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Associated Banc-Corp (NYSE: ASB) EVP discloses dividend-equivalent share award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Associated Banc-Corp executive Gregory Warsek reported acquiring 15 shares of common stock on 12/15/2025 at a price of $26.94 per share. The shares represent fully vested dividend equivalents awarded under performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the insider.

Following this transaction, Warsek beneficially owns 13,400 shares of Associated Banc-Corp common stock directly and 27,875.05 shares indirectly through a 401(k) plan, reflecting his ongoing equity-based stake in the company.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Warsek Gregory

(Last) (First) (Middle)
C/O ASSOCIATED BANK CORP
433 MAIN STREET

(Street)
GREEN BAY WI 54301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock $0.01 Par Value 12/15/2025 A(1) 15 A $26.94 13,400 D
Common Stock $0.01 Par Value 27,875.05 I By 401(K) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.
/s/ Lynn M. Floeter, by POA from Gregory Warsek 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Associated Banc-Corp (ASB) report for its EVP?

The filing reports that EVP Gregory Warsek acquired 15 shares of Associated Banc-Corp common stock on 12/15/2025 at a price of $26.94 per share.

How many Associated Banc-Corp (ASB) shares does the EVP own after this transaction?

After the reported transaction, Gregory Warsek beneficially owns 13,400 shares of common stock directly and 27,875.05 shares indirectly through a 401(k) plan.

What is the nature of the share award reported by the Associated Banc-Corp EVP?

The 15 shares were issued as fully vested dividend equivalents awarded under performance-based RSUs, payable solely in Associated Banc-Corp common stock and subject to deferral until separation, as elected by the insider.

What position does the reporting person hold at Associated Banc-Corp (ASB)?

The reporting person, Gregory Warsek, is an officer of Associated Banc-Corp with the title Executive Vice President (EVP).

How are some of the Associated Banc-Corp (ASB) shares held by the EVP classified?

In addition to directly held shares, 27,875.05 shares of Associated Banc-Corp common stock are reported as indirectly owned by Gregory Warsek through a 401(k) plan.

Does the filing report any derivative securities for the Associated Banc-Corp EVP?

The section for derivative securities is present but contains no listed derivative transactions for Gregory Warsek in this report.

Associated Banc Corp

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