APi Group (APG) director adds 4,740 shares and receives 4,047 new RSUs
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
APi Group Corp director James E. Lillie reported equity compensation activity and updated holdings. On May 16, 2026, 4,740 of his restricted stock units settled into an equal number of common shares, increasing his direct common stock position to 1,279,759 shares. On May 15, 2026, he was granted 4,047 new restricted stock units, each representing a contingent right to one common share that vests on May 15, 2027, subject to continued service. Indirectly, 9,237,350 common shares are held by JTOO LLC, of which he is manager, and 15,552 common shares plus 1,152,000 shares of Series A Preferred Stock are held by Mariposa Acquisition IV, LLC, where a related trust interest means he may have a pecuniary interest while disclaiming beneficial ownership beyond that. The Series A Preferred Stock is convertible at any time, on a one-for-one basis, into common stock for no additional consideration and will automatically convert after the issuer’s seventh full financial year following October 1, 2019.
Positive
- None.
Negative
- None.
Insider Trade Summary
4,740 shares exercised/converted
Mixed
6 txns
Insider
LILLIE JAMES E
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 4,740 | $0.00 | -- |
| Exercise | Common Stock | 4,740 | $0.00 | -- |
| Grant/Award | Restricted Stock Units | 4,047 | $0.00 | -- |
| holding | Series A Preferred Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct, null);
Common Stock — 1,279,759 shares (Direct, null);
Series A Preferred Stock — 1,152,000 shares (Indirect, By Mariposa Acquisition IV, LLC);
Common Stock — 15,552 shares (Indirect, By Mariposa Acquisition IV, LLC)
Footnotes (1)
- On May 16, 2026, 4,740 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 15,552 shares of Common Stock and 1,152,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. These restricted stock units vest on May 15, 2027, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. These restricted stock units vested on May 16, 2026, which was the one-year anniversary of the grant date. The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date).
Key Figures
RSUs settled: 4,740 units/shares
New RSU grant: 4,047 units
Direct common shares: 1,279,759 shares
+3 more
6 metrics
RSUs settled
4,740 units/shares
Restricted stock units settled into common stock on May 16, 2026
New RSU grant
4,047 units
Restricted stock units granted on May 15, 2026, vesting May 15, 2027
Direct common shares
1,279,759 shares
Direct APi Group common stock held after reported transactions
JTOO LLC common shares
9,237,350 shares
APi Group common stock held indirectly by JTOO LLC
Mariposa common shares
15,552 shares
APi Group common stock held by Mariposa Acquisition IV, LLC
Series A Preferred underlying
1,152,000 common shares
Series A Preferred held by Mariposa, convertible 1-for-1 into common
Key Terms
restricted stock units, pecuniary interest, Series A Preferred Stock, convertible, +1 more
5 terms
restricted stock units financial
"4,740 of the Reporting Person's restricted stock units were settled"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
pecuniary interest financial
"may be deemed to have a pecuniary interest in 15,552 shares"
Series A Preferred Stock financial
"The shares of Common Stock and Series A Preferred Stock are held"
Series A preferred stock is a type of ownership share in a company that gives investors certain advantages, such as priority in receiving profits or getting their money back if the company is sold or goes bankrupt. It is often issued during early funding stages to attract investors by offering more security than common shares. This stock matters to investors because it provides a safer way to invest while still holding potential for future gains.
convertible financial
"The Series A Preferred Stock is convertible at any time at the election"
A convertible is a type of investment that starts as a loan or preferred stake (like a bond or preferred share) but can be exchanged for common shares of the company at a set price or under certain conditions. It matters to investors because it offers a mix of steady income and downside protection like a loan, plus the upside of stock ownership if the company does well—similar to holding a coupon that you can trade for a full ticket if the event becomes valuable.
beneficial ownership financial
"Mr. Lillie disclaims beneficial ownership of any shares except"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
What insider transactions did James E. Lillie report at APi Group (APG)?
James E. Lillie reported settlement of 4,740 restricted stock units into common shares and a grant of 4,047 new restricted stock units. Both events are equity compensation-related, not open-market trades, and update his direct ownership and future vesting rights in APi Group stock.
What new restricted stock units did James E. Lillie receive from APi Group (APG)?
On May 15, 2026, James E. Lillie received 4,047 restricted stock units, each representing a contingent right to one APi Group common share. These units vest on May 15, 2027, subject to his continuous service with the company through that vesting date.
How is APi Group’s Series A Preferred Stock held by Mariposa Acquisition IV, LLC structured?
The Series A Preferred Stock held by Mariposa Acquisition IV, LLC is convertible into APi Group common stock on a one-for-one basis for no additional consideration. It is also set to automatically convert into common shares after the issuer’s seventh full financial year following October 1, 2019.
Are James E. Lillie’s APi Group transactions open-market buys or sells?
The reported events are equity compensation-related, not market trades. They include settlement of 4,740 restricted stock units into common shares and a grant of 4,047 new restricted stock units, with no open-market buying or selling reported in this Form 4.