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  4. [Form 4] Arhaus, Inc. Insider Trading Activity

Arhaus (NASDAQ: ARHS) CIO nets 6,205 shares after RSU and dividend rights vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Arhaus, Inc. Chief Information Officer Allison Sutley reported routine equity compensation activity. On April 14, she acquired 8,753 shares of Class A Common Stock through the vesting and conversion of Restricted Stock Units and associated Dividend Equivalent Rights at a stated price of $0 per share.

To cover income tax obligations on this vesting, 2,548 shares were withheld by Arhaus at $6.90 per share, leaving Sutley with 6,205 shares of Class A Common Stock held directly after the transactions. The RSUs and Dividend Equivalent Rights were subject to her continuous service with the company.

Positive

  • None.

Negative

  • None.
Insider Sutley Allison
Role Chief Information Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 8,323 $0.00 --
Exercise Dividend Equivalent Rights 430 $0.00 --
Exercise Class A Common Stock 8,323 $0.00 --
Exercise Class A Common Stock 430 $0.00 --
Tax Withholding Class A Common Stock 2,548 $6.90 $18K
Holdings After Transaction: Restricted Stock Units — 16,646 shares (Direct); Dividend Equivalent Rights — 2,149 shares (Direct); Class A Common Stock — 8,323 shares (Direct)
Footnotes (1)
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting. Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of the RSUs and Dividend Equivalent Rights. Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest equally on the first, second, and third anniversaries of the transaction date (April 14, 2025). Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate.
Shares acquired from RSU and DER vesting 8,753 shares Class A Common Stock received on April 14, 2026
Shares withheld for taxes 2,548 shares at $6.90/share Withheld to satisfy income tax obligations on April 14, 2026
Shares held after transactions 6,205 shares Direct Class A Common Stock holdings following April 14, 2026 transactions
RSU derivative exercise amount 8,323 units Restricted Stock Units converted into Class A Common Stock
Dividend Equivalent Rights exercised 430 rights Converted into 430 shares of Class A Common Stock
Total derivative exercise shares 8,753 shares ExerciseShares in transaction summary for RSUs and Dividend Equivalent Rights
Tax withholding shares in summary 2,548 shares TaxWithholdingShares recorded in transaction summary
Restricted Stock Units financial
"Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Dividend Equivalent Rights financial
"Each Dividend Equivalent Right represents a contingent right to receive one share"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
net settlement financial
"in connection with the net settlement of the RSUs and Dividend Equivalent Rights"
income tax withholding financial
"withheld by the Issuer to satisfy income tax withholding and remittance obligations"
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sutley Allison
(Last)(First)(Middle)
C/O ARHAUS, INC.
51 E. HINES HILL ROAD
(Street)
BOSTON HEIGHTS OHIO 44236
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Arhaus, Inc. [ ARHS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Information Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/14/2026M8,323A$0(1)8,323D
Class A Common Stock04/14/2026M430A$0(2)8,753D
Class A Common Stock04/14/2026F2,548(3)D$6.96,205D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/14/2026M8,323 (4) (4)Class A Common Stock8,323$016,646D
Dividend Equivalent Rights(2)04/14/2026M430 (5) (5)Class A Common Stock430$02,149D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.
2. Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.
3. Represents the number of shares of Class A Common Stock that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of the RSUs and Dividend Equivalent Rights.
4. Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest equally on the first, second, and third anniversaries of the transaction date (April 14, 2025).
5. Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate.
Remarks:
/s/ Christian Sedor, Attorney-in-Fact04/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Arhaus (ARHS) disclose for Allison Sutley?

Arhaus disclosed that Chief Information Officer Allison Sutley received 8,753 Class A Common shares from vested RSUs and Dividend Equivalent Rights. The equity award converted at a stated price of $0 per share as part of her compensation package, subject to continued service.

How many Arhaus (ARHS) shares did Allison Sutley retain after the Form 4 transactions?

After the reported transactions, Allison Sutley directly held 6,205 shares of Arhaus Class A Common Stock. This reflects 8,753 shares received from RSU and Dividend Equivalent Right vesting, reduced by 2,548 shares withheld to satisfy income tax obligations related to the net settlement.

Why were some of Allison Sutley’s Arhaus (ARHS) shares disposed of in the Form 4?

The Form 4 shows 2,548 Arhaus Class A shares disposed at $6.90 each to satisfy income tax withholding and remittance obligations. These shares were withheld by the company in connection with the net settlement of vested RSUs and Dividend Equivalent Rights, rather than sold on the open market.

What are Restricted Stock Units in the Arhaus (ARHS) Form 4 for Allison Sutley?

Restricted Stock Units are compensation awards that give a contingent right to receive one Arhaus Class A share per unit. For Allison Sutley, 8,323 RSUs converted into an equal number of shares upon vesting, conditioned on her continuous service with the company at the vesting dates.

What are Dividend Equivalent Rights mentioned in the Arhaus (ARHS) insider filing?

Dividend Equivalent Rights give a contingent right to receive one Arhaus Class A share per right, mirroring dividends on underlying RSUs. In Sutley’s case, 430 Dividend Equivalent Rights converted into 430 shares and vest proportionately with the related RSUs, conditioned on continued service.

Does Allison Sutley’s Arhaus (ARHS) Form 4 indicate open-market buying or selling?

The Form 4 reflects derivative exercises and tax withholding, not open-market trading. Shares were acquired via RSU and Dividend Equivalent Right vesting at $0 per share, while 2,548 shares were withheld at $6.90 solely to cover tax obligations tied to the equity award settlement.