AleAnna director Curtis L. Hebert Jr. converts stock awards

The two awards have different vesting schedules, and both require continued employment or service through applicable vesting dates.

Available on EDGAR 10/30/2026 - 07:42 AM EDT Accepted by SEC EDGAR 10/30/2026 - 07:42 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AleAnna, Inc. director Curtis L. Hebert Jr. reported converting 20,178 restricted stock units into 20,178 common shares on October 29, 2026. A separate conversion covered 33,898 units into 33,898 shares on that date, consistent with the stated one-for-one conversion. The 20,178-unit award vests in thirds on October 29, 2026, 2027 and 2028, subject to continued service; the 33,898-unit award vests on the earlier of October 29, 2026 or the next annual meeting if it occurs at least 52 weeks after the prior annual meeting, also subject to continued service.

Insider Trade Summary

54,076 shares exercised/converted

Exercise 4 txns

Insider HEBERT CURTIS L JR

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F2	20,178	$0.00	$0.00
Exercise	Restricted Stock Units F3	33,898	$0.00	$0.00
Exercise	Common Stock F1	20,178	--	--
Exercise	Common Stock F1	33,898	--	--

Holdings After Transaction: Restricted Stock Units — 78,904 contracts (Direct); Common Stock — 54,076 shares (Direct)

Holdings Before and After: Restricted Stock Units, 132,980 to 78,904 contracts (Direct); Common Stock, 0 to 54,076 shares (Direct)

Footnotes (3)

1. F1. Restricted stock units convert into common stock on a one-for-one basis.
2. F2. Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.
3. F3. Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

Key Figures

Restricted stock units converted: 20,178 units Common shares acquired: 20,178 shares Restricted stock units converted: 33,898 units +1 more

4 metrics

Restricted stock units converted 20,178 units October 29, 2026

Common shares acquired 20,178 shares October 29, 2026 conversion

Restricted stock units converted 33,898 units October 29, 2026

Common shares acquired 33,898 shares October 29, 2026 conversion

Key Terms

Restricted stock units, one-for-one basis, 2025 Long-Term Incentive Plan, vesting

4 terms

Restricted stock units financial

"Restricted stock units convert into common stock on a one-for-one basis"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

one-for-one basis financial

"convert into common stock on a one-for-one basis"

2025 Long-Term Incentive Plan financial

"pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan"

vesting financial

"will vest in three equal installments"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ANNA shares did Curtis L. Hebert Jr. receive from restricted stock units?

He received 20,178 common shares and 33,898 common shares through separate one-for-one restricted stock unit conversions on October 29, 2026.

When do Curtis L. Hebert Jr.'s ANNA restricted stock units vest?

The 20,178-unit award vests in three equal installments on October 29, 2026, 2027 and 2028, subject to continued employment or service through each date. The 33,898-unit award vests on the earlier of October 29, 2026 or the next annual meeting, provided that meeting occurs at least 52 weeks after the prior annual meeting; continued employment or service is also required.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HEBERT CURTIS L JR

(Last) (First) (Middle)

300 CRESCENT COURT, SUITE 1860

(Street)

DALLAS TEXAS 75201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AleAnna, Inc. [ ANNA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/29/2026		M		20,178	A	(1)	20,178	D
Common Stock	10/29/2026		M		33,898	A	(1)	54,076	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	10/29/2026		M			20,178(2)	(2)	(2)	Common Stock	20,178	$0	112,802	D
Restricted Stock Units	(3)	10/29/2026		M			33,898(3)	(3)	(3)	Common Stock	33,898	$0	78,904	D

Explanation of Responses:

1. Restricted stock units convert into common stock on a one-for-one basis.

2. Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

3. Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

Remarks:

	/s/ Ivan Ronald, attorney-in-fact	10/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)