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[Form 4] Astec Industries Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Mary L. Howell, a director of Astec Industries, reported a Form 4 filing showing a non-derivative transaction on 08/29/2025. The filing records a transaction coded "A" and includes an explanatory note that the entry "represents dividend equivalents earned on the prior RSU grant awards." Following the reported transaction the filing lists 17,841 shares beneficially owned by the reporting person in a direct ownership form. The Form 4 was signed by Edward Terrell Gilbert, Jr. as attorney-in-fact for Mary L. Howell on 09/02/2025. The report does not include exercise or conversion activity and shows a $0.00 price associated with the recorded transaction.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Director received dividend-equivalent shares from prior RSUs; routine insider compensation reporting with limited market impact.

The Form 4 discloses a standard disclosure of dividend equivalents credited on existing restricted stock unit awards, recorded as an acquisition (transaction code A) and reflecting direct beneficial ownership of 17,841 shares after the event. This is a common non-cash compensation settlement for executives and directors and appears administrative rather than a signal of a material change in ownership or control. The $0.00 price and the explanatory remark confirm these were not open-market purchases.

TL;DR: Transaction is routine equity compensation vesting/dividend-equivalent credit and unlikely to affect ASTE's share supply materially.

The filing documents dividend-equivalent credits on RSUs rather than market transactions. The post-transaction direct beneficial ownership is 17,841 shares; no derivative exercises or disposals are reported. Because the Form 4 shows a nominal price and an attorney-in-fact signature, this is an administrative settlement of compensation and not an indicator of trading intent or a substantive change in insider position.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOWELL MARY L

(Last) (First) (Middle)
1725 SHEPHERD RD

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/29/2025 A 10(1) A $0.00 17,841 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalents earned on the prior RSU grant awards.
Remarks:
/s/ Edward Terrell Gilbert, JR as attorney in fact for Mary L. Howell 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mary L. Howell report on the Form 4 for ASTE?

The Form 4 reports a non-derivative transaction on 08/29/2025 coded "A" and explains it "represents dividend equivalents earned on the prior RSU grant awards." It shows 17,841 shares beneficially owned following the transaction.

Was cash used to acquire the shares reported by Mary L. Howell?

No. The filing lists a $0.00 price associated with the transaction, and the remark states the shares are dividend equivalents from RSUs.

Who signed the Form 4 reporting Mary L. Howell's transaction?

The Form 4 was signed by Edward Terrell Gilbert, Jr. as attorney-in-fact for Mary L. Howell on 09/02/2025.

Does the Form 4 report any option exercises or derivative transactions for ASTE?

No. The filing contains only a non-derivative securities entry for common stock and the explanatory note about dividend equivalents; no derivative securities or exercises are reported.

Does this Form 4 indicate a material change in insider ownership of ASTE?

The filing shows a routine compensation-related credit and a post-transaction direct ownership of 17,841 shares. The experts rate the impact as neutral based on the administrative nature of the transaction.
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1.07B
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Farm & Heavy Construction Machinery
Construction Machinery & Equip
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United States
CHATTANOOGA