STOCK TITAN

[Form 4] Astec Industries Inc Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Mary L. Howell, a director of Astec Industries, reported a Form 4 filing showing a non-derivative transaction on 08/29/2025. The filing records a transaction coded "A" and includes an explanatory note that the entry "represents dividend equivalents earned on the prior RSU grant awards." Following the reported transaction the filing lists 17,841 shares beneficially owned by the reporting person in a direct ownership form. The Form 4 was signed by Edward Terrell Gilbert, Jr. as attorney-in-fact for Mary L. Howell on 09/02/2025. The report does not include exercise or conversion activity and shows a $0.00 price associated with the recorded transaction.

Mary L. Howell, membro del consiglio di Astec Industries, ha presentato un Form 4 che riporta una transazione non derivativa avvenuta il 29/08/2025. La comunicazione indica una transazione contrassegnata con il codice "A" e specifica che la voce "rappresenta equivalenti di dividendo maturati sui precedenti premi RSU". Dopo la transazione segnalata, il documento elenca 17.841 azioni possedute in modo beneficiario dalla persona dichiarante in forma di proprietà diretta. Il Form 4 è stato firmato da Edward Terrell Gilbert, Jr. in qualità di procuratore per Mary L. Howell il 02/09/2025. Il rapporto non evidenzia esercizi o conversioni e indica un prezzo di $0,00 associato alla transazione registrata.

Mary L. Howell, directora de Astec Industries, presentó un Form 4 que registra una transacción no derivada el 29/08/2025. El formulario señala una operación codificada como "A" e incluye la nota explicativa de que la entrada "representa equivalentes de dividendos devengados sobre adjudicaciones previas de RSU". Tras la transacción informada, el documento enumera 17.841 acciones en propiedad beneficiaria de la persona informante en forma de titularidad directa. El Form 4 fue firmado por Edward Terrell Gilbert, Jr. como apoderado de Mary L. Howell el 02/09/2025. El informe no recoge actividad de ejercicio o conversión y muestra un precio de $0.00 asociado a la transacción registrada.

Astec Industries 이사회 이사인 Mary L. Howell은 2025-08-29에 비파생 거래를 보고한 Form 4를 제출했습니다. 제출서에는 거래가 코드 "A"로 표시되어 있으며 해당 항목이 "이전 RSU 부여에 대해 발생한 배당 등가액을 나타냄"이라는 설명이 포함되어 있습니다. 보고된 거래 이후, 제출서에는 보고자의 직접 소유 형식으로 17,841주를 실질적으로 보유하고 있음이 기재되어 있습니다. 해당 Form 4는 2025-09-02에 Mary L. Howell의 법정대리인으로 Edward Terrell Gilbert, Jr.가 서명했습니다. 이 보고서에는 행사나 전환 관련 활동이 포함되어 있지 않으며 기록된 거래와 관련된 가격은 $0.00로 표시되어 있습니다.

Mary L. Howell, administratrice d'Astec Industries, a déposé un Form 4 signalant une opération non dérivée en date du 29/08/2025. Le dossier enregistre une transaction codée « A » et précise que l’inscription « représente des équivalents de dividendes acquis sur des attributions RSU antérieures ». À la suite de la transaction signalée, le formulaire indique que la personne déclarant détient 17 841 actions en propriété bénéficiaire sous forme de détention directe. Le Form 4 a été signé par Edward Terrell Gilbert, Jr. en qualité de mandataire de Mary L. Howell le 02/09/2025. Le rapport n’inclut aucune opération d’exercice ou de conversion et fait apparaître un prix de 0,00 $ associé à la transaction enregistrée.

Mary L. Howell, Direktorin von Astec Industries, reichte eine Form 4 ein, die eine nicht-derivative Transaktion am 29.08.2025 ausweist. Die Einreichung verzeichnet eine Transaktion mit dem Code "A" und enthält den Hinweis, dass der Eintrag "Dividendenäquivalente darstellt, die aus früheren RSU-Zuteilungen verdient wurden." Nach der gemeldeten Transaktion listet die Meldung 17.841 Anteile, die die meldende Person begünstigt besitzt in Form von direktem Eigentum auf. Die Form 4 wurde am 02.09.2025 von Edward Terrell Gilbert, Jr. als Bevollmächtigter für Mary L. Howell unterzeichnet. Der Bericht weist keine Ausübungs- oder Umwandlungsaktivitäten aus und zeigt einen mit der erfassten Transaktion verbundenen Preis von $0,00 an.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Director received dividend-equivalent shares from prior RSUs; routine insider compensation reporting with limited market impact.

The Form 4 discloses a standard disclosure of dividend equivalents credited on existing restricted stock unit awards, recorded as an acquisition (transaction code A) and reflecting direct beneficial ownership of 17,841 shares after the event. This is a common non-cash compensation settlement for executives and directors and appears administrative rather than a signal of a material change in ownership or control. The $0.00 price and the explanatory remark confirm these were not open-market purchases.

TL;DR: Transaction is routine equity compensation vesting/dividend-equivalent credit and unlikely to affect ASTE's share supply materially.

The filing documents dividend-equivalent credits on RSUs rather than market transactions. The post-transaction direct beneficial ownership is 17,841 shares; no derivative exercises or disposals are reported. Because the Form 4 shows a nominal price and an attorney-in-fact signature, this is an administrative settlement of compensation and not an indicator of trading intent or a substantive change in insider position.

Mary L. Howell, membro del consiglio di Astec Industries, ha presentato un Form 4 che riporta una transazione non derivativa avvenuta il 29/08/2025. La comunicazione indica una transazione contrassegnata con il codice "A" e specifica che la voce "rappresenta equivalenti di dividendo maturati sui precedenti premi RSU". Dopo la transazione segnalata, il documento elenca 17.841 azioni possedute in modo beneficiario dalla persona dichiarante in forma di proprietà diretta. Il Form 4 è stato firmato da Edward Terrell Gilbert, Jr. in qualità di procuratore per Mary L. Howell il 02/09/2025. Il rapporto non evidenzia esercizi o conversioni e indica un prezzo di $0,00 associato alla transazione registrata.

Mary L. Howell, directora de Astec Industries, presentó un Form 4 que registra una transacción no derivada el 29/08/2025. El formulario señala una operación codificada como "A" e incluye la nota explicativa de que la entrada "representa equivalentes de dividendos devengados sobre adjudicaciones previas de RSU". Tras la transacción informada, el documento enumera 17.841 acciones en propiedad beneficiaria de la persona informante en forma de titularidad directa. El Form 4 fue firmado por Edward Terrell Gilbert, Jr. como apoderado de Mary L. Howell el 02/09/2025. El informe no recoge actividad de ejercicio o conversión y muestra un precio de $0.00 asociado a la transacción registrada.

Astec Industries 이사회 이사인 Mary L. Howell은 2025-08-29에 비파생 거래를 보고한 Form 4를 제출했습니다. 제출서에는 거래가 코드 "A"로 표시되어 있으며 해당 항목이 "이전 RSU 부여에 대해 발생한 배당 등가액을 나타냄"이라는 설명이 포함되어 있습니다. 보고된 거래 이후, 제출서에는 보고자의 직접 소유 형식으로 17,841주를 실질적으로 보유하고 있음이 기재되어 있습니다. 해당 Form 4는 2025-09-02에 Mary L. Howell의 법정대리인으로 Edward Terrell Gilbert, Jr.가 서명했습니다. 이 보고서에는 행사나 전환 관련 활동이 포함되어 있지 않으며 기록된 거래와 관련된 가격은 $0.00로 표시되어 있습니다.

Mary L. Howell, administratrice d'Astec Industries, a déposé un Form 4 signalant une opération non dérivée en date du 29/08/2025. Le dossier enregistre une transaction codée « A » et précise que l’inscription « représente des équivalents de dividendes acquis sur des attributions RSU antérieures ». À la suite de la transaction signalée, le formulaire indique que la personne déclarant détient 17 841 actions en propriété bénéficiaire sous forme de détention directe. Le Form 4 a été signé par Edward Terrell Gilbert, Jr. en qualité de mandataire de Mary L. Howell le 02/09/2025. Le rapport n’inclut aucune opération d’exercice ou de conversion et fait apparaître un prix de 0,00 $ associé à la transaction enregistrée.

Mary L. Howell, Direktorin von Astec Industries, reichte eine Form 4 ein, die eine nicht-derivative Transaktion am 29.08.2025 ausweist. Die Einreichung verzeichnet eine Transaktion mit dem Code "A" und enthält den Hinweis, dass der Eintrag "Dividendenäquivalente darstellt, die aus früheren RSU-Zuteilungen verdient wurden." Nach der gemeldeten Transaktion listet die Meldung 17.841 Anteile, die die meldende Person begünstigt besitzt in Form von direktem Eigentum auf. Die Form 4 wurde am 02.09.2025 von Edward Terrell Gilbert, Jr. als Bevollmächtigter für Mary L. Howell unterzeichnet. Der Bericht weist keine Ausübungs- oder Umwandlungsaktivitäten aus und zeigt einen mit der erfassten Transaktion verbundenen Preis von $0,00 an.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOWELL MARY L

(Last) (First) (Middle)
1725 SHEPHERD RD

(Street)
CHATTANOOGA TN 37421

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/29/2025 A 10(1) A $0.00 17,841 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalents earned on the prior RSU grant awards.
Remarks:
/s/ Edward Terrell Gilbert, JR as attorney in fact for Mary L. Howell 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mary L. Howell report on the Form 4 for ASTE?

The Form 4 reports a non-derivative transaction on 08/29/2025 coded "A" and explains it "represents dividend equivalents earned on the prior RSU grant awards." It shows 17,841 shares beneficially owned following the transaction.

Was cash used to acquire the shares reported by Mary L. Howell?

No. The filing lists a $0.00 price associated with the transaction, and the remark states the shares are dividend equivalents from RSUs.

Who signed the Form 4 reporting Mary L. Howell's transaction?

The Form 4 was signed by Edward Terrell Gilbert, Jr. as attorney-in-fact for Mary L. Howell on 09/02/2025.

Does the Form 4 report any option exercises or derivative transactions for ASTE?

No. The filing contains only a non-derivative securities entry for common stock and the explanatory note about dividend equivalents; no derivative securities or exercises are reported.

Does this Form 4 indicate a material change in insider ownership of ASTE?

The filing shows a routine compensation-related credit and a post-transaction direct ownership of 17,841 shares. The experts rate the impact as neutral based on the administrative nature of the transaction.
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1.05B
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Farm & Heavy Construction Machinery
Construction Machinery & Equip
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United States
CHATTANOOGA