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Appian (APPN) director McCarthy receives 1,296-share equity grant as compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

McCarthy William D. reported acquisition or exercise transactions in this Form 4 filing.

APPIAN CORP director William D. McCarthy received an equity grant of 1,296 shares of Class A Common Stock as compensation. The shares were awarded at no cash cost under Appian's 2017 Equity Incentive Plan, pursuant to the Non-Employee Director Compensation Policy approved by the Board. Following this award, McCarthy directly holds 14,243 Class A shares.

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Insider McCarthy William D.
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock 1,296 $0.00 --
Holdings After Transaction: Class A Common Stock — 14,243 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares granted 1,296 shares Equity award to director William D. McCarthy
Grant price $0.00 per share Reported transaction price for compensation grant
Shares held after grant 14,243 shares McCarthy’s direct Class A holdings following transaction
Transaction code A Grant, award, or other acquisition of stock
Transaction date 2026-04-01 Date of reported equity award
2017 Equity Incentive Plan financial
"These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy"
Non-Employee Director Compensation Policy financial
"pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020"
grant/award acquisition financial
"transaction_action: "grant/award acquisition" with transaction code description "Grant, award, or other acquisition""
Class A Common Stock financial
"security_title: "Class A Common Stock" for the reported transaction"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McCarthy William D.

(Last)(First)(Middle)
7950 JONES BRANCH DRIVE

(Street)
MCLEAN VIRGINIA 22102

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
APPIAN CORP [ APPN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/01/2026A(1)1,296A$014,243D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were granted under the Issuer's 2017 Equity Incentive Plan pursuant to the Issuer's Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020.
Remarks:
/s/ Angela Patterson, Attorney-in-Fact04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did APPIAN CORP (APPN) director William D. McCarthy report on this Form 4?

William D. McCarthy reported receiving a grant of 1,296 shares of APPIAN CORP Class A Common Stock. The award was made as part of non-employee director compensation, increasing his direct holdings to 14,243 shares after the transaction.

Was the APPIAN CORP (APPN) share grant to William D. McCarthy a market purchase?

No, the 1,296 APPIAN CORP shares were not a market purchase. They were granted at a reported price of $0.00 per share as a compensation award under the company’s 2017 Equity Incentive Plan for non-employee directors.

How many APPIAN CORP (APPN) shares does William D. McCarthy own after this grant?

After the 1,296-share grant, William D. McCarthy directly owns 14,243 shares of APPIAN CORP Class A Common Stock. This total reflects his position immediately following the reported compensation award transaction.

Under what plan was the APPIAN CORP (APPN) share grant to William D. McCarthy made?

The share grant to William D. McCarthy was made under APPIAN CORP’s 2017 Equity Incentive Plan. It was issued pursuant to the company’s Non-Employee Director Compensation Policy, as amended and approved by the Board of Directors on December 18, 2020.

What does transaction code “A” mean in William D. McCarthy’s APPIAN CORP (APPN) Form 4?

Transaction code “A” on the Form 4 indicates a grant, award, or other acquisition of shares. In this case, it reflects a compensation-related equity award of 1,296 APPIAN CORP Class A shares to director William D. McCarthy.
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