AleAnna director converts restricted stock to shares

One award vests in three installments; the other on the earlier of October 29, 2026 or the next annual meeting, if at least 52 weeks after the prior meeting.

Available on EDGAR 10/30/2026 - 07:39 AM EDT Accepted by SEC EDGAR 10/30/2026 - 07:39 AM EDT

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Form Type

Rhea-AI Filing Summary

AleAnna, Inc. director Hoff Graham vant reported conversion of 20,178 and 41,162 restricted stock units into the same numbers of common shares on October 29, 2026; the units convert one-for-one. The 20,178 units vest in three equal installments on October 29, 2026, 2027 and 2028, subject to continued employment or service. The 41,162 units vest on the earlier of October 29, 2026 or the next annual meeting, if that meeting is at least 52 weeks after the prior annual meeting, also subject to continued employment or service.

Insider Trade Summary

61,340 shares exercised/converted

Exercise 4 txns

Insider vant Hoff Graham

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units ^F2	20,178	$0.00	$0.00
Exercise	Restricted Stock Units ^F3	41,162	$0.00	$0.00
Exercise	Common Stock ^F1	20,178	--	--
Exercise	Common Stock ^F1	41,162	--	--

Holdings After Transaction: Restricted Stock Units — 87,164 contracts (Direct); Common Stock — 61,340 shares (Direct)

Holdings Before and After: Restricted Stock Units, 148,504 to 87,164 contracts (Direct); Common Stock, 0 to 61,340 shares (Direct)

Footnotes (3)

F1. Restricted stock units convert into common stock on a one-for-one basis
F2. Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.
F3. Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

Key Figures

Restricted stock units converted: 20,178 units Restricted stock units converted: 41,162 units Vesting installments: Three equal installments +1 more

4 metrics

Restricted stock units converted 20,178 units Reported for October 29, 2026; convert one-for-one into common stock

Restricted stock units converted 41,162 units Reported for October 29, 2026; convert one-for-one into common stock

Vesting installments Three equal installments For the 20,178 restricted stock units

Annual-meeting condition At least 52 weeks Required between the prior annual meeting and the next annual meeting for the 41,162 units’ vesting date

Key Terms

Restricted Stock Units, 2025 Long-Term Incentive Plan, contingent right, one-for-one basis

4 terms

Restricted Stock Units financial

"Restricted stock units convert into common stock on a one-for-one basis"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2025 Long-Term Incentive Plan financial

"pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan"

contingent right financial

"represents a contingent right to receive one share"

one-for-one basis financial

"convert into common stock on a one-for-one basis"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ANNA shares did director Hoff Graham vant receive?

Hoff Graham vant, a director of AleAnna, Inc., reported conversion of 20,178 and 41,162 restricted stock units into corresponding common shares on October 29, 2026. The units convert one-for-one.

When do Hoff Graham vant’s ANNA restricted stock units vest?

The 20,178 units vest in three equal installments on October 29, 2026, 2027 and 2028, subject to continued employment or service. The 41,162 units vest on the earlier of October 29, 2026 or the next annual meeting, provided that meeting occurs at least 52 weeks after the prior annual meeting; continued employment or service is also required.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

vant Hoff Graham

(Last)

(First)

(Middle)

300 CRESCENT COURT, SUITE 1860

(Street)

DALLAS

TEXAS

75201

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AleAnna, Inc. [ ANNA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/29/2026		M		20,178	A	⁽¹⁾	20,178	D
Common Stock	10/29/2026		M		41,162	A	⁽¹⁾	61,340	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	$0	10/29/2026	⁽²⁾	M			20,178⁽²⁾	⁽²⁾	⁽²⁾	Common Stock	20,178	$0	128,326	D
Restricted Stock Units	$0	10/29/2026	⁽³⁾	M			41,162⁽³⁾	⁽³⁾	⁽³⁾	Common Stock	41,162	$0	87,164	D

Explanation of Responses:

1. Restricted stock units convert into common stock on a one-for-one basis

2. Represents restricted stock units granted by AleAnna, Inc. (the "Issuer") to the reporting person pursuant to the AleAnna, Inc. 2025 Long-Term Incentive Plan ("2025 Plan") and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee of the Company's Board of Directors (the "Committee"). The restricted stock units will vest in three equal installments, with one-third of the restricted stock units vesting on October 29, 2026, 2027 and 2028, respectively, provided that the reporting is employed by or providing services to the Issuer or subsidiary through each such date.

3. Represents restricted stock units granted by the Issuer to the reporting person pursuant to the 2025 Plan and represents a contingent right to receive one share of common stock of the Issuer or its cash equivalent, as determined at the time of settlement by the Compensation Committee. The restricted stock units will vest on the earlier of (i) October 29, 2026, or (ii) the next annual meeting of the stockholders; provided that such annual meeting of the stockholders occurs at least 52 weeks following the prior annual meeting of the stockholders; and further provided that the reporting person is employed by or providing services to the Issuer or subsidiary through each such date.

Remarks:

	/s/ Ivan Ronald, attorney-in-fact	10/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR