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[Form 4] Artiva Biotherapeutics, Inc. Insider Trading Activity

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Form Type
4
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Laura Stoppel, Director at Artiva Biotherapeutics (ARTV), received a stock option grant on June 24, 2025. The grant consists of 13,750 options to purchase common stock at an exercise price of $1.61 per share. The options will fully vest on the earlier of June 24, 2026, or the date of the company's 2026 annual stockholder meeting.

Notable disclosure: Under an arrangement with RA Capital Management, Stoppel holds these options for the benefit of multiple funds: R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III, and a separately managed account. She must turn over any proceeds from exercise to RA Capital Management to offset advisory fees, and therefore disclaims beneficial ownership of both the options and underlying common stock.

The options have a ten-year term, expiring on June 23, 2035. This Form 4 was filed via attorney-in-fact Neha Krishnamohan on June 26, 2025.

Laura Stoppel, Direttrice presso Artiva Biotherapeutics (ARTV), ha ricevuto una concessione di opzioni su azioni il 24 giugno 2025. La concessione consiste in 13.750 opzioni per acquistare azioni ordinarie al prezzo di esercizio di 1,61 $ per azione. Le opzioni matureranno completamente alla prima tra il 24 giugno 2026 o la data dell'assemblea annuale degli azionisti del 2026.

Informazione rilevante: In base a un accordo con RA Capital Management, Stoppel detiene queste opzioni per conto di diversi fondi: R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III e un conto gestito separatamente. Deve trasferire qualsiasi ricavo derivante dall'esercizio a RA Capital Management per compensare le commissioni di consulenza e pertanto rinuncia alla proprietà effettiva sia delle opzioni che delle azioni sottostanti.

Le opzioni hanno una durata di dieci anni, con scadenza il 23 giugno 2035. Il modulo Form 4 è stato presentato tramite procuratore Neha Krishnamohan il 26 giugno 2025.

Laura Stoppel, Directora en Artiva Biotherapeutics (ARTV), recibió una concesión de opciones sobre acciones el 24 de junio de 2025. La concesión consiste en 13,750 opciones para comprar acciones ordinarias a un precio de ejercicio de $1.61 por acción. Las opciones se consolidarán completamente en la fecha que ocurra primero: el 24 de junio de 2026 o la fecha de la junta anual de accionistas de la empresa en 2026.

Divulgación importante: Bajo un acuerdo con RA Capital Management, Stoppel mantiene estas opciones en beneficio de varios fondos: R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III y una cuenta gestionada por separado. Debe entregar cualquier ganancia derivada del ejercicio a RA Capital Management para compensar las tarifas de asesoría, y por lo tanto renuncia a la propiedad beneficiaria tanto de las opciones como de las acciones subyacentes.

Las opciones tienen un plazo de diez años, expirando el 23 de junio de 2035. Este Formulario 4 fue presentado a través de la apoderada Neha Krishnamohan el 26 de junio de 2025.

Laura Stoppel는 Artiva Biotherapeutics(ARTV)의 이사로서 2025년 6월 24일에 스톡옵션을 부여받았습니다. 부여된 옵션은 보통주를 주당 $1.61의 행사가격으로 구매할 수 있는 13,750주 옵션으로 구성되어 있습니다. 이 옵션은 2026년 6월 24일 또는 회사의 2026년 연례 주주총회 중 빠른 시점에 전부 완전 취득됩니다.

주요 공시 사항: RA Capital Management와의 협약에 따라, Stoppel은 여러 펀드(R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III 및 별도 관리 계정)를 위해 이 옵션을 보유하고 있습니다. 행사가로부터 발생하는 수익은 자문 수수료 상쇄를 위해 RA Capital Management에 반환해야 하며, 따라서 옵션과 기초 보통주의 실질 소유권을 포기합니다.

옵션의 유효 기간은 10년이며, 2035년 6월 23일에 만료됩니다. 이 Form 4 문서는 법정 대리인 Neha Krishnamohan을 통해 2025년 6월 26일에 제출되었습니다.

Laura Stoppel, Directrice chez Artiva Biotherapeutics (ARTV), a reçu une attribution d'options d'achat d'actions le 24 juin 2025. L'attribution comprend 13 750 options permettant d'acheter des actions ordinaires au prix d'exercice de 1,61 $ par action. Les options deviendront pleinement acquises à la date la plus proche entre le 24 juin 2026 ou la date de l'assemblée annuelle des actionnaires de 2026.

Divulgation importante : Dans le cadre d'un accord avec RA Capital Management, Stoppel détient ces options au profit de plusieurs fonds : R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III et un compte géré séparément. Elle doit reverser tout produit issu de l'exercice à RA Capital Management afin de compenser les frais de conseil, et décline donc la propriété bénéficiaire des options et des actions sous-jacentes.

Les options ont une durée de dix ans, expirant le 23 juin 2035. Ce formulaire 4 a été déposé par procuration par Neha Krishnamohan le 26 juin 2025.

Laura Stoppel, Direktorin bei Artiva Biotherapeutics (ARTV), erhielt am 24. Juni 2025 eine Gewährung von Aktienoptionen. Die Gewährung umfasst 13.750 Optionen, um Stammaktien zu einem Ausübungspreis von 1,61 $ pro Aktie zu erwerben. Die Optionen werden vollständig unverfallbar am früheren Datum von entweder dem 24. Juni 2026 oder der Hauptversammlung der Aktionäre 2026.

Wichtige Offenlegung: Im Rahmen einer Vereinbarung mit RA Capital Management hält Stoppel diese Optionen zugunsten mehrerer Fonds: R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III und einem separat verwalteten Konto. Sie muss alle Erlöse aus der Ausübung an RA Capital Management abführen, um Beratungshonorare auszugleichen, und verzichtet daher auf das wirtschaftliche Eigentum an den Optionen und den zugrunde liegenden Stammaktien.

Die Optionen haben eine Laufzeit von zehn Jahren und verfallen am 23. Juni 2035. Dieses Formular 4 wurde am 26. Juni 2025 durch die Bevollmächtigte Neha Krishnamohan eingereicht.

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Laura Stoppel, Direttrice presso Artiva Biotherapeutics (ARTV), ha ricevuto una concessione di opzioni su azioni il 24 giugno 2025. La concessione consiste in 13.750 opzioni per acquistare azioni ordinarie al prezzo di esercizio di 1,61 $ per azione. Le opzioni matureranno completamente alla prima tra il 24 giugno 2026 o la data dell'assemblea annuale degli azionisti del 2026.

Informazione rilevante: In base a un accordo con RA Capital Management, Stoppel detiene queste opzioni per conto di diversi fondi: R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III e un conto gestito separatamente. Deve trasferire qualsiasi ricavo derivante dall'esercizio a RA Capital Management per compensare le commissioni di consulenza e pertanto rinuncia alla proprietà effettiva sia delle opzioni che delle azioni sottostanti.

Le opzioni hanno una durata di dieci anni, con scadenza il 23 giugno 2035. Il modulo Form 4 è stato presentato tramite procuratore Neha Krishnamohan il 26 giugno 2025.

Laura Stoppel, Directora en Artiva Biotherapeutics (ARTV), recibió una concesión de opciones sobre acciones el 24 de junio de 2025. La concesión consiste en 13,750 opciones para comprar acciones ordinarias a un precio de ejercicio de $1.61 por acción. Las opciones se consolidarán completamente en la fecha que ocurra primero: el 24 de junio de 2026 o la fecha de la junta anual de accionistas de la empresa en 2026.

Divulgación importante: Bajo un acuerdo con RA Capital Management, Stoppel mantiene estas opciones en beneficio de varios fondos: R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III y una cuenta gestionada por separado. Debe entregar cualquier ganancia derivada del ejercicio a RA Capital Management para compensar las tarifas de asesoría, y por lo tanto renuncia a la propiedad beneficiaria tanto de las opciones como de las acciones subyacentes.

Las opciones tienen un plazo de diez años, expirando el 23 de junio de 2035. Este Formulario 4 fue presentado a través de la apoderada Neha Krishnamohan el 26 de junio de 2025.

Laura Stoppel는 Artiva Biotherapeutics(ARTV)의 이사로서 2025년 6월 24일에 스톡옵션을 부여받았습니다. 부여된 옵션은 보통주를 주당 $1.61의 행사가격으로 구매할 수 있는 13,750주 옵션으로 구성되어 있습니다. 이 옵션은 2026년 6월 24일 또는 회사의 2026년 연례 주주총회 중 빠른 시점에 전부 완전 취득됩니다.

주요 공시 사항: RA Capital Management와의 협약에 따라, Stoppel은 여러 펀드(R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III 및 별도 관리 계정)를 위해 이 옵션을 보유하고 있습니다. 행사가로부터 발생하는 수익은 자문 수수료 상쇄를 위해 RA Capital Management에 반환해야 하며, 따라서 옵션과 기초 보통주의 실질 소유권을 포기합니다.

옵션의 유효 기간은 10년이며, 2035년 6월 23일에 만료됩니다. 이 Form 4 문서는 법정 대리인 Neha Krishnamohan을 통해 2025년 6월 26일에 제출되었습니다.

Laura Stoppel, Directrice chez Artiva Biotherapeutics (ARTV), a reçu une attribution d'options d'achat d'actions le 24 juin 2025. L'attribution comprend 13 750 options permettant d'acheter des actions ordinaires au prix d'exercice de 1,61 $ par action. Les options deviendront pleinement acquises à la date la plus proche entre le 24 juin 2026 ou la date de l'assemblée annuelle des actionnaires de 2026.

Divulgation importante : Dans le cadre d'un accord avec RA Capital Management, Stoppel détient ces options au profit de plusieurs fonds : R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III et un compte géré séparément. Elle doit reverser tout produit issu de l'exercice à RA Capital Management afin de compenser les frais de conseil, et décline donc la propriété bénéficiaire des options et des actions sous-jacentes.

Les options ont une durée de dix ans, expirant le 23 juin 2035. Ce formulaire 4 a été déposé par procuration par Neha Krishnamohan le 26 juin 2025.

Laura Stoppel, Direktorin bei Artiva Biotherapeutics (ARTV), erhielt am 24. Juni 2025 eine Gewährung von Aktienoptionen. Die Gewährung umfasst 13.750 Optionen, um Stammaktien zu einem Ausübungspreis von 1,61 $ pro Aktie zu erwerben. Die Optionen werden vollständig unverfallbar am früheren Datum von entweder dem 24. Juni 2026 oder der Hauptversammlung der Aktionäre 2026.

Wichtige Offenlegung: Im Rahmen einer Vereinbarung mit RA Capital Management hält Stoppel diese Optionen zugunsten mehrerer Fonds: R.A. Capital Healthcare Fund, R.A. Capital Nexus Fund, Nexus Fund III und einem separat verwalteten Konto. Sie muss alle Erlöse aus der Ausübung an RA Capital Management abführen, um Beratungshonorare auszugleichen, und verzichtet daher auf das wirtschaftliche Eigentum an den Optionen und den zugrunde liegenden Stammaktien.

Die Optionen haben eine Laufzeit von zehn Jahren und verfallen am 23. Juni 2035. Dieses Formular 4 wurde am 26. Juni 2025 durch die Bevollmächtigte Neha Krishnamohan eingereicht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stoppel Laura

(Last) (First) (Middle)
C/O ARTIVA BIOTHERAPEUTICS, INC.
5505 MOREHOUSE DRIVE, SUITE 100

(Street)
SAN DIEGO CA 92121

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Artiva Biotherapeutics, Inc. [ ARTV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Director Stock Option (Right to Buy) $1.61 06/24/2025 A 13,750 (1) 06/23/2035 Common Stock 13,750 $0 13,750 D(2)
Explanation of Responses:
1. The shares subject to the option will vest in full on the earlier of June 24, 2026, or the date of the Issuer's 2026 annual stockholder meeting.
2. Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option for the benefit of the R.A. Capital Healthcare Fund, L.P. (the "Fund"), the R.A. Capital Nexus Fund, L.P. (the "Nexus Fund"), the RA Capital Nexus Fund III, L.P. (the "Nexus Fund III") and a separately managed account (the "Account"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund, the Nexus Fund, the Nexus Fund III and the Account to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.
/s/ Neha Krishnamohan, Attorney-in-Fact 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What stock options did Laura Stoppel receive from ARTV on June 24, 2025?

Laura Stoppel received 13,750 stock options (Right to Buy) with an exercise price of $1.61 per share. These options were granted on June 24, 2025, and will expire on June 23, 2035.

When do Laura Stoppel's ARTV stock options vest?

The stock options will vest in full on the earlier of June 24, 2026, or the date of Artiva Biotherapeutics' 2026 annual stockholder meeting.

What is Laura Stoppel's role at ARTV?

According to the Form 4 filing, Laura Stoppel serves as a Director of Artiva Biotherapeutics, Inc. (ARTV).

Who actually benefits from Laura Stoppel's ARTV stock options?

Under an arrangement with RA Capital Management, L.P., the options benefit the R.A. Capital Healthcare Fund, L.P., the R.A. Capital Nexus Fund, L.P., the RA Capital Nexus Fund III, L.P., and a separately managed account. Any net cash or stock from exercising the options will offset advisory fees owed by these funds to RA Capital Management.

What was the total value of ARTV stock options granted to Laura Stoppel?

The Form 4 shows that Laura Stoppel received 13,750 stock options with a listed price of $0, though these options have an exercise price of $1.61 per share. The total potential value would depend on ARTV's stock price when exercised.
ARTIVA BIOTHERAPEUTICS INC

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Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United States
SAN DIEGO