ASST Filing: Benjamin Pham Reports 74,074 Shares and $1.35 Warrants

Rhea-AI Filing Summary

Benjamin Pham, serving as Chief Financial Officer and a Director of Strive, Inc. (ASST), filed an initial Form 3 disclosing indirect ownership of 74,074 Class A common shares through 2025-10 INVESTMENTS LLC and indirect ownership of 74,074 warrants exercisable for Class A common stock at $1.35 per share. The event date is 09/12/2025 and the form was signed on 09/16/2025. The filing states the Reporting Person has sole voting and dispositive power as managing member of the LLC.

Insights

Financial Analyst

TL;DR Routine Section 16 initial disclosure showing indirect holdings and exercisable warrants by a company officer and director.

This Form 3 is a standard initial ownership disclosure under Section 16. The quantities disclosed are modest and held indirectly via an LLC managed by the reporting person. The presence of fully exercisable warrants at a $1.35 strike is noted, with expiration tied to a resale-registration statement anniversary. There are no indications of additional transfers, sales, or material corporate actions in this filing.

Corporate Governance Expert

TL;DR Disclosure reflects compliance with reporting rules by an officer/director; ownership is indirect through a managed LLC.

The filing clarifies that the reporting person disclaims beneficial ownership except for pecuniary interest, while retaining sole voting and dispositive power as managing member. This is a common governance disclosure and does not by itself signal a change in control or a material governance event.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Pham Benjamin

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Warrant (Right to Buy)	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Warrant (Right to Buy) — 74,074 shares (Indirect, By 2025-10 INVESTMENTS LLC); Class A Common Stock — 74,074 shares (Indirect, By 2025-10 INVESTMENTS LLC)

Footnotes (1)

1. Represents securities held by 2025-10 INVESTMENTS LLC, over which the Reporting Person, as managing member, has sole voting and dispositive power. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Each warrant is fully exercisable. The warrants will expire on the first anniversary of the effectiveness date of the registration statement. relating to the resale of the registrable private investment in public equity securities underlying such warrant.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Pham Benjamin

(Last) (First) (Middle)

C/O STRIVE, INC.

200 CRESCENT COURT, SUITE 1400

(Street)

DALLAS TX 75201

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/12/2025

3. Issuer Name and Ticker or Trading Symbol
Strive, Inc. [ ASST ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock	74,074	I(1)	By 2025-10 INVESTMENTS LLC

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrant (Right to Buy)	(2)	(3)	Class A Common Stock	74,074	$1.35	I(1)	By 2025-10 INVESTMENTS LLC

Explanation of Responses:

1. Represents securities held by 2025-10 INVESTMENTS LLC, over which the Reporting Person, as managing member, has sole voting and dispositive power. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

2. Each warrant is fully exercisable.

3. The warrants will expire on the first anniversary of the effectiveness date of the registration statement. relating to the resale of the registrable private investment in public equity securities underlying such warrant.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney

	/s/ Brian Logan Beirne, attorney-in-fact for Benjamin Pham	09/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Benjamin Pham disclose on the Form 3 for ASST?

The filing discloses indirect ownership of 74,074 Class A common shares and 74,074 warrants exercisable at $1.35 through 2025-10 INVESTMENTS LLC.

What roles does the reporting person hold at Strive, Inc. (ASST)?

The Form 3 lists the reporting person as a Director and as an Officer with the title Chief Financial Officer.

When is the event date and when was the Form 3 signed?

The event date is 09/12/2025 and the Form 3 was signed on 09/16/2025 by an attorney-in-fact for Benjamin Pham.

Are the warrants exercisable and what is their expiration condition?

Each warrant is stated to be fully exercisable. The warrants expire on the first anniversary of the effectiveness date of the related resale registration statement.

How does the filing describe the reporting person’s control over the securities?

The filing states the reporting person, as managing member of the LLC, has sole voting and dispositive power over the securities but disclaims beneficial ownership except for pecuniary interest.