Alpha Pro Tech corrects director’s 35,000-unit award

A director’s 35,000 time-based RSUs vest in full on the third grant anniversary, subject to the plan and applicable agreement.

Rhea-AI Filing Summary

Alpha Pro Tech Ltd (APT) director Charles D. Montgomery received an award of 35,000 time-based restricted stock units (RSUs) on September 28, 2023. The units will vest in full on the third anniversary of the grant date, subject to the 2020 Omnibus Plan and applicable agreement. The amendment corrects the original report’s description of the award as restricted stock. Reported direct common-stock holdings following the award were 50,834 shares.

Insider Trade Summary

Grant/Award: 35,000 shares

Grant/Award 1 txn

Insider MONTGOMERY CHARLES D

Role Director

Type	Security	Shares	Price	Value
Grant/Award	common stock F1	35,000	$0.00	$0.00

Holdings After Transaction: common stock — 50,834 shares (Direct)

Footnotes (1)

1. F1. Represents shares of time-based restricted stock units ("RSUs") granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the third anniversary of the grant date, subject to the terms of the Plan and the applicable agreement

Key Figures

Restricted stock units awarded: 35,000 RSUs Direct common-stock holdings: 50,834 shares Vesting schedule: Third anniversary of the grant date

3 metrics

Restricted stock units awarded 35,000 RSUs Awarded September 28, 2023

Direct common-stock holdings 50,834 shares Following the award

Vesting schedule Third anniversary of the grant date Vests in full, subject to the plan and applicable agreement

Key Terms

time-based restricted stock units ("RSUs"), 2020 Omnibus Plan, vest in full

3 terms

time-based restricted stock units ("RSUs") financial

"shares of time-based restricted stock units ("RSUs") granted"

2020 Omnibus Plan financial

"granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan"

vest in full financial

"will vest in full on the third anniversary of the grant date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many APT RSUs did director Charles D. Montgomery receive?

Charles D. Montgomery received 35,000 time-based RSUs on September 28, 2023.

When do Charles D. Montgomery’s APT RSUs vest?

The 35,000 units vest in full on the third anniversary of the grant date, subject to the terms of the 2020 Omnibus Plan and the applicable agreement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/29/2026 - 04:49 PM Accepted by SEC EDGAR 09/29/2026 - 04:49 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MONTGOMERY CHARLES D

(Last) (First) (Middle)

53 WELLINGTON STREET EAST

(Street)

AURORA L4G 1H6

(City) (State) (Zip)

ONTARIO, CANADA

(Country)

2. Issuer Name and Ticker or Trading Symbol
ALPHA PRO TECH LTD [ APT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/28/2023

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
10/02/2023

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	09/28/2023		A(1)		35,000	A	$0	50,834	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of time-based restricted stock units ("RSUs") granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the third anniversary of the grant date, subject to the terms of the Plan and the applicable agreement

Remarks:

This amendment is being filed solely to correct the type of securities acquired by the reporting person. The original Form 4 erroneously reported that the person acquired shares of restricted stock.

	/s/ Charles Montgomery	09/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)