STOCK TITAN

Astec Industries (ASTE) director granted 2,365 RSU shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cook Tracey H reported acquisition or exercise transactions in this Form 4 filing.

Astec Industries director Tracey H. Cook received an annual equity award in the form of restricted stock units (RSUs). On April 27, 2026, Cook was granted 2,365 shares of Common Stock at no cash cost as a grant or award. The filing states this is an annual RSU grant under the Company's 2025 Equity Incentive Plan, increasing Cook's directly held Common Stock to 20,225 shares after the transaction.

Positive

  • None.

Negative

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Insider Cook Tracey H
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,365 $0.00 --
Holdings After Transaction: Common Stock — 20,225 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 2,365 shares Annual grant of Common Stock RSUs on April 27, 2026
Post-grant holdings 20,225 shares Common Stock directly held by Tracey H. Cook after transaction
Grant price per share $0.0000 per share Reported transaction price for RSU grant of Common Stock
RSUs financial
"Reported transaction is an annual grant of RSUs under the Company's 2025 Equity"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
2025 Equity Incentive Plan financial
"annual grant of RSUs under the Company's 2025 Equity Incentive Plan."
Grant, award, or other acquisition financial
"transaction code description is "Grant, award, or other acquisition" for this entry"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cook Tracey H

(Last)(First)(Middle)
1725 SHEPHERD RD

(Street)
CHATTANOOGA TENNESSEE 37421

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASTEC INDUSTRIES INC [ ASTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/27/2026A2,365(1)A$0.0020,225D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reported transaction is an annual grant of RSUs under the Company's 2025 Equity Incentive Plan.
Remarks:
/s/ Edward Terrell Gilbert, JR as attorney in fact for Tracey H. Cook04/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ASTE director Tracey H. Cook report?

Director Tracey H. Cook reported an equity award, receiving 2,365 shares of Astec Industries Common Stock as a grant. The award was made at no cash cost and increased Cook’s directly held position to 20,225 shares following the transaction.

When did Tracey H. Cook receive the RSU grant at Astec Industries (ASTE)?

Tracey H. Cook received the RSU grant on April 27, 2026. The Form 4 shows this grant date for 2,365 shares of Common Stock awarded as an annual RSU grant under Astec Industries’ 2025 Equity Incentive Plan.

How many Astec Industries (ASTE) shares were granted to Tracey H. Cook?

Tracey H. Cook was granted 2,365 shares of Astec Industries Common Stock. The Form 4 classifies this as a grant, award, or other acquisition, with a reported price per share of $0.0000, reflecting stock-based compensation rather than a market purchase.

What are Tracey H. Cook’s holdings after the reported ASTE grant?

After the reported grant, Tracey H. Cook directly holds 20,225 shares of Astec Industries Common Stock. This post-transaction balance reflects the addition of 2,365 granted shares under the company’s 2025 Equity Incentive Plan as disclosed in the Form 4.

What plan governs the RSU grant reported for Astec Industries (ASTE)?

The RSU grant is reported as an annual award under Astec Industries’ 2025 Equity Incentive Plan. A footnote explains that the 2,365-share transaction reflects an annual grant of RSUs issued to director Tracey H. Cook pursuant to this equity incentive plan.