ANY Form 144: 57,000 Restricted Shares Listed for Sale

ANY: A Form 144 notice lists proposed and recent sales of Common Stock by an affiliate.

Rhea-AI Filing Summary

ANY: A Form 144 notice lists proposed and recent sales of Common Stock by an affiliate. The filing shows 57,000 shares of restricted stock described as "vesting under a registered plan" with a proposed sale method of cash dated 06/01/2026. It also records that Kurt Kalbfleisch sold 9,800 shares on 03/16/2026 for $15,144.41.

Insights

Securities Compliance Counsel

Form 144 lists a forthcoming sale of vested restricted shares plus a recent small sale.

The notice identifies 57,000 shares described as "restricted stock vesting under a registered plan" with a proposed sale date of 06/01/2026 and payment method listed as Cash. The filing also records a prior sale by Kurt Kalbfleisch of 9,800 shares on 03/16/2026 for $15,144.41.

Timing and exact transfer mechanics are set by the vesting and the plan terms; cash‑flow treatment beyond the listed method is not stated. Subsequent Form 4 or Form 5 filings may show final post‑transaction holdings.

Key Figures

Proposed shares to be sold: 57,000 shares Recent sale by insider: 9,800 shares Proceeds recorded for recent sale: $15,144.41

3 metrics

Proposed shares to be sold 57,000 shares vesting under a registered plan; sale dated <date>06/01/2026</date>

Recent sale by insider 9,800 shares sold by Kurt Kalbfleisch on <date>03/16/2026</date>

Proceeds recorded for recent sale $15,144.41 proceeds for the 9,800‑share sale on <date>03/16/2026</date>

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

"Securities To Be Sold; Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Restricted stock vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for ANY indicate?

It indicates a proposed sale of 57,000 shares of restricted common stock described as "vesting under a registered plan" with a listed sale date of 06/01/2026. It also records a prior sale of 9,800 shares on 03/16/2026.

Who sold shares recently according to this filing for ANY?

The filing shows Kurt Kalbfleisch sold 9,800 shares on 03/16/2026 for $15,144.41. This sale is listed in the "Securities Sold During The Past 3 Months" section of the notice.

Are the 57,000 shares in the Form 144 already sold for ANY?

No. The 57,000 shares are described as restricted stock "vesting under a registered plan" with a proposed sale date of 06/01/2026. The filing lists the planned sale method as Cash, not a completed sale.

Does the Form 144 state who receives proceeds for the 57,000 shares for ANY?

The filing lists the method as Cash and identifies the transaction as by the Issuer in the securities table. The filing does not provide additional detail about proceeds allocation or use.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 04:07 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001409130
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SPHERE 3D CORPORATION
SEC File Number	001-36532
Address of Issuer	243 Tresser Blvd 17th Floor Stamford CONNECTICUT 06901
Phone	647-952-5049
Name of Person for Whose Account the Securities are To Be Sold	KURT LE ROY KALBFLEISCH
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	57000	182026.10	4243822	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2026	Restricted stock vesting under a registered plan	Issuer			57000	06/01/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kurt Kalbfleisch 243 Tresser Blvd 17th Floor Stamford CT 06901	Common	03/16/2026	9800	15144.41

144: Remarks and Signature

Remarks
Date of Notice	06/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Kurt Kalbfleisch
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)