise no coupon is paid.
The Notes are automatically called early if, on any observation date before maturity, the Fluor share price is at or above the initial level, in which case holders receive the principal plus any due coupon and no further payments. If not called, and Fluor’s final share price is at or above the downside threshold, investors receive their principal at maturity; if it is below the downside threshold, repayment is reduced in line with the share’s decline and all principal can be lost.
The Notes are senior unsecured obligations of UBS, not deposits and not FDIC‑insured. Repayment of principal, any contingent coupons and any call payments all depend on UBS’s creditworthiness. The estimated initial value per $10 Note is expected to be between $9.33 and $9.58, and the minimum investment is 100 Notes at $10 each.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Block, Inc., with a scheduled maturity on or about December 29, 2027. These unsecured debt securities can pay periodic contingent coupons, but only if Block’s share price on the relevant observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Block’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the notes terminate. If the notes are not called and Block’s final share price on the valuation date is at or above a downside threshold, investors receive only their principal back at maturity. If the final share price is below the downside threshold, repayment is reduced in line with Block’s decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about December 29, 2027. These unsecured debt securities pay a contingent coupon only if Micron’s closing level on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if Micron’s closing level on any observation date (other than the final one) is at or above the initial level, in which case investors receive principal plus any due coupon and the notes terminate. If the notes are not called and Micron’s final level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with Micron’s decline and the entire investment can be lost. All payments depend on the creditworthiness of UBS. The estimated initial value per $10 note is expected to be between $9.44 and $9.69.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Pinduoduo Inc., maturing on or about December 30, 2026. Each Note has a principal amount of $10, with a minimum investment of 100 Notes. Investors may receive periodic contingent coupons if, on an observation date, the underlying ADR closes at or above a preset coupon barrier.
The Notes are automatically called if, on any observation date before the final valuation date, the underlying closes at or above its initial level. In that case, investors receive the $10 principal plus the applicable contingent coupon, and no further payments are made. If the Notes are not called and the final level is at or above the downside threshold, principal is repaid at maturity; if it is below the downside threshold, repayment is reduced in line with the underlying’s decline, and all principal can be lost.
The Notes are unsecured, unsubordinated debt of UBS AG and are subject to UBS’s credit risk. They will not be listed on any securities exchange. The estimated initial value per Note on the trade date is expected to be between $9.39 and $9.64, based on UBS internal pricing models.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on December 30, 2026. The Notes pay a contingent coupon only when the stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid.
The Notes may be automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case holders receive the $10 principal per Note plus any due contingent coupon and no further payments. If the Notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity.
If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and holders can lose up to their entire investment. The example terms show a 22.59% per annum contingent coupon and an estimated initial value of $9.80 per $10 Note. All payments depend on the creditworthiness of UBS.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc., maturing on December 30, 2026. The Notes have a minimum investment of 100 Notes at $10 per Note and pay contingent coupons only if Delta’s share price on each observation date is at or above a preset coupon barrier.
The Notes are automatically called early if Delta’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due contingent coupon, with no further payments. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive the $10 principal per Note at maturity, plus any final contingent coupon if the coupon barrier is met.
If the Notes are not called and the final stock level is below the downside threshold, the redemption amount per Note is $10 multiplied by 1 plus the underlying return, exposing investors to the full downside of Delta’s stock and potentially resulting in a total loss of principal. All payments depend on the creditworthiness of UBS. The estimated initial value is $9.78 per $10 Note.
UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on or about December 30, 2026. These are unsecured, unsubordinated debt obligations of UBS.
Investors may receive periodic contingent coupons, but only if the stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid for that period. The notes can be automatically called early if the stock closes at or above the initial level on an observation date, in which case investors receive principal plus any due coupon, and the notes terminate. If the notes are not called and the final stock level is at or above a downside threshold, principal is repaid at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment.
Any payment depends on the creditworthiness of UBS. The notes are not bank deposits, are not insured, will not be listed on an exchange, and are offered in minimums of 100 notes at $10 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc., scheduled to mature on or about December 30, 2026. These unsecured senior notes pay a contingent coupon only when Delta’s closing share price on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if Delta’s share price on any observation date before the final valuation date is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and no further payments. If the notes are not called and Delta’s final share price is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with Delta’s percentage decline, and investors can lose their entire investment.
The notes are subject to UBS’s credit risk, are not bank deposits, are not FDIC insured, and will not be listed on any exchange. The minimum investment is 100 notes at $10 per note (a $1,000 investment). The estimated initial value per note on the trade date is expected to be between $9.42 and $9.67, based on UBS internal pricing models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NIKE, Inc., maturing on December 30, 2027. These unsecured debt notes pay a contingent coupon only if NIKE’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if NIKE’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the notes are not called and NIKE’s final level is at or above a downside threshold at maturity, investors receive full principal; if it is below the downside threshold, repayment is reduced in line with NIKE’s decline and total loss of principal is possible.
The minimum investment is 100 notes at $10 each. The estimated initial value is $9.76 per note, reflecting UBS’s internal pricing and funding. Payments depend on UBS’s credit; a default by UBS could result in loss of all amounts due, and the notes will not be listed on an exchange.
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