Arq director granted 24,641 restricted shares

Bergman Laurie reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Bergman Laurie reported acquisition or exercise transactions in this Form 4 filing.

Arq, Inc. reported that director Laurie Bergman received a grant of 24,641 shares of common stock as a restricted stock award for her service as a non-employee director. These restricted shares are scheduled to vest on July 1, 2027. After this grant, Bergman directly holds 76,343 common shares.

Insider Trade Summary

Grant/Award: 24,641 shares

Grant/Award 1 txn

Insider Bergman Laurie

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	24,641	$0.00	$0.00

Holdings After Transaction: Common Stock — 76,343 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock awards granted in exchange for the reporting owner's service as a non-employee director of the Issuer. The restricted stock awards shall vest on July 1, 2027.

Key Figures

Restricted shares granted: 24,641 shares Grant price per share: $0.00 per share Shares owned after grant: 76,343 shares +2 more

5 metrics

Restricted shares granted 24,641 shares Grant of common stock to Laurie Bergman as a restricted stock award

Grant price per share $0.00 per share Stated transaction price for the restricted stock award

Shares owned after grant 76,343 shares Total common stock directly held by Laurie Bergman following the transaction

Vesting date July 1, 2027 Scheduled vesting date for the restricted stock award

Transaction code A Denotes grant, award, or other acquisition on Form 4

Key Terms

restricted stock awards, non-employee director, vest, Form 4, +1 more

5 terms

restricted stock awards financial

"Represents restricted stock awards granted in exchange for the reporting owner's service"

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

non-employee director financial

"granted in exchange for the reporting owner's service as a non-employee director"

vest financial

"The restricted stock awards shall vest on July 1, 2027"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Grant, award, or other acquisition regulatory

"transaction_code_description": "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Arq (ARQ) director Laurie Bergman report?

Laurie Bergman reported receiving 24,641 shares of Arq common stock as a restricted stock award. The grant is compensation for her service as a non-employee director and was issued at no cash cost per share, reflecting stock-based compensation rather than an open-market purchase.

When do Laurie Bergman’s newly granted Arq (ARQ) restricted shares vest?

The 24,641 restricted shares granted to Laurie Bergman are scheduled to vest on July 1, 2027. Until vesting, the award remains subject to the applicable service-based conditions tied to her role as a non-employee director of Arq, Inc.

How many Arq (ARQ) shares does Laurie Bergman hold after this Form 4 grant?

Following the restricted stock award, Laurie Bergman directly holds 76,343 shares of Arq common stock. This total includes the 24,641 newly granted restricted shares, which are subject to vesting conditions extending through July 1, 2027 under the company’s director compensation arrangements.

Was Laurie Bergman’s Arq (ARQ) Form 4 transaction a market buy or sell?

The filing shows a grant coded as an acquisition, not a market trade. Laurie Bergman received 24,641 restricted shares as director compensation at a stated price of $0.00 per share, rather than buying or selling shares on the open market.

What does the Form 4 code “A” mean in Laurie Bergman’s Arq (ARQ) filing?

In this context, transaction code “A” indicates a grant, award, or other acquisition. For Laurie Bergman, it reflects a restricted stock award of 24,641 Arq common shares received as compensation for her board service, with vesting scheduled for July 1, 2027.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 05:32 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bergman Laurie

(Last) (First) (Middle)

8051 E MAPLEWOOD AVE STE 210

C/O ARQ INC

(Street)

GREENWOOD VILLAGE COLORADO 80111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Arq, Inc. [ ARQ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		24,641(1)	A	$0	76,343	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock awards granted in exchange for the reporting owner's service as a non-employee director of the Issuer. The restricted stock awards shall vest on July 1, 2027.

Remarks:

	/s/ Laurie Bergman	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)