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Aptiv (APTV) EVP granted shares while others withheld for tax obligations

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Aptiv PLC executive Katherine H. Ramundo reported equity compensation activity involving the company’s ordinary shares. She acquired 5,509 shares on February 28, 2026 as a grant tied to performance above target for the 2023–2025 period, at a stated price of $0.0000 per share. On the same date, 13,160 shares were disposed of at $73.54 per share to cover tax liabilities triggered by the vesting of restricted stock units. After these transactions, she directly owned 109,308 ordinary shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ramundo Katherine H

(Last) (First) (Middle)
5725 INNOVATION DRIVE

(Street)
TROY MI 48098

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aptiv PLC [ APTV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CLO, CCO & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 02/28/2026 A 5,509 A $0.00(1) 122,468 D
Ordinary Shares 02/28/2026 F 13,160 D $73.54(2) 109,308 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Additional ordinary shares acquired in connection with achievement in excess of target of specified performance criteria for the 2023-2025 performance period.
2. Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.
/s/ Rachel V. Friedenberg, Attorney-in-fact for Katherine H. Ramundo 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Aptiv (APTV) report for Katherine H. Ramundo?

Aptiv reported that executive Katherine H. Ramundo received 5,509 ordinary shares and had 13,160 shares disposed of to cover tax liabilities. Both transactions occurred on February 28, 2026, and relate to equity compensation rather than open-market trading activity.

Was the Aptiv (APTV) insider transaction a stock purchase or sale?

The activity reflects compensation-related share movements, not a traditional market trade. Ramundo received 5,509 shares as a performance-based award, while 13,160 shares were withheld or disposed of to satisfy tax obligations from vesting restricted stock units.

Why did Aptiv (APTV) withhold 13,160 shares from Katherine H. Ramundo?

Aptiv withheld or disposed of 13,160 ordinary shares to pay tax liabilities arising when Ramundo’s restricted stock units vested. This type of transaction is a standard tax-withholding disposition rather than a discretionary sale into the open market.

What performance period was tied to Katherine H. Ramundo’s Aptiv (APTV) share award?

The 5,509 additional ordinary shares granted to Ramundo were linked to performance for the 2023–2025 period. They were awarded because specified performance criteria for that period were achieved above target, according to the filing’s footnote disclosure.

How many Aptiv (APTV) shares does Katherine H. Ramundo own after these transactions?

Following the February 28, 2026 award and tax-withholding disposition, Ramundo directly owned 109,308 Aptiv ordinary shares. This post-transaction balance reflects both the performance-based share grant and the shares used to cover the related tax obligations.

What do the Form 4 transaction codes A and F mean for Aptiv (APTV)?

Code A indicates a grant, award, or other acquisition of shares, here a performance-based award. Code F indicates shares disposed of to pay an exercise price or tax liability, in this case covering taxes due on vesting restricted stock units for the executive.
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