STOCK TITAN

Associated Banc-Corp (NYSE: ASB) HR chief adds shares via employee stock plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ASSOCIATED BANC-CORP (ASB) reported that executive officer Julio Manso, EVP and CHRO, acquired 12.8074 shares of common stock on 2026-08-17 in an "other" transaction coded J. The shares were purchased through the company’s Employee Stock Purchase Plan at $32.2080 per share, bringing his direct holdings to 14,914.2140 shares of common stock.

Positive

  • None.

Negative

  • None.
Insider Manso Julio
Role EVP, CHRO
Type Security Shares Price Value
Other Common Stock $0.01 Par Value F1 12.8074 $32.208 $412.50
Holdings After Transaction: Common Stock $0.01 Par Value — 14,914.214 shares (Direct)
Footnotes (1)
  1. F1. Shares were purchased within the Issuer's Employee Stock Purchase Plan.
Shares acquired 12.8074 shares Common Stock acquired on 2026-08-17 in a code J transaction
Purchase price $32.2080 per share Price for shares purchased under the Employee Stock Purchase Plan
Shares owned after transaction 14,914.2140 shares Direct holdings of common stock following the reported acquisition
Employee Stock Purchase Plan financial
"Shares were purchased within the Issuer's Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Common Stock $0.01 Par Value financial
"security_title: Common Stock $0.01 Par Value"
transaction code J financial
"transaction_code: J, Other acquisition or disposition"

FAQ

What insider transaction did ASB executive Julio Manso report on this Form 4?

Julio Manso reported acquiring 12.8074 shares of ASSOCIATED BANC-CORP common stock on 2026-08-17. The transaction was coded J as an “other” acquisition and executed through the company’s Employee Stock Purchase Plan.

At what price were the ASB shares acquired by Julio Manso under the ESPP?

The shares were acquired at $32.2080 per share under ASSOCIATED BANC-CORP’s Employee Stock Purchase Plan. This per-share price applies to the 12.8074 shares reported as purchased in the Form 4 filing.

How many ASB shares does Julio Manso hold after this reported transaction?

Following the reported transaction, Julio Manso directly holds 14,914.2140 shares of ASSOCIATED BANC-CORP common stock. This figure reflects his position after the 12.8074 ESPP shares were added to his holdings.

What does transaction code J mean in the ASB Form 4 for Julio Manso?

Transaction code J denotes an “other acquisition or disposition” of securities. In this case, the Form 4 specifies that the 12.8074 shares were purchased under the Issuer's Employee Stock Purchase Plan, characterizing it as an acquisition event.

Was the ASB Form 4 transaction by Julio Manso under a Rule 10b5-1 plan?

The filing indicates the Rule 10b5-1 checkbox is not affirmed for this transaction. Instead, the footnote clarifies that the 12.8074 shares were purchased within ASSOCIATED BANC-CORP’s Employee Stock Purchase Plan, not under a separate trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Manso Julio

(Last)(First)(Middle)
C/O ASSOCIATED BANC-CORP
433 MAIN STREET

(Street)
GREEN BAY WISCONSIN 54301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CHRO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock $0.01 Par Value08/17/2026J(1)V12.8074A$32.20814,914.214D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares were purchased within the Issuer's Employee Stock Purchase Plan.
/s/ Lynn M. Floeter, by POA from Julio Manso08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)