STOCK TITAN

Asana general counsel sells 15,910 shares

Katie Marie Colendich's September 22 sale was at a weighted average $9.77 per share, within a $9.76 to $9.81 range.

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

Asana, Inc. General Counsel and Corporate Secretary Katie Marie Colendich reported direct sales totaling 15,910 shares of Class A common stock on September 21 and September 22, 2026, under a Rule 10b5-1 trading plan adopted March 25, 2026. On September 21, she sold 7,436 shares at $9.526 per share under Asana’s sell-to-cover policy for certain tax obligations arising from the vesting and settlement of Restricted Stock Units (RSUs). On September 22, she sold 8,474 shares at a weighted average of $9.77 per share; reported prices ranged from $9.76 to $9.81.

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Negative

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Insider Colendich Katie Marie
Role GC, Corporate Secretary
Sold 15,910 shs ($154K)
Type Security Shares Price Value
Sale Class A Common Stock F3, F4 8,474 $9.77 $83K
Sale Class A Common Stock F1, F2 7,436 $9.526 $71K
Holdings After Transaction: Class A Common Stock — 161,689 shares (Direct)
Footnotes (4)
  1. F1. This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).
  2. F2. Includes 1,001 additional shares of Class A Common Stock acquired under the Asana, Inc. 2020 Employee Stock Purchase Plan on September 15, 2026. This transaction is exempt from Rule 16b-3(c).
  3. F3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 25, 2026.
  4. F4. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.76 to $9.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares sold 15,910 shares Across the reported transactions on September 21 and September 22, 2026
Shares sold 7,436 shares September 21, 2026
Sale price $9.526 per share September 21, 2026
Shares sold 8,474 shares September 22, 2026
Weighted average sale price $9.77 per share September 22, 2026
Reported sale price range $9.76 to $9.81 per share September 22, 2026
Shares acquired under employee stock purchase plan 1,001 shares September 15, 2026
Rule 10b5-1 trading plan financial
"pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
sell-to-cover financial
"policy requiring sell-to-cover to satisfy certain tax obligations"
Sell-to-cover is when part of newly issued or exercised company stock is immediately sold to pay required taxes and fees, so the recipient keeps the remaining shares. For investors this matters because it reduces the number of shares insiders or employees actually hold after a grant, can create small, routine share sales that aren’t signal of cashing out, and slightly increases share supply on the market—like selling a portion of a paycheck to cover the tax bill.
Restricted Stock Units (RSUs) financial
"vesting and settlement of certain Restricted Stock Units (RSUs)"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Employee Stock Purchase Plan financial
"Asana, Inc. 2020 Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
weighted average sale price financial
"reported price in Column 4 is a weighted average sale price"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many ASAN shares did Katie Marie Colendich sell?

Katie Marie Colendich reported sales totaling 15,910 Class A common shares across September 21 and September 22, 2026. She sold 7,436 shares at $9.526 per share on September 21 and 8,474 shares at a weighted average $9.77 per share on September 22; the latter sale's reported prices ranged from $9.76 to $9.81 per share.

What Asana employee stock purchase plan shares are noted for Katie Marie Colendich?

The transaction footnote reports that 1,001 additional shares of Class A common stock were acquired under the Asana, Inc. 2020 Employee Stock Purchase Plan on September 15, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Colendich Katie Marie

(Last)(First)(Middle)
C/O ASANA, INC.
633 FOLSOM ST. SUITE 100

(Street)
SAN FRANCISCO CALIFORNIA 94107

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Asana, Inc. [ ASAN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
GC, Corporate Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/21/2026S7,436(1)D$9.526170,163(2)D
Class A Common Stock09/22/2026S(3)8,474D$9.77(4)161,689D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).
2. Includes 1,001 additional shares of Class A Common Stock acquired under the Asana, Inc. 2020 Employee Stock Purchase Plan on September 15, 2026. This transaction is exempt from Rule 16b-3(c).
3. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted March 25, 2026.
4. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.76 to $9.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Katie Colendich09/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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