Astec general counsel granted 22 dividend shares

Astec Industries’ general counsel received a small stock-based award of 22 shares as dividend equivalents tied to prior RSU grants.

Rhea-AI Filing Summary

ASTEC INDUSTRIES INC (ASTE) reported that its General Counsel and Corporate Secretary received an equity award of company common stock. On August 28, 2026, the reporting officer acquired 22 shares of common stock at $0.00 per share as a grant of dividend equivalents on prior RSU awards, increasing directly held shares to 8,887.

Insider Trade Summary

Grant/Award: 22 shares

Grant/Award 1 txn

Insider GILBERT EDWARD TERRELL JR

Role GC & CORPORATE SECRETARY

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	22	$0.00	$0.00

Holdings After Transaction: Common Stock — 8,887 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalents earned on the prior RSU grant awards.

Key Figures

Shares acquired: 22 shares Price per share: $0.00 per share Post-transaction holdings: 8,887 shares

3 metrics

Shares acquired 22 shares Grant of dividend-equivalent common stock on August 28, 2026

Price per share $0.00 per share Equity award credited rather than purchased for cash

Post-transaction holdings 8,887 shares Directly held ASTE common stock after the August 28, 2026 award

Key Terms

dividend equivalents, RSU grant awards, Rule 10b5-1

3 terms

dividend equivalents financial

"Represents dividend equivalents earned on the prior RSU grant awards"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

RSU grant awards financial

"Represents dividend equivalents earned on the prior RSU grant awards"

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is reported in connection with this grant"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

What insider transaction did ASTE disclose in this Form 4?

ASTE disclosed that its General Counsel and Corporate Secretary received an equity award of 22 shares of common stock on August 28, 2026 as a grant or award acquisition, with no cash price paid per share.

How many ASTE shares does the reporting officer hold after this transaction?

Following the August 28, 2026 grant, the reporting officer directly holds 8,887 shares of ASTE common stock, according to the reported post-transaction holdings figure.

What was the price per share for the ASTE stock granted in this Form 4?

The 22 shares of ASTE common stock were credited at $0.00 per share, reflecting a compensatory grant rather than an open-market purchase.

What is the nature of the ASTE shares reported in this Form 4 filing?

The Form 4 states that the 22 shares represent dividend equivalents earned on prior RSU grant awards, meaning stock was credited based on dividends that would have been paid on underlying RSUs.

Was a Rule 10b5-1 trading plan involved in this ASTE Form 4 transaction?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not marked, so no Rule 10b5-1 trading plan is reported in connection with this grant of 22 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:15 PM Accepted by SEC EDGAR 09/02/2026 - 04:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GILBERT EDWARD TERRELL JR

(Last) (First) (Middle)

1725 SHEPHERD RD

(Street)

CHATTANOOGA TENNESSEE 37421

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	GC & CORPORATE SECRETARY

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2026		A		22(1)	A	$0.00	8,887	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalents earned on the prior RSU grant awards.

Remarks:

	/s/ Edward Terrell Gilbert JR	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)