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AtlasClear Director Buys 15,000 Shares

The amendment corrects how two open-market purchases were classified in the earlier report.

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Form Type
4/A

Rhea-AI Filing Summary

AtlasClear Holdings, Inc. director Steven J. Carlson reported two direct purchases totaling 15,000 shares of Common Stock: 10,000 shares at $0.1985 per share on September 24, 2026, and 5,000 shares at $0.1920 per share on September 25, 2026. The amendment corrects the prior report’s transaction classification for these open-market purchases.

Insider Carlson Steven J.
Role Director
Bought 15,000 shs ($3K)
Type Security Shares Price Value
Purchase Common Stock F1 5,000 $0.192 $960.00
Purchase Common Stock F1 10,000 $0.1985 $2K
Holdings After Transaction: Common Stock — 15,000 shares (Direct)
Footnotes (1)
  1. F1. On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."
Shares purchased 15,000 shares Across two direct purchases
Shares purchased 10,000 shares September 24, 2026
Price per share $0.1985 Purchase on September 24, 2026
Shares purchased 5,000 shares September 25, 2026
Price per share $0.1920 Purchase on September 25, 2026

FAQ

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How many shares did ATCH director Steven J. Carlson buy?

Steven J. Carlson bought 15,000 shares in two direct purchases. He bought 10,000 shares at $0.1985 per share on September 24, 2026, and 5,000 shares at $0.1920 per share on September 25, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carlson Steven J.

(Last)(First)(Middle)
C/O ATLASCLEAR HOLDINGS, INC.
4350 WEST CYPRESS STREET, SUITE 270

(Street)
TAMPA FLORIDA 33607

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AtlasClear Holdings, Inc. [ ATCH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
09/28/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/24/2026P(1)10,000A$0.198510,000D
Common Stock09/25/2026P(1)5,000A$0.19215,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On September 28, 2026, the Reporting Person filed a Form 4 which inadvertently used Transaction Code "A" to report certain open market purchases of shares of Common Stock. As reported in this amendment, the correct Transaction Code is "P."
/s/ Jason Simon, Attorney-in-Fact09/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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