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Director at Arq (NASDAQ: ARQ) receives 49,283 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Blank Jeremy reported acquisition or exercise transactions in this Form 4 filing.

Arq, Inc. director Jeremy Blank received a grant of 49,283 shares of common stock as restricted stock awards. The grant was made at no cash cost in exchange for his service as a non-employee director and is scheduled to vest on July 1, 2027.

Following this award, Blank holds 128,045 shares directly. The filing also reports indirect holdings through investment entities, including 1,987,434 shares held by YGF 100 LP, 47,416 shares held by Community SPV GP LP, and 374,955 shares held by Community Master Fund LP, where he is an investor and ultimate control person but disclaims beneficial ownership beyond his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Blank Jeremy
Role null
Type Security Shares Price Value
Grant/Award Common Stock 49,283 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 128,045 shares (Direct, null); Common Stock — 1,987,434 shares (Indirect, By YGF 100 LP.)
Footnotes (1)
  1. Represents restricted stock awards granted in exchange for the reporting owner's service as a non-employee director of the Issuer. The restricted stock awards shall vest on July 1, 2027. The shares reported on this row are held by YGF 100 LP ("YGF"). Jeremy Blank, a Director of the Issuer, is the ultimate control person of YGF. Mr. Blank is an investor in YGF and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The shares reported on this row are held by Community SPV GP LP. Mr. Blank, a Director of the Issuer, is the ultimate control person of Community SPV GP LP. Mr. Blank is an investor in Community SPV GP LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The shares reported on this row are held by Community Master Fund LP. Jeremy Blank, a Director of the Issuer, is the ultimate control person of Community Master Fund LP. Mr. Blank is an investor in Community Master Fund LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Restricted stock grant 49,283 shares Restricted stock awards to non-employee director
Grant price $0.0000 per share Equity compensation, non-cash award
Vesting date July 1, 2027 Restricted stock awards vesting schedule
Direct holdings after grant 128,045 shares Common stock held directly by Jeremy Blank
YGF 100 LP holdings 1,987,434 shares Indirect Arq common stock position via YGF 100 LP
Community SPV GP LP holdings 47,416 shares Indirect Arq common stock position via Community SPV GP LP
Community Master Fund LP holdings 374,955 shares Indirect Arq common stock position via Community Master Fund LP
restricted stock awards financial
"Represents restricted stock awards granted in exchange for the reporting owner's service"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
non-employee director financial
"granted in exchange for the reporting owner's service as a non-employee director of the Issuer"
indirect beneficial owner financial
"therefore is an indirect beneficial owner of a portion of these shares"
pecuniary interest financial
"disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein"
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FAQ

What does Jeremy Blank's Form 4 filing report for Arq (ARQ)?

The Form 4 for Arq (ARQ) reports that director Jeremy Blank received 49,283 restricted shares of common stock. These shares were granted for his service as a non-employee director and increase his direct holdings while also disclosing significant indirect holdings through affiliated investment entities.

How many Arq (ARQ) shares were granted to Jeremy Blank and when do they vest?

Jeremy Blank was granted 49,283 restricted shares of Arq (ARQ) common stock. The filing states these restricted stock awards will vest on July 1, 2027, tying the equity compensation to his continued service as a non-employee director over the vesting period.

What are Jeremy Blank’s direct Arq (ARQ) holdings after this Form 4 grant?

After the reported grant, Jeremy Blank directly holds 128,045 shares of Arq (ARQ) common stock. This total reflects his direct ownership only and is separate from additional indirect positions held through investment entities where he participates as an investor and control person.

Is Jeremy Blank’s share grant in Arq (ARQ) an open-market purchase?

No, the 49,283 Arq (ARQ) shares reported are a restricted stock award, not an open-market purchase. They were granted at zero price per share as compensation for his service as a non-employee director, with vesting scheduled on July 1, 2027.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Blank Jeremy

(Last)(First)(Middle)
C/O ARQ, INC.
8051 E. MAPLEWOOD AVENUE, SUITE 210

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Arq, Inc. [ ARQ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026A49,283(1)A$0128,045D
Common Stock1,987,434IBy YGF 100 LP.(2)
Common Stock47,416IBy Community SPV GP LP.(3)
Common Stock374,955IBy Community Master Fund LP(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock awards granted in exchange for the reporting owner's service as a non-employee director of the Issuer. The restricted stock awards shall vest on July 1, 2027.
2. The shares reported on this row are held by YGF 100 LP ("YGF"). Jeremy Blank, a Director of the Issuer, is the ultimate control person of YGF. Mr. Blank is an investor in YGF and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
3. The shares reported on this row are held by Community SPV GP LP. Mr. Blank, a Director of the Issuer, is the ultimate control person of Community SPV GP LP. Mr. Blank is an investor in Community SPV GP LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
4. The shares reported on this row are held by Community Master Fund LP. Jeremy Blank, a Director of the Issuer, is the ultimate control person of Community Master Fund LP. Mr. Blank is an investor in Community Master Fund LP and therefore is an indirect beneficial owner of a portion of these shares. Mr. Blank disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Remarks:
/s/ Jeremy Blank07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)