AleAnna CFO converts stock grants into 13,317 shares

Q: How many shares did ANNA CFO Ivan Edward Ronald receive and deliver?

On October 29, 2026, he reported conversion of 13,317 restricted stock units into 13,317 common shares and 6,259 common shares delivered or withheld for payment of exercise price or tax liability. The latter transaction lists a price of $2.44 per share.

Q: When do Ivan Edward Ronald's ANNA restricted stock units vest?

One-third of the restricted stock units will vest on October 29, 2026, 2027 and 2028, respectively, provided the reporting person is employed by or providing services to AleAnna or a subsidiary through each date.

The RSUs will vest in three equal installments on October 29, 2026, 2027 and 2028, provided the reporting person serves AleAnna or a subsidiary through each date.

Available on EDGAR 10/30/2026 - 07:24 AM EDT Accepted by SEC EDGAR 10/30/2026 - 07:24 AM EDT

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Form Type

Rhea-AI Filing Summary

AleAnna, Inc. Chief Financial Officer Ivan Edward Ronald reported conversion of 13,317 restricted stock units into 13,317 common shares on October 29, 2026. He also reported 6,259 common shares delivered or withheld for payment of exercise price or tax liability, with a reported transaction price of $2.44 per share. His reported post-transaction position in restricted stock units was 137,589.

Insider Trade Summary

13,317 shares exercised/converted

Exercise 3 txns

Insider Ronald Ivan Edward

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^F3	13,317	$0.00	$0.00
Exercise	Common Stock ^{F1, F2}	13,317	--	--
Exercise Price or Tax Liability	Common Stock ^F2	6,259	$2.44	$15K

Holdings After Transaction: Restricted Stock Units — 137,589 contracts (Direct); Common Stock — 26,238 shares (Direct)

Holdings Before and After: Restricted Stock Units, 150,906 to 137,589 contracts (Direct); Common Stock, 19,180 to 26,238 shares (Direct)

Footnotes (3)

F1. Restricted stock units convert into common stock on a one-for-one basis.
F2. Due to an administrative error, the total number of shares stated to be beneficially owned in the prior Form 4 filed on August 17, 2026 inadvertently included unvested restricted stock units in Table I, Column 5, which resulted in an overstatement of the total number of shares beneficially owned by the Reporting Person. The total in Table I, Column 5 has been corrected to reflect the correct number of shares beneficially owned by the Reporting Person.
F3. Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

Key Figures

Restricted stock units converted: 13,317 restricted stock units Common shares acquired: 13,317 shares Common shares delivered or withheld: 6,259 shares +2 more

5 metrics

Restricted stock units converted 13,317 restricted stock units Converted into common shares on October 29, 2026.

Common shares acquired 13,317 shares Reported on October 29, 2026.

Common shares delivered or withheld 6,259 shares For payment of exercise price or tax liability on October 29, 2026.

Reported transaction price $2.44 per share Reported for the 6,259-share transaction on October 29, 2026.

Post-transaction restricted stock unit position 137,589 restricted stock units Reported following the transaction.

Key Terms

Restricted stock units, one-for-one basis, contingent right, 2025 Long-Term Incentive Plan

4 terms

Restricted stock units financial

"Restricted stock units convert into common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

one-for-one basis financial

"convert into common stock on a one-for-one basis"

contingent right financial

"represents a contingent right to receive one share of common stock"

2025 Long-Term Incentive Plan financial

"pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did ANNA CFO Ivan Edward Ronald receive and deliver?

On October 29, 2026, he reported conversion of 13,317 restricted stock units into 13,317 common shares and 6,259 common shares delivered or withheld for payment of exercise price or tax liability. The latter transaction lists a price of $2.44 per share.

When do Ivan Edward Ronald's ANNA restricted stock units vest?

One-third of the restricted stock units will vest on October 29, 2026, 2027 and 2028, respectively, provided the reporting person is employed by or providing services to AleAnna or a subsidiary through each date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ronald Ivan Edward

(Last)

(First)

(Middle)

300 CRESCENT COURT, SUITE 1860

(Street)

DALLAS

TEXAS

75201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AleAnna, Inc. [ ANNA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/29/2026		M		13,317	A	⁽¹⁾	32,497⁽²⁾	D
Common Stock	10/29/2026		F		6,259	D	$2.44	26,238⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽³⁾	10/29/2026		M			13,317	⁽³⁾	⁽³⁾	Common Stock	13,317	$0	137,589	D

Explanation of Responses:

1. Restricted stock units convert into common stock on a one-for-one basis.

2. Due to an administrative error, the total number of shares stated to be beneficially owned in the prior Form 4 filed on August 17, 2026 inadvertently included unvested restricted stock units in Table I, Column 5, which resulted in an overstatement of the total number of shares beneficially owned by the Reporting Person. The total in Table I, Column 5 has been corrected to reflect the correct number of shares beneficially owned by the Reporting Person.

3. Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

Remarks:

	/s/ Ivan Ronald	10/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR