Arq director granted 49,283 restricted shares

McIntyre Julian Alexander reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

McIntyre Julian Alexander reported acquisition or exercise transactions in this Form 4 filing.

Arq, Inc. director Julian Alexander McIntyre reported a compensation-related equity grant. He received 49,283 shares of restricted common stock for his service as a non-employee director, at a stated price of $0.00 per share. These restricted stock awards are scheduled to vest on July 1, 2027.

After this grant, McIntyre holds 108,261 common shares directly, and an additional 3,191,289 common shares indirectly through Allard Services Limited, which he controls as an indirect beneficial owner.

Insider Trade Summary

Grant/Award: 49,283 shares

Grant/Award 2 txns

Insider McIntyre Julian Alexander

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	49,283	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 108,261 shares (Direct); Common Stock — 3,191,289 shares (Indirect, By Allard Services Limited)

Footnotes (2)

1. F1. Represents restricted stock awards granted in exchange for the reporting owner's service as a non-employee director of the Issuer. The restricted stock awards shall vest on July 1, 2027.
2. F2. The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein.

Key Figures

Restricted shares granted: 49,283 shares Grant price per share: $0.00 per share Vesting date: July 1, 2027 +2 more

5 metrics

Restricted shares granted 49,283 shares Compensation grant of restricted common stock

Grant price per share $0.00 per share Stated price for restricted stock award

Vesting date July 1, 2027 Restricted stock awards vesting schedule

Direct shares after grant 108,261 shares Common stock directly owned by McIntyre

Indirect shares via Allard Services Limited 3,191,289 shares Common stock held indirectly through controlled entity

Key Terms

restricted stock awards, non-employee director, indirect beneficial owner, Common Stock

4 terms

restricted stock awards financial

"Represents restricted stock awards granted in exchange for the reporting owner's service as a non-employee director"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

non-employee director financial

"restricted stock awards granted in exchange for the reporting owner's service as a non-employee director of the Issuer"

indirect beneficial owner financial

"therefore is an indirect beneficial owner of the securities reported herein"

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Arq (ARQ) director Julian McIntyre report in this Form 4?

Julian McIntyre reported receiving 49,283 restricted shares of Arq common stock as a grant for his service as a non-employee director. The filing also updates his direct and indirect shareholdings, reflecting his current equity position in the company.

How many Arq (ARQ) shares did Julian McIntyre receive in this grant?

He received 49,283 shares of restricted Arq common stock. The award was granted as compensation for his role as a non-employee director, with a stated price of $0.00 per share, indicating a compensation grant rather than a market purchase.

When do Julian McIntyre’s new restricted Arq (ARQ) shares vest?

The 49,283 restricted shares are scheduled to vest on July 1, 2027. Vesting means the shares become fully owned and no longer subject to forfeiture conditions tied to his continued service as a non-employee director of Arq, Inc.

What is Julian McIntyre’s direct ownership in Arq (ARQ) after the grant?

Following the reported grant, Julian McIntyre directly holds 108,261 shares of Arq common stock. This figure reflects his personal, direct ownership and excludes any additional shares held indirectly through related entities such as Allard Services Limited.

How many Arq (ARQ) shares does Julian McIntyre own indirectly?

He is an indirect beneficial owner of 3,191,289 Arq common shares held by Allard Services Limited. As he controls Allard Services Limited, these shares are attributed to him indirectly, separate from his directly held 108,261 shares.

Was the Arq (ARQ) Form 4 transaction a market buy or sell?

The Form 4 does not report a market buy or sell. It reports a grant of 49,283 restricted shares as compensation and an indirect holding entry for 3,191,289 shares through Allard Services Limited, rather than open-market trading activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 05:32 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McIntyre Julian Alexander

(Last) (First) (Middle)

C/O ARQ, INC.

8051 E. MAPLEWOOD AVENUE, SUITE 210

(Street)

GREENWOOD VILLAGE COLORADO 80111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Arq, Inc. [ ARQ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		49,283(1)	A	$0	108,261	D
Common Stock								3,191,289	I	By Allard Services Limited(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock awards granted in exchange for the reporting owner's service as a non-employee director of the Issuer. The restricted stock awards shall vest on July 1, 2027.

2. The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein.

Remarks:

	/s/ Julian Alexander McIntyre	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)