Welcome to our dedicated page for Arrow Finl SEC filings (Ticker: AROW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Arrow Financial Corporation filings document a bank holding company's operating results, capital actions, governance matters, and material-event disclosures. Form 8-K reports furnish quarterly earnings releases, Regulation FD investor presentations, dividend declarations, share repurchase authorization, and other corporate updates tied to Arrow's banking operations, loan portfolio, deposits, investment portfolio, and non-interest income sources.
The company's proxy materials cover board elections, director and executive compensation, pay-versus-performance disclosures, and shareholder voting matters. Other current reports record board appointments and retirements, compensatory arrangements, and shareholder derivative litigation disclosures, including statements about the financial impact of related settlement activity.
Arrow Financial Corp director Philip C. Morris received a grant of restricted common stock. On January 28, 2026, he acquired 818 shares at $32.43 per share, increasing his directly held stake to 7,160 shares. The restricted stock will vest in three equal installments on January 28 of 2027, 2028, and 2029.
Arrow Financial Corp director reports restricted stock grant. Director Raymond F. O'Conor acquired 818 shares of Arrow Financial common stock on January 28, 2026 at $32.43 per share as a stock award. After this grant, he beneficially owns 30,519 common shares directly.
The 818 restricted shares vest in three equal installments on January 28 of 2027, 2028, and 2029, meaning the director earns full rights to the shares gradually over three years.
Arrow Financial Corp director Colin L. Read reported receiving an award of 818 shares of Arrow Financial common stock on January 28, 2026 at a value of $32.43 per share. After this grant, he directly holds 30,150 common shares.
The 818 restricted shares vest in three equal installments on January 28, 2027, January 28, 2028, and January 28, 2029. The filing also notes 3,020 shares held indirectly by his wife, for which he disclaims beneficial ownership.
Arrow Financial Corp. director Daniel James White reported an award of 818 shares of common stock on January 28, 2026 at a price of $32.43 per share. The restricted stock vests in three equal installments on January 28 of 2027, 2028, and 2029.
Following this grant, White beneficially owns 7,722 shares of Arrow Financial common stock in direct ownership, including 14 shares acquired through the Company’s dividend reinvestment plan since November 10, 2025.
Arrow Financial Corp director Kristine D. Duffy reported a stock award of 818 shares of common stock on January 28, 2026 at $32.43 per share. After this award, she directly holds 5,956 common shares. The award consists of restricted stock that vests in three equal installments on January 28, 2027, January 28, 2028, and January 28, 2029, spreading the benefit over three years.
The filing also notes 1,021 additional common shares held indirectly by her spouse. Duffy disclaims beneficial ownership of these indirectly held shares, meaning the filing does not treat her as the beneficial owner of those securities for any purpose.
Arrow Financial Corp executive Andrew J. Wise received 4,058 shares of common stock on January 28, 2026 as an equity award. The shares were acquired at $32.43 each and bring his directly owned holdings to 25,818 common shares.
The award is in the form of restricted stock that vests 25% per year on January 28, 2027, 2028, 2029, and 2030. The total holding figure also reflects 35 shares acquired through employee stock purchase plan purchases since December 10, 2025.
Arrow Financial Corp executive Marc Yrsha, SEVP and Chief Banking Officer, acquired 4,058 shares of common stock on January 28, 2026 at $32.43 per share as a restricted stock award. The restricted shares vest in four equal 25% installments each January 28 from 2027 through 2030.
After this grant and prior plan allocations, dividend reinvestment, and employee purchases, Yrsha beneficially owns 14,132 Arrow Financial common shares as of this Form 4.
Arrow Financial Corp executive Brooke M. Pancoe reported a stock award of 2,406 shares of common stock on January 28, 2026 at $32.43 per share. The restricted stock vests in four equal 25% installments each January 28 from 2027 through 2030.
After this award, Pancoe directly holds 7,145 common shares. An additional 25 common shares are held indirectly by a spouse, and Pancoe disclaims beneficial ownership of those indirectly held shares.
Arrow Financial Corp executive Michael Joseph Jacobs reported a stock award under a Form 4. On January 28, 2026, he acquired 2,406 shares of Arrow Financial common stock at $32.43 per share as an "A" (award) transaction. The shares are restricted stock that vest 25% annually on January 28 of 2027, 2028, 2029, and 2030.
After this grant, Jacobs beneficially owns 12,571 common shares held directly, including 2,744 shares related to the 2024 ESOP allocation reflected since January 29, 2025. He serves as Executive Vice President and Chief Information Officer of Arrow Financial Corp.
Arrow Financial Corp executive Penko Ivanov, SEVP, Treasurer and CFO, reported receiving 4,558 shares of restricted common stock on January 28, 2026 at $32.43 per share. The restricted stock vests in four equal 25% installments on January 28 of 2027, 2028, 2029, and 2030.
After this award and prior plan purchases, Ivanov beneficially owns 31,045 common shares, including 7 shares acquired through the company’s DRIP and 96 shares purchased via the ESPP since November 4, 2025.