Astec Industries (NASDAQ: ASTE) director awarded 2,365-share RSU grant

Rhea-AI Filing Summary

Astec Industries director Shannon Patrick reported an equity award from the company. On April 27, 2026, he received 2,365 shares of Common Stock as a grant classified as a “grant, award, or other acquisition,” with a stated price of $0.00 per share.

This award is described as an annual grant of restricted stock units (RSUs) under Astec’s 2025 Equity Incentive Plan. Following the transaction, Patrick’s direct holdings increased to 9,766 shares of Common Stock, indicating this is a routine compensation-related award rather than an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Shannon Patrick S

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,365	$0.00	--

Holdings After Transaction: Common Stock — 9,766 shares (Direct, null)

Footnotes (1)

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Key Figures

Equity grant size: 2,365 shares Shares after transaction: 9,766 shares Grant price per share: $0.00 per share

3 metrics

Equity grant size 2,365 shares Annual RSU grant on April 27, 2026

Shares after transaction 9,766 shares Director’s direct common stock holdings post-grant

Grant price per share $0.00 per share Reported transaction price for awarded common stock

Key Terms

restricted stock units (RSUs), 2025 Equity Incentive Plan, Grant, award, or other acquisition

3 terms

restricted stock units (RSUs) financial

"Reported transaction is an annual grant of RSUs under the Company's 2025 Equity Incentive Plan."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

2025 Equity Incentive Plan financial

"Reported transaction is an annual grant of RSUs under the Company's 2025 Equity Incentive Plan."

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shannon Patrick S

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/27/2026		A		2,365(1)	A	$0.00	9,766	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reported transaction is an annual grant of RSUs under the Company's 2025 Equity Incentive Plan.

Remarks:

	/s/ Edward Terrell Gilbert, JR as attorney in fact for Patrick S Shannon	04/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Shannon Patrick report at ASTE?

Director Shannon Patrick reported receiving 2,365 shares of Astec Industries common stock as an equity grant. The filing classifies it as a grant or award, not an open-market trade, making it part of his compensation rather than a discretionary stock purchase.

Was the ASTE insider transaction a stock purchase or sale?

The transaction was neither a purchase nor a sale. It was coded as an acquisition from a grant or award, with a reported price of $0.00 per share, reflecting compensation in equity instead of an open-market trade on a stock exchange.

How many ASTE shares does Shannon Patrick hold after this grant?

After receiving the 2,365-share award, Shannon Patrick’s direct holdings total 9,766 shares of Astec Industries common stock. This figure comes directly from the Form 4 and shows his updated ownership position following the compensation-related equity grant.

What plan governs the reported ASTE equity grant to Shannon Patrick?

The reported grant is described as an annual award of restricted stock units (RSUs) under Astec Industries’ 2025 Equity Incentive Plan. This indicates the transaction is part of the company’s long-term incentive compensation structure rather than a one-time special arrangement.

Does the ASTE Form 4 indicate any derivative or option exercises?

The Form 4 does not show any derivative or option exercises. It lists only a single non-derivative transaction: an equity grant of 2,365 shares of common stock, with no accompanying option exercises, conversions, or remaining derivative positions disclosed in the derivative summary.