STOCK TITAN

Amazon awards director Brad D. Smith 4,086 RSUs

Amazon director Brad D. Smith was granted 4,086 restricted stock units that vest in three equal annual installments from 2027 through 2029.

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

AMAZON COM INC (AMZN) reported that director Brad D. Smith received a Restricted Stock Unit Award covering 4,086 shares of common stock on September 8, 2026. The award converts into common stock on a one-for-one basis and is held as a direct ownership position.

The award is subject to Mr. Smith’s continued service as a director and will vest and convert into common shares in three equal installments of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029. No Rule 10b5-1 trading plan is reported for this grant.

Positive

  • None.

Negative

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Insider SMITH BRAD D
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Unit Award F1, F2 4,086 $0.00 $0.00
Holdings After Transaction: Restricted Stock Unit Award — 4,086 contracts (Direct)
Footnotes (2)
  1. F1. Converts into Common Stock on a one-for-one basis.
  2. F2. Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029.
Restricted stock units granted 4,086 units Grant to director Brad D. Smith on September 8, 2026
Vesting installment size 1,362 shares Portion of the award vesting on each of November 15, 2027, 2028, and 2029
Vesting dates November 15, 2027; November 15, 2028; November 15, 2029 Scheduled vesting of the restricted stock unit award
Conversion ratio 1 unit for 1 share of common stock Restricted stock units convert into Amazon common stock on a one-for-one basis
Holdings from this award after grant 4,086 restricted stock units Total units held under this reported award following the transaction
Restricted Stock Unit Award financial
"Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock"
A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.
Common Stock financial
"Converts into Common Stock on a one-for-one basis."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
vest financial
"this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

What equity award did Amazon (AMZN) director Brad D. Smith receive in this Form 4?

Brad D. Smith received a Restricted Stock Unit Award for 4,086 shares of Amazon common stock. The units convert into common stock on a one-for-one basis, resulting in ownership of the same number of common shares when vested and settled.

How do Brad D. Smith’s new Amazon (AMZN) restricted stock units vest?

The award will vest and convert into common shares at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029, subject to his continued service as a director of Amazon.

What is the conversion ratio of Brad D. Smith’s Amazon (AMZN) restricted stock units?

The filing states that the restricted stock unit award converts into common stock on a one-for-one basis, meaning each vested unit will result in the issuance of one share of Amazon common stock, subject to the vesting conditions.

How many Amazon (AMZN) shares does Brad D. Smith hold from this award after the reported transaction?

Following this grant, Brad D. Smith holds 4,086 restricted stock units directly under this award, each of which is scheduled to convert into one share of Amazon common stock upon vesting on the stated future vesting dates.

Was Brad D. Smith’s Amazon (AMZN) equity award made under a Rule 10b5-1 plan?

No. The filing indicates no Rule 10b5-1 trading plan for this transaction. It reports a grant of restricted stock units as director compensation rather than a trade executed under a pre-arranged trading plan.

What service condition applies to Brad D. Smith’s new Amazon (AMZN) restricted stock units?

The award is subject to Brad D. Smith’s continued service as a director of Amazon. The filing states that vesting and conversion into common stock occur only if he continues serving as a director through each vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SMITH BRAD D

(Last)(First)(Middle)
P.O. BOX 81226

(Street)
SEATTLE WASHINGTON 98108-1226

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMAZON COM INC [ AMZN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit Award$0(1)09/08/2026A4,08611/15/2027(2)11/15/2029Common Stock, par value $.01 per share4,086$04,086D
Explanation of Responses:
1. Converts into Common Stock on a one-for-one basis.
2. Subject to the reporting person's continued service as a director of the issuer, this award will vest and convert into shares of Common Stock of the issuer at a rate of 1,362 shares on each of November 15, 2027, November 15, 2028, and November 15, 2029.
Remarks:
/s/ by Susan K. Jong as attorney-in-fact for Brad D. Smith09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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