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Arrive AI (NASDAQ: ARAI) restores Nasdaq Global Market compliance

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Arrive AI Inc. reported that it has regained compliance with Nasdaq’s continued listing rules. The company previously received a notice on March 31, 2026, because its market value of publicly held shares had stayed below $15,000,000 for 30 consecutive business days.

Nasdaq’s staff determined that from April 10, 2026 to April 23, 2026, Arrive AI’s market value of publicly held shares was at least $15,000,000 for 10 straight business days. As a result, Nasdaq considers the company back in compliance with Listing Rule 5450(b)(2)(C), and the matter is now closed.

Positive

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Negative

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Insights

Arrive AI briefly breached a Nasdaq listing standard but quickly regained full compliance.

Arrive AI Inc. fell below Nasdaq’s required market value of publicly held shares threshold of $15,000,000 for 30 consecutive business days, triggering a deficiency notice on March 31, 2026. This focused on trading value of its public float, not operations.

Nasdaq then confirmed that from April 10–23, 2026, the company’s public float value was at or above $15,000,000 for 10 consecutive business days, satisfying Listing Rule 5450(b)(2)(C). With the case closed, the listing remains on the Nasdaq Global Market, though future compliance will depend on ongoing market valuation.

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities
The company received a delisting notice or transferred its listing to a different exchange.
MVPHS minimum threshold $15,000,000 Required market value of publicly held shares under Nasdaq Listing Rule 5450(b)(2)(C)
Initial deficiency measurement period 30 consecutive business days Period when Arrive AI’s MVPHS was below $15,000,000, leading to March 31, 2026 notice
Compliance restoration period 10 consecutive business days April 10–23, 2026, when MVPHS was $15,000,000 or greater, restoring compliance
Listing rule cited Listing Rule 5450(b)(2)(C) Nasdaq Global Market rule governing minimum market value of publicly held shares
Deficiency notice date March 31, 2026 Date Nasdaq staff notified Arrive AI of MVPHS non-compliance
market value of publicly held shares financial
"the Company’s common stock had failed to maintain a minimum market value of publicly held shares"
The market value of publicly held shares is the total dollar worth of a company’s shares that are available to outside investors, calculated by multiplying the current market price by the number of shares held by the public (the “float”). It matters because it tells investors how much of the company is actually tradable and how the market is pricing that tradable portion—like a price tag on the items on a store shelf, it affects liquidity, volatility and how easy it is to buy or sell a meaningful stake.
Nasdaq Global Market market
"as required by The Nasdaq Global Market set forth in Listing Rule 5450(b)(2)(C)"
The Nasdaq Global Market is a section of the stock exchange where larger, well-established companies are listed and publicly traded. It functions like a marketplace where investors can buy and sell shares of these companies, providing them with access to capital and opportunities for growth. Its role is important because it helps investors identify and invest in reputable companies with strong financial backgrounds.
Listing Rule 5450(b)(2)(C) regulatory
"as required by The Nasdaq Global Market set forth in Listing Rule 5450(b)(2)(C)"
emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Understanding 8-K Material Events →
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event Reported): April 24, 2026

 

Arrive AI Inc.

(Exact Name of Registrant as Specified in Charter)

 

001-42645

(Commission File Number)

 

Delaware   85-0935006

(State or Other Jurisdiction

of Incorporation)

  

(I.R.S. Employer

Identification Number)

 

9100 Fall View Drive

Fishers, IN 46037

(Address of principal executive offices, with zip code)

 

(463) 270-0092

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   ARAI   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On March 31, 2026, Arrive AI Inc. (the “Company”) received a letter from The Nasdaq Listing Qualifications Department (the “Staff”) indicating that the Company’s common stock had failed to maintain a minimum market value of publicly held shares (“MVPHS”) of $15,000,000 over the previous 30 consecutive business days as required by The Nasdaq Global Market set forth in Listing Rule 5450(b)(2)(C) (the “Rule”). However, the Staff has determined that for 10 consecutive business days, from April 10, 2026, to April 23, 2026, the Company’s MVPHS has been $15,000,000 or greater, and, as a result, the Company has regained compliance with the Rule, and the matter is now closed.

 

2

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ARRIVE AI, INC.
     
Date: April 28, 2026 By: /s/ Daniel S. O’Toole
    Daniel S. O’Toole
    Chief Executive Officer

 

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Source: View Original Filing on SEC EDGAR

FAQ

What Nasdaq listing issue did Arrive AI (ARAI) disclose in this 8-K?

Arrive AI disclosed that Nasdaq had notified it on March 31, 2026, that its market value of publicly held shares stayed below $15,000,000 for 30 consecutive business days, putting its Nasdaq Global Market listing status temporarily at risk under Listing Rule 5450(b)(2)(C).

Has Arrive AI (ARAI) regained compliance with Nasdaq’s listing standards?

Yes. Nasdaq staff determined Arrive AI’s market value of publicly held shares was at least $15,000,000 for 10 straight business days from April 10–23, 2026, bringing the company back into compliance with Listing Rule 5450(b)(2)(C) and closing the deficiency matter.

Which specific Nasdaq rule applied to Arrive AI’s market value deficiency?

The situation involved Nasdaq Global Market Listing Rule 5450(b)(2)(C), which requires a minimum market value of publicly held shares of $15,000,000. Arrive AI temporarily fell below this standard but later met it for the required 10 consecutive business days.

Does this 8-K mean Arrive AI (ARAI) faces delisting from Nasdaq?

No. Although Arrive AI received a deficiency notice, Nasdaq’s staff confirmed the company regained compliance after its public float met the $15,000,000 threshold for 10 consecutive business days, and the matter is now described as closed.

What time period restored Arrive AI’s compliance with Nasdaq rules?

Arrive AI’s compliance was restored based on the period from April 10, 2026, through April 23, 2026. During these 10 consecutive business days, its market value of publicly held shares equaled or exceeded $15,000,000, satisfying Nasdaq’s minimum requirement.

Filing Exhibits & Attachments

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