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APTV Form 4: Allan Brazier sells 1,000 shares at $85 via 10b5-1

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Aptiv PLC officer Allan J. Brazier executed a sale of 1,000 ordinary shares at $85 per share on 09/18/2025 under a Rule 10b5-1 trading plan adopted on 02/11/2025. Following the reported sale, Brazier directly beneficially owns 49,820 shares. The Form 4 was signed on behalf of Brazier by an attorney-in-fact on 09/22/2025. The filing identifies Brazier as an officer

Positive

  • Transaction executed under a Rule 10b5-1 plan, indicating a pre-authorized and compliant disposition
  • Transparent reporting with clear price, date, and post-transaction beneficial ownership disclosed

Negative

  • Insider sale of 1,000 shares reduces the reporting person's direct holding to 49,820 shares

Insights

Routine insider sale under a 10b5-1 plan; limited near-term financial impact.

The Form 4 reports a single open-market sale of 1,000 Aptiv ordinary shares at $85 each under a Rule 10b5-1 plan adopted February 11, 2025. The transaction reduced the reporting person’s direct holdings to 49,820 shares. As this is a planned disposition, it reflects pre-authorized liquidity rather than an opportunistic disclosure of material nonpublic information. Given the relatively small size of the sale versus remaining holdings, the transaction is unlikely to materially affect company valuation or signal a change in insider confidence.

Disclosure follows governance best practices; use of 10b5-1 plan provides safe harbor.

The filing clearly indicates the sale was executed pursuant to a 10b5-1 plan, which provides the insider with an affirmative defense to allegations of trading on material nonpublic information when the plan was adopted in good faith. The Form 4 includes required details: transaction date, price, post-transaction ownership, and an attorney-in-fact signature. From a governance perspective, the filing demonstrates timely compliance with Section 16 reporting obligations.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brazier Allan J

(Last) (First) (Middle)
5725 INNOVATION DRIVE

(Street)
TROY MI 48098

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aptiv PLC [ APTV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 09/18/2025 S(1) 1,000 D $85 49,820 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2025.
/s/ Rachel V. Friedenberg, Attorney-in-fact for Allan J. Brazier 09/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Allan J. Brazier report on the Form 4 for APTV?

He reported a sale of 1,000 ordinary shares at $85 per share on 09/18/2025, executed under a Rule 10b5-1 trading plan.

How many Aptiv (APTV) shares does Brazier own after the transaction?

The Form 4 shows he directly beneficially owns 49,820 shares following the reported sale.

When was the 10b5-1 trading plan adopted for this transaction?

The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on 02/11/2025.

Who signed the Form 4 filing for Allan J. Brazier?

The Form 4 was signed by Rachel V. Friedenberg, Attorney-in-fact for Allan J. Brazier on 09/22/2025.

Does the filing indicate Brazier's role at Aptiv?

Yes, the form identifies him as an officer with the title SVP & Chief Accounting Officer.
Aptiv Plc

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