Amazon (NASDAQ: AMZN) stores chief sells 3,741 shares in pre-set plan
Rhea-AI Filing Summary
AMAZON COM INC (AMZN) insider Douglas J. Herrington, CEO Worldwide Amazon Stores, reported multiple equity transactions. On 2026-08-17 he sold 3,741 shares of common stock in open-market trades at weighted-average prices around $262–$265 per share, executed under a Rule 10b5-1 trading plan adopted on 11/10/2025. On 2026-08-15 a Restricted Stock Unit Award converting one-for-one into common stock was partially exercised for 9,352 shares, leaving 47,575 restricted stock units outstanding. As of that date he also held 6,609.348 shares of common stock indirectly through an Amazon.com 401(k) plan account.
Positive
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Negative
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Insights
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Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
6 txns
Insider
Herrington Douglas J
Role
CEO Worldwide Amazon Stores
Sold
3,741 shs ($983K)
Approx. gross sale proceeds
$983K
Approx. exercise cost
$0.00
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock, par value $.01 per share F1, F2 | 1,441 | $262.0454 | $378K |
| Sale | Common Stock, par value $.01 per share F1, F3 | 1,900 | $262.8153 | $499K |
| Sale | Common Stock, par value $.01 per share F1, F4 | 400 | $265.0925 | $106K |
| Exercise | Restricted Stock Unit Award F5, F6 | 9,352 | $0.00 | $0.00 |
| Exercise | Common Stock, par value $.01 per share | 9,352 | $0.00 | $0.00 |
| holding | Common Stock, par value $.01 per share | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Unit Award — 47,575 shares (Direct);
Common Stock, par value $.01 per share — 467,138 shares (Direct);
Common Stock, par value $.01 per share — 6,609.348 shares (Indirect, Amazon.com 401(k) plan account)
Footnotes (6)
- F1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/10/2025.
- F2. Represents the weighted average sale price. The highest price at which shares were sold was $262.48 and the lowest price at which shares were sold was $261.52.
- F3. Represents the weighted average sale price. The highest price at which shares were sold was $263.28 and the lowest price at which shares were sold was $262.52.
- F4. Represents the weighted average sale price. The highest price at which shares were sold was $265.30 and the lowest price at which shares were sold was $264.78.
- F5. Converts into Common Stock on a one-for-one basis.
- F6. This award vests based upon the following vesting schedule: 39,466 shares on each of November 15, 2022 and February 15, 2023; 9,659 shares on each of May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024; 13,753 shares on each of May 15, 2024, August 15, 2024, and November 15, 2024; 13,752 shares on February 15, 2025; 11,960 shares on May 15, 2025; 11,959 shares on each of August 15, 2025, November 15, 2025, and February 15, 2026; 9,353 shares on May 15, 2026; 9,352 shares on each of August 15, 2026, November 15, 2026, and February 15, 2027; 7,218 shares on each of May 15, 2027, August 15, 2027, and November 15, 2027; and 7,217 shares on February 15, 2028.
Key Figures
Shares sold (total): 3,741 shares
Sale price 1: $262.0454 per share
Sale price 2: $262.8153 per share
+4 more
7 metrics
Shares sold (total)
3,741 shares
Aggregate common shares sold on 2026-08-17 across three open-market transactions
Sale price 1
$262.0454 per share
Weighted-average sale price for 1,441 shares of common stock on 2026-08-17
Sale price 2
$262.8153 per share
Weighted-average sale price for 1,900 shares of common stock on 2026-08-17
Sale price 3
$265.0925 per share
Weighted-average sale price for 400 shares of common stock on 2026-08-17
RSUs exercised
9,352 units
Restricted Stock Unit Award converting one-for-one into common stock on 2026-08-15
RSUs remaining
47,575 units
Restricted Stock Unit Award balance following the 9,352-unit conversion on 2026-08-15
Indirect 401(k) holdings
6,609.348 shares
Common stock held indirectly through Amazon.com 401(k) plan account as of 2026-08-15
Key Terms
Rule 10b5-1 trading plan, Restricted Stock Unit Award, weighted average sale price, indirect ownership
4 terms
Rule 10b5-1 trading plan regulatory
"This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Restricted Stock Unit Award financial
"security_title: Restricted Stock Unit Award converting into Common Stock"
A restricted stock unit award is a promise by a company to give an employee a specified number of company shares at a future date if certain conditions are met, such as staying with the company or hitting performance goals. For investors, these awards matter because they can increase the total number of shares outstanding when converted, diluting existing holders, and they align employees’ incentives with shareholders’ interests much like giving a rising bonus that becomes real only after conditions are satisfied.
weighted average sale price financial
"Represents the weighted average sale price. The highest price at which shares"
indirect ownership financial
"Indirect ownership noted as Amazon.com 401(k) plan account"
FAQ
What insider transactions did AMZN executive Douglas J. Herrington report on this Form 4?
Douglas J. Herrington reported selling 3,741 AMZN shares on 2026-08-17 and exercising 9,352 restricted stock units into common stock on 2026-08-15, while retaining additional unvested RSUs and 401(k) plan holdings.
What restricted stock unit activity did AMZN report for Douglas J. Herrington?
A Restricted Stock Unit Award converting one-for-one into common stock was partially exercised for 9,352 shares on 2026-08-15. After this transaction, 47,575 restricted stock units from that award remained outstanding and directly owned by Herrington.
Is the AMZN insider trading by Douglas J. Herrington under a Rule 10b5-1 plan?
Yes. The filing notes the sales were effected under a Rule 10b5-1 trading plan adopted by Herrington on 11/10/2025, indicating the sale instructions were pre-arranged rather than timed at his discretion.
What indirect AMZN holdings does Douglas J. Herrington report in this Form 4?
He reports indirect ownership of 6,609.348 AMZN shares through an Amazon.com 401(k) plan account as of 2026-08-15. This entry reflects plan holdings and is separate from his directly held common stock and restricted stock units.
AI-generated analysis. How Rhea-AI works. Not financial advice.