Welcome to our dedicated page for Apptech SEC filings (Ticker: APCX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AppTech Payments Corp. filings document the company’s public-company disclosures as a fintech payments issuer with common stock and warrants quoted on the OTCQB market. Current reports cover material definitive agreements, the completed acquisition of Infinitus Pay Inc. as a wholly owned subsidiary, revenue participation arrangements, convertible promissory notes, private placements, warrants, and amendments to financing instruments.
Its SEC record also includes proxy materials and governance disclosures related to board roles, director independence, executive employment arrangements, compensation matters, and shareholder voting procedures. Securities disclosures identify the company’s common stock, public warrants, capital-structure changes, and obligations arising from acquisition and financing transactions.
AppTech Payments Corp. director Albert L. Lord reported buying a total of 210,000 shares of common stock in open-market transactions over three consecutive days. The purchases occurred on June 2, 3, and 4, 2026 at weighted average prices around $0.39–$0.49 per share, based on multiple trades in stated price ranges. Following these transactions, he directly owns 3,510,000 AppTech shares. The filing notes that detailed trade-by-trade pricing within each range is available upon request.
AppTech Payments Corp. reported voting results from its 2026 Annual Shareholders’ Meeting. There were 40,503,934 common shares entitled to vote as of March 30, 2026, and 26,990,778 shares were represented in person or by proxy, indicating a solid quorum.
Director nominees received substantial support: Albert L. Lord received 24,278,883 votes for and 2,711,895 withheld, while Thomas J. DeRosa received 18,839,757 votes for and 8,151,021 withheld, with 574,067 broker non-votes for each. Shareholders also voted on several other proposals, including an advisory frequency choice for executive compensation, where 21,868,753 votes favored a one-year frequency over longer alternatives.
AppTech Payments Corp. director Robert J. Lipstein reported multiple open-market purchases of the company’s common stock. He bought a total of 102,000 shares on May 26–27, 2026 at prices between $0.33 and $0.35 per share. Following these transactions, he directly owns 110,000 common shares.
AppTech Payments Corp. director reports existing share holdings
AppTech Payments Corp. director Robert J. Lipstein filed an amended ownership report showing he directly holds 8,000 shares of the company’s Common Stock. This Form 3/A does not record a new purchase or sale; it simply reports his current beneficial ownership position.
AppTech Payments Corp. director Robert J. Lipstein has filed an initial Form 3, which is the required statement of beneficial ownership for company insiders. The provided data shows no reported purchases, sales, or other share transactions, indicating this filing is administrative rather than transactional.
A trust associated with AppTech Payments Corp. director Albert L. Lord reported significant new positions in the company. The Suzanne D. Lord 2025 Spousal Estate Reduction Trust purchased 1,000,000 shares of common stock in an open-market transaction at $1.00 per share, and now holds 1,000,000 shares after the trade.
The same trust also received Firm Warrant 6 to acquire 1,000,000 common shares at an exercise price of $0.90 and Firm Warrant 7 to acquire 1,500,000 common shares at an exercise price of $1.20, both expiring on December 30, 2029. According to the footnote, Mr. Lord’s spouse has voting and dispositive control over the trust, and Mr. Lord disclaims beneficial ownership except for any pecuniary interest.
AppTech Payments Corp. director Calvin D. Walsh, through an IRA, reported a series of open-market purchases of the company’s common stock. On four trading days from November 24 to December 1, 2025, the IRA bought a total of 39,268 shares at prices between $0.28 and $0.45 per share. Following these transactions, the IRA’s indirect holding in AppTech Payments Corp. common stock stands at 39,268 shares.
AppTech Payments Corp. filed an amended report to update its disclosure on recent leadership and governance changes. The Board designated Albert L. Lord as Executive Chairman, meaning he is no longer treated as an independent director and will leave the Compensation Committee.
The Board also formalized employment arrangements for Chief Executive Officer Thomas DeRosa and Chief Operating Officer Anthony Shall. Mr. DeRosa’s arrangement includes a $384,000 annual base salary, while Mr. Shall’s includes a $240,000 annual base salary, with both eligible for discretionary bonuses and equity and benefit plans.
In addition, the Board appointed former KPMG partner Robert J. Lipstein, age 70, as an independent Class II director and Chairman of the Audit Committee. The filing notes his extensive accounting, regulatory and board experience, and states there are no related-party or compensatory arrangements beyond the company’s standard non-employee director program.
AppTech Payments Corp. updated its leadership and executive employment terms. The Board designated Albert L. Lord as Executive Chairman, so he is no longer treated as an independent director and has stepped down from the Compensation Committee.
The Board also ratified employment arrangements for Chief Executive Officer Thomas DeRosa and Chief Operating Officer Anthony Shall. Effective May 4, 2026, Mr. DeRosa will continue as CEO with an annual base salary of $384,000, and Mr. Shall will continue as COO with an annual base salary of $240,000, each eligible for discretionary bonuses and participation in the company’s equity and benefit plans.